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Compliance Search Group jobs - New York, NY

Viewing 1 - 10 of 76 jobs

  • IT Audit Manager

    The Execu|Search Group - New York City, NY

    in Information Systems auditing, Information Security, IT Compliance and/or Technology Risk Management * 2+ years of ... and working with Auditing standards, Information Security Compliance and relevant Regulatory requirements (including...

    30+ days ago from Execu-Search

  • Capital Markets Attorney with 3-5 years of corporate experience

    BCG Attorney Search - New York City, NY

    as with advising public companies on ongoing securities compliance and disclosure (13D/G, Section 16, etc.), ... law reporting obligations and related regulatory and compliance matters. The principal law office is located in...

    30+ days ago from BCG Attorney Search

  • Chief Compliance Officer

    Compliance Search Group - New York City, NY

    compliance environment, technical guidance on specific compliance matters, and supervision of the Compliance Officer ... including actual or potential compliance program violations. • Manages the Compliance Officer and BSA Department.

    17 days ago from The Ladders

  • AVP / VP Principal Auditor - Financial Crime Compliance

    The Execu|Search Group - New York City, NY

    Reporting to the Anti-Financial Crime Principal Audit Manager, the AVP / VP Financial Crime Compliance Principal Auditor ... COMPANY DESCRIPTION Financial Services Company JOB DESCRIPTION The AVP / VP Financial Crime Compliance Principal Auditor...

    30+ days ago from Execu-Search

  • Vice President Personal Account Dealing Officer

    Compliance Search Group - New York City, NY

    President Personal Account Dealing Officer. The Ethic and Compliance area within the bank helps to maintain compliance ... to management. • Annual Compliance acknowledgements and certifications. • Respond to all external and internal...

    10 days ago from The Ladders

  • VP-Advisory Compliance Officer

    Jack Kelly - the Compliance Search Group - New York City, NY

    Responsibilities: • The VP / Advisory Compliance Officer for Portfolio Management (PM) and Debt Capital Markets (DCM) wi ... (e.g., team meetings; one-on-one; Compliance Bulletins; Annual Compliance Meetings) to educate the respective...

    30+ days ago from The Ladders

  • Vice President - Real Estate Compliance

    The Execu|Search Group - New York City, NY

    Compliance. In this role, the Vice President of Real Estate Compliance will participate in the ongoing creation, ... Recommending enhancements to Real Estate’s current compliance testing program * Driving the testing and implementation...

    30+ days ago from Execu-Search

  • Compliance Manager

    The Execu|Search Group - New York City, NY

    The Compliance Manager will be responsible for: * Providing compliance services and managing regulatory and compliance ... of regulatory compliance reports, as required, per the compliance plans and governance framework * Carrying out...

    30+ days ago from Execu-Search

  • Vice President - Professional Ethics Compliance Officer

    Compliance Search Group - New York City, NY

    enterprise-level conflicts policies. • Work with Compliance Advisory to resolve and escalate employee related ... Principle Business Responsibilities: • Compliance Advisory will work with the Professional Ethics to resolve and...

    30+ days ago from The Ladders

  • Health Care Compliance Manager

    Compliance Search Group - New York City, NY

    o Develop compliance education and training materials and facilitate ongoing compliance training throughout the company, ... committee meetings to effectively incorporate the compliance program into the company. · Maintain compliance database...

    30+ days ago from The Ladders