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Compliance Search Group jobs - New York, NY

Viewing 1 - 10 of 410 jobs

  • Senior Compliance Officer-Global Marketing Review

    Compliance Search Group - New York City, NY

    for travel THE COMPLIANCE SEARCH GROUP, the leading and most trusted executive search firm in the nation ... placing hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's...

    4 days ago from The Ladders

  • Investment Advisory Compliance Officer

    Compliance Search Group - New York City, NY

    Chief Compliance Officer and work side-by-side with other compliance professionals and other employees by performing, ... personal trading compliance software, such as Star Compliance or SunGard Protegent PTA • Very strong organizational,...

    25 days ago from The Ladders

  • Junior Corporate Attorney with securities experience

    BCG Attorney Search - New York City, NY

    group. Will serve in hedge fund formation and regulatory compliance, but may also involve private equity and/or real ... estate fund formation; derivatives; and related regulatory compliance. "This firm is a white shoe in DC, but does not...

    20 days ago from BCG Attorney Search

  • Anti - Money Laundering Compliance Associate

    Compliance Search Group - New York City, NY

    challenge THE COMPLIANCE SEARCH GROUP, the leading and most trusted executive search firm in the nation ... record of placing hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with...

    30+ days ago from The Ladders

  • Capital Markets Attorney with 3-5 years of corporate experience

    BCG Attorney Search - New York City, NY

    as with advising public companies on ongoing securities compliance and disclosure (13D/G, Section 16, etc.), ... law reporting obligations and related regulatory and compliance matters. The principal law office is located in...

    20 days ago from BCG Attorney Search

  • Vice President - Risk Assessment Specialist

    Compliance Search Group - New York City, NY

    • Experience with compliance risk assessments (identification of risks and controls) a plus • Strong knowledge of US sanctions/OFAC regime • Working knowledge of banking products & services • Strong analytical and investigative skills •...

    18 days ago from The Ladders

  • Vice President - Qualitative Data Analytic Manager

    Compliance Search Group - New York City, NY

    KYC rules across the entire Group. In this context, Group Compliance has installed a permanent, robust US-based ... to sanctions issues applicable • Performing a Group-wide advisory function and supplying advice to business and...

    18 days ago from The Ladders

  • Equity Derivatives Counsel

    Compliance Search Group - New York City, NY

    A Global financial institution seeks an experienced attorney to join the New York Legal Department as Counsel who will focus on equity derivatives. Will be responsible for standard market equity derivatives, derivatives related proprietary...

    18 days ago from The Ladders

  • Regional Marketing Manager

    Search Consultants - Paramus, NJ

    Oversee regional marketing activities at an assigned group of dealers in the Americas. Ensure that the dealer marketing ... levels are achieved Monitor dealer activities for compliance with guidelines (Corporate Identity, marketing, and...

    18 days ago from The Ladders

  • Financial Recruiter

    Compliance Search Group - New York City, NY

    The Compliance Search Group is a dynamic Executive Search firm that specializes in the placement of Compliance and ... At Compliance Search, we offer an informal work atmosphere, strong brand name recognition, leadership role...

    18 days ago from The Ladders