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Compliance Search Group jobs - Manhattan, NY

Viewing 1 - 10 of 41 jobs

  • Regulatory and Compliance Change Management - VP

    Compliance Search Group - New York, NY

    Regulatory and Compliance Change Management-VP A top-tier global bank Regulatory and Compliance Professional who will ... SEARCH GROUP, the leading and most trusted executive search firm in the nation specializing in the recruitment of...

    9 hours ago from TheLadders.com

  • Vice President / Assist Manager Regulatory Inquiry Group

    Compliance Search Group - New York, NY

    The candidate would act as the Assistant Manager for the group that researches, analyzes and responds to regulatory ... and operations personnel, external and internal counsel, compliance coverage, etc., as required to investigate,...

    30+ days ago from TheLadders.com

  • Central Compliance Officer VP

    Compliance Search Group - New York, NY

    Central Compliance Officer – VP Our client, a major investment banking firm seeks a Central Compliance Officer to lead ... (BAU) procedures for the various groups within Central Compliance. The functions of the Central Compliance team...

    23 days ago from TheLadders.com

  • Municipal Securities Compliance

    Compliance Search Group - New York, NY

    Municipal Securities Compliance Top tier investment bank seeks an experienced Municipal Securities Compliance ... of compliance issues/tasks simultaneously THE COMPLIANCE SEARCH GROUP, the leading and most trusted executive search...

    23 days ago from TheLadders.com

  • Structured Products, FX & Options Compliance, Director

    Compliance Search Group - New York, NY

    effort in respect of Sales and Trading Compliance coverage development and the roll-out of bespoke Compliance ... product areas THE COMPLIANCE SEARCH GROUP, the leading and most trusted executive search firm in the nation...

    23 days ago from TheLadders.com

  • VP - Fixed Income Sales and Trading Compliance

    Compliance Search Group - New York, NY

    Basic Qualifications: • 4-year college degree • 4+ years of compliance and/or regulatory experience in broker or banking ... • Must have experience providing real time Compliance advice to Sales/Trading areas...

    23 days ago from TheLadders.com

  • Equities Trading Floor Compliance - VP

    Compliance Search Group - New York, NY

    In addition, the candidate will: • Lead the Compliance Advisory program to assess the regulatory/compliance controls of ... environment; THE COMPLIANCE SEARCH GROUP, the leading and most trusted executive search firm in the nation...

    23 days ago from TheLadders.com

  • Anti - Money Laundering Transaction Monitoring - VP

    Compliance Search Group - New York, NY

    search firm in the nation specializing in the recruitment of Compliance, Legal, Regulatory, Risk Management, ... To join The Compliance Exchange on LinkedIn please visit the following site http://www.linkedin.com...

    9 hours ago from TheLadders.com

  • Regulatory and Legal Relations Analyst

    Compliance Search Group - New York, NY

    important and growing part of the company; regulatory and compliance change management. In a nutshell, the group is ... Dynamics THE COMPLIANCE SEARCH GROUP, the leading and most trusted executive search firm in the nation specializing...

    9 hours ago from TheLadders.com

  • Compliance Examiner - Capital Markets

    Compliance Search Group - Stamford, CT

    Compliance Examiner – Capital Markets Our client, a top-tier global investment bank is seeking a Compliance Examiner. ... or material weakness identified. Assist with other Compliance related projects as needed. Assist in supporting...

    30+ days ago from TheLadders.com

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