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Compliance Search Group jobs - Greenwich, CT

Viewing 1 - 10 of 103 jobs

  • Senior Fixed Income Compliance Officer

    Compliance Search Group - New York City, NY

    personnel in a fast paced, high-pressure environment. The Compliance Officer will be responsible for covering the ... matters to be distributed internally. • Conduct compliance training regarding new and existing regulations and firm...

    3 days ago from eFinancial Careers

  • Assistant Vice President - Compliance

    The Execu|Search Group - New York

    of Compliance will assist in executing and monitoring compliance initiatives within the hospital and its ... relevant compliance educational materials and regulatory compliance updates * Perform research on compliance issues...

    30+ days ago from Execu-Search

  • Compliance Manager

    The Execu|Search Group - New York City, NY

    The Compliance Manager will be responsible for: * Providing compliance services and managing regulatory and compliance ... of regulatory compliance reports, as required, per the compliance plans and governance framework * Carrying out...

    30+ days ago from Execu-Search

  • Chief Compliance Officer

    Compliance Search Group - New York City, NY

    compliance environment, technical guidance on specific compliance matters, and supervision of the Compliance Officer ... including actual or potential compliance program violations. • Manages the Compliance Officer and BSA Department.

    20 days ago from The Ladders

  • IT Audit Manager

    The Execu|Search Group - New York City, NY

    the audit planning and approach * Execute tests of control/compliance and appraise policies and plans relating to the ... support functions, such as Risk Management, Legal and Compliance * Solid understanding of the Banking sector * Great...

    30+ days ago from Execu-Search

  • VP-Advisory Compliance Officer

    Jack Kelly - the Compliance Search Group - New York City, NY

    Responsibilities: • The VP / Advisory Compliance Officer for Portfolio Management (PM) and Debt Capital Markets (DCM) wi ... (e.g., team meetings; one-on-one; Compliance Bulletins; Annual Compliance Meetings) to educate the respective...

    30+ days ago from The Ladders

  • Vice President - Real Estate Compliance

    The Execu|Search Group - New York City, NY

    Compliance. In this role, the Vice President of Real Estate Compliance will participate in the ongoing creation, ... Recommending enhancements to Real Estate’s current compliance testing program * Driving the testing and implementation...

    30+ days ago from Execu-Search

  • Vice President Personal Account Dealing Officer

    Compliance Search Group - New York City, NY

    President Personal Account Dealing Officer. The Ethic and Compliance area within the bank helps to maintain compliance ... to management. • Annual Compliance acknowledgements and certifications. • Respond to all external and internal...

    13 days ago from The Ladders

  • Vice President - Professional Ethics Compliance Officer

    Compliance Search Group - New York City, NY

    enterprise-level conflicts policies. • Work with Compliance Advisory to resolve and escalate employee related ... Principle Business Responsibilities: • Compliance Advisory will work with the Professional Ethics to resolve and...

    30+ days ago from The Ladders

  • AVP / VP Principal Auditor - Financial Crime Compliance

    The Execu|Search Group - New York City, NY

    Reporting to the Anti-Financial Crime Principal Audit Manager, the AVP / VP Financial Crime Compliance Principal Auditor ... COMPANY DESCRIPTION Financial Services Company JOB DESCRIPTION The AVP / VP Financial Crime Compliance Principal Auditor...

    30+ days ago from Execu-Search