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Compliance Search Group jobs - New York, NY

Viewing 11 - 20 of 96 jobs

  • Advertising Sales Literature Review Compliance Officer

    Compliance Search Group - New York City, NY

    service and professional relations between the firm’s Compliance department and the firm’s Business Development Group ... THE COMPLIANCE SEARCH GROUP, the leading and most trusted executive search firm in the nation specializing in the...

    23 days ago from TheLadders.com

  • Compliance Testing - Director

    Compliance Search Group - Jersey City, NJ

    THE COMPLIANCE SEARCH GROUP, the leading and most trusted executive search firm in the nation specializing ... of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier...

    23 days ago from TheLadders.com

  • Control Room Compliance Officer

    Compliance Search Group - New York City, NY

    Control Room Compliance Officer A Global bank seeks a Control Room Compliance Officer who will be responsible for ... Compliance on Watch and Restricted List Issues • Work with Senior Research Management and IT on Global Research...

    23 days ago from TheLadders.com

  • Compliance - Private Investments, Outside Affiliations

    Compliance Search Group - New York City, NY

    • Provide Compliance management with updates and escalating where necessary, including the creation and ... SEARCH GROUP, the leading and most trusted executive search firm in the nation specializing in the recruitment of...

    23 days ago from TheLadders.com

  • Equities Compliance Advisory - VP / AVP

    Compliance Search Group - New York City, NY

    Equities Compliance Advisory-VP/AVP A top global bank seeks an Equities Compliance Advisory Professional who will become ... Corporate Access Rules THE COMPLIANCE SEARCH GROUP, the leading and most trusted executive search firm in the nation...

    23 days ago from TheLadders.com

  • Private Bank - Asset Management

    Compliance Search Group - Stamford, CT

    COMPLIANCE SEARCH GROUP, the leading and most trusted executive search firm in the nation specializing in the ... of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier...

    1 day ago from TheLadders.com

  • Wealth and Investment Management Compliance

    Compliance Search Group - New York City, NY

    THE COMPLIANCE SEARCH GROUP, the leading and most trusted executive search firm in the nation specializing ... of placing hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with the...

    30+ days ago from TheLadders.com

  • Senior Compliance Officer - Commercial and Residential

    Compliance Search Group - New York City, NY

    THE COMPLIANCE SEARCH GROUP, the leading and most trusted executive search firm in the nation ... placing hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's...

    23 days ago from TheLadders.com

  • Markets Compliance Officer - Sales & Trading Capital

    Compliance Search Group - New York City, NY

    developments. • Assist in the preparation of Compliance reports for Compliance Management, Senior Management, ... THE COMPLIANCE SEARCH GROUP, the leading and most trusted executive search firm in the nation specializing in...

    23 days ago from TheLadders.com

  • Hedge Fund + Private Banking Compliance

    Compliance Search Group - New York City, NY

    Our Client, a top tier bank, is looking for a Compliance officer to help with the compliance of all of the funds work ... • Oversee compliance monitoring testing for compliance to regulations and internal company policies • Managing...

    30+ days ago from TheLadders.com

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