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Compliance Search Group jobs - Jericho, NY

Viewing 1 - 10 of 193 jobs

  • Head of Investment Management Policies and Procedures Compliance

    Compliance Search Group - New York City, NY

    Prepare the Chief Compliance Officer’s written Compliance Program Reviews (quarterly and annually) as required ... Qualifications BA/BS required, JD Preferred.• 10 plus years compliance or other applicable experience...

    3 days ago from eFinancial Careers

  • Asset & Wealth Management Legal Group –Product & Regulatory Position

    Compliance Search Group - New York City, NY

    working closely with the relevant Business units, the Compliance Department and other parts of the Legal ... in the US. Advising the Alternatives and Real Assets group (ARA) within the AWM Division on the development,...

    3 days ago from eFinancial Careers

  • Senior Compliance Analyst - Commodities, Futures, Energy Compliance.

    Compliance Search Group - New York City, NY

    and trades. There will be significant interaction with the compliance team, legal, and the Corporate Derivatives Group. ... will work with minimum supervision.Responsibilities include Compliance Testing, Training, providing guidance to the...

    3 days ago from eFinancial Careers

  • IT Project Manager - Regulatory/Compliance

    Princeton Information - New York, NY

    strong project management experience, ideally from either a compliance or regulatory background and experience working ... or PMI Certification Working Experience in regulatory or compliance domain projects. Knowledge of Information...

    8 hours ago from Dice

  • Compliance Analyst

    Judge Group - New York City, NY

    Enterprise-Wide Staffing and Corporate Training. The Judge Group has long believed in strong companies and the talented ... (e.g., media search results, copies of statements/check, results from internal system searches, transactional analysis e...

    20 hours ago from ZipRecruiter

  • Core Compliance / Trade Surveillance Project Lead [[textspin:]]

    Contemporary Personnel Staffing - New York City, NY

    Investment Management and Investor Services seeks a Core Compliance Project Lead/Manager. Responsibilities Design and ... are recognized leaders in providing executive search, recruiting and staffing solutions. Our mission is to be the...

    4 days ago from

  • Compliance Analyst - Hedge Funds

    Kforce Inc. - New York City, NY

    RESPONSIBILITIES: A Global Invesment Management Group is in search of a Compliance Analyst for its global credit and ... in compliance testing of trading operations. 1940 Act Compliance experience is a plus and loans product knowledge...

    2 days ago from CareerBuilder

  • Contract Manufacturing Associate

    Scientific Search - Hawthorne, NY

    Company Description: Since 1983, Scientific Search has been placing technical, management, and executive level ... and reports. Helps to ensure completeness, accuracy and compliance of all documentation. Reviews cGMP documentation in...

    3 days ago from ZipRecruiter

  • Plant Engineer - Salary: $100-110

    Judge Group - Stamford, CT

    issues, ensure safe working conditions for employees and compliance with all state and federal regulations on ... system. -Knowledge of safety related issues including compliance with State, Federal and Local regulations.

    7 days ago from

  • Senior Software Engineer Bloomberg Vault Search Job

    Bloomberg - Entertainment and Media Industry - New York City, NY

    in Bloomberg Enterprise group developing a cloud-based compliance archiving service, eDiscovery tools and real-time ... WORM, replicated/redundant , cold storage, encryption • Massively scalable time-based and faceted search and real-time a...

    5 days ago from VelvetJobs

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