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Compliance Search Group jobs - New York, NY

Viewing 1 - 10 of 1,961 jobs

  • Asset & Wealth Management Legal Group –Product & Regulatory Position

    Compliance Search Group - New York City, NY

    working closely with the relevant Business units, the Compliance Department and other parts of the Legal ... in the US. Advising the Alternatives and Real Assets group (ARA) within the AWM Division on the development,...

    1 day ago from eFinancial Careers

  • Head of Investment Management Policies and Procedures Compliance

    Compliance Search Group - New York City, NY

    Prepare the Chief Compliance Officer’s written Compliance Program Reviews (quarterly and annually) as required ... Qualifications BA/BS required, JD Preferred.• 10 plus years compliance or other applicable experience...

    1 day ago from eFinancial Careers

  • Senior Compliance Analyst - Commodities, Futures, Energy Compliance.

    Compliance Search Group - New York City, NY

    and trades. There will be significant interaction with the compliance team, legal, and the Corporate Derivatives Group. ... will work with minimum supervision.Responsibilities include Compliance Testing, Training, providing guidance to the...

    1 day ago from eFinancial Careers

  • Compliance Officer, Listed Derivatives

    Compliance Search - New York City, NY

    other working groups within compliance Conducting ongoing compliance risk assessments Participate in internal ... management, position limits, electronic trading, margin compliance, money movements, hedge exemptions, errors and...

    30+ days ago from Doostang

  • Compliance Analyst

    Judge Group - New York City, NY

    Enterprise-Wide Staffing and Corporate Training. The Judge Group has long believed in strong companies and the talented ... (e.g., media search results, copies of statements/check, results from internal system searches, transactional analysis e...

    28 days ago from ZipRecruiter

  • IT Business/Data Analyst working in Legal and Compliance

    Software Guidance & Assistance - New York, NY

    Responsibilities: Business Analyst working with Legal and Compliance group. Acts as an intermediary between the ... is required, Testing Strategy Industry regulation and compliance knowledge is a plus SGA is a Certified Women's...

    1 day ago from Net-Temps

  • Sports Media - Manager, Accounting & Compliance - Sports Group

    WorkInSports - Stamford, CT

    and simplification initiatives • Manage NBC Sports Group compliance programs, including SOX, Internal Audits, T&E ... If you get an error message, go to and search for this job using requisition # 19398BR.- W...

    30+ days ago from

  • Manager QA Compliance

    Scientific Search - Parsippany, NJ

    and Canada affiliates in close cooperation with other compliance functions/groups at the affiliate Assist the US and ... auditing quality systems and the regulatory compliance status of manufacturing facilities, laboratories and...

    1 day ago from ZipRecruiter

  • Manager - Independence Consultation - Entity Search & Compliance

    Leading Private Professional Services Firm - Stamford, CT

    Partners (LCSPs), Professional Practice Directors, Regional Compliance Officers and DTTL Independence Directors on ... requirements involving the Deloitte Entity Search and Compliance (DESC) system as it relates to attest clients and...

    30+ days ago from IvyExec

  • Compliance Analyst - Hedge Funds

    Kforce Inc. - New York City, NY

    A Global Invesment Management Group is in search of a Compliance Analyst for its global credit and distressed ... business. This associate will be responsible for the compliance testing, reconciliation, and portfolio reporting...

    1 day ago from Money Jobs

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