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Compliance Search Group jobs - New York, NY

Viewing 11 - 20 of 298 jobs

  • Regional Marketing Manager

    Search Consultants - Paramus, NJ

    Oversee regional marketing activities at an assigned group of dealers in the Americas. Ensure that the dealer marketing ... levels are achieved Monitor dealer activities for compliance with guidelines (Corporate Identity, marketing, and...

    18 days ago from The Ladders

  • Senior Software Engineer - Bloomberg Vault Search Job

    Bloomberg - New York City, NY

    in Bloomberg Enterprise group developing a cloud-based compliance archiving service, eDiscovery tools and real-time ... WORM, replicated/redundant , cold storage, encryption - Massively scalable time-based and faceted search and real-time a...

    11 days ago from Bloomberg

  • Group Risk Manager

    Compliance Search International - New York City, NY

    to meet regulatory and business requirements. Prepares peer group comparisons from both a business and a financial perspective in support of the risk rating recommendation Quickly develops complex financial models (including income,...

    30+ days ago from Compliance Search Group

  • Compliance Manager- Investment Management Firm

    Compliance Search International - New York City, NY

    S/he will support the Chief Compliance Officer in dealing with all ad-hoc and scheduled compliance monitoring and testin ... Compliance preferred. Knowledge of Charles River (Front-end Compliance System) preferred. Knowledge of Soft Dollars and...

    5 days ago from Compliance Search Group

  • Anti-Money Laundering Remote Deposit Capture - Compliance Director

    Compliance Search International - New York City, NY

    for their organization. Description: Lead the AML compliance program across the global businesses that offers ... Job Report http://www.WallStreetJobReport.com To join The Compliance Exchange on LinkedIn please click here...

    26 days ago from Compliance Search Group

  • Advisory Compliance Generalist - VP

    Compliance Search International - New York City, NY

    Compliance initiatives locally by being the touch point for Compliance Policies, Training, Compliance Risk Assessment, ... and concisely Experience project management Knowledge of Compliance processes within a broker dealer/investment...

    30+ days ago from Compliance Search Group

  • IT Compliance Analyst

    Compliance Search International - New York City, NY

    Excellent verbal, written, and presentation skills. Attain Compliance Certification CISSP (Certified Information ... Job Report http://www.WallStreetJobReport.com To join The Compliance Exchange on LinkedIn please click here...

    30+ days ago from Compliance Search Group

  • Compliance Analyst

    Compliance Search International - New York City, NY

    completing tests in compliance with the 38a-1 and 206(4)-7 Compliance Testing Program Assist in conducting regulatory ... Job Report http://www.WallStreetJobReport.com To join The Compliance Exchange on LinkedIn please click here...

    30+ days ago from Compliance Search Group

  • Operations and Compliance Analyst

    Compliance Search International - New York City, NY

    credit administration, management of payment services, and compliance or audit related work. Working knowledge of relational databases and interest and ability to develop database queries, analyze results and present analysis to...

    30+ days ago from Compliance Search Group

  • Regulatory Risk Capital Markets - Technology Compliance (Managers/Directors)

    Compliance Search International - New York City, NY

    in particular with Equities or Options trading platforms, compliance technology and regulatory reporting in broker ... Job Report http://www.WallStreetJobReport.com To join The Compliance Exchange on LinkedIn please click here...

    30+ days ago from Compliance Search Group