Compliance Search Group jobs - Franklin Lakes, NJ

Viewing 1 - 10 of 57 jobs

• Group Insurance Compliance Analyst

  Compliance Search Group - New York, NY

  of group insurance products • Compliance/regulatory background Education and Experience: Four-year college ... and 5-10 years experience dealing with group insurance contract drafting and regulatory/compliance issues To apply...

  6 days ago from TheLadders.com

• Mortgage Compliance Officer Private Bank

  Compliance Search Group - New York, NY

  level compliance officer to support the Mortgage Division Compliance Head of the Private Bank. The ideal candidate ... Qualifications • Experience managing other compliance professionals and/or attorneys and performing other department adm...

  6 days ago from TheLadders.com

• Senior Compliance Auditor

  Compliance Search Group - New York, NY

  Senior Compliance Auditor Our client, a top-tier ratings agency, seeks a Senior Compliance Auditor. Within this position ... •Experienced compliance or internal auditor, compliance monitoring professional or regulatory examiner with an...

  6 days ago from TheLadders.com

• Bank Compliance Officer, AVP

  Compliance Search Group - New York, NY

  testing program. o Ongoing management and execution of compliance monitoring activities on a risk-assessed basis ... o Performing special projects assigned by the Local Compliance Officer or Chief Compliance Officer.

  6 days ago from TheLadders.com

• Compliance Analyst - Employee Trading

  Compliance Search Group - New York, NY

  Compliance Analyst - Employee Trading A top-tier ratings agency, seeks a Compliance Analyst to assist, manage and ... support such as the preparation of Compliance training materials • Ongoing liaison with the business and...

  6 days ago from TheLadders.com

• VP - Compliance Officer - Swap Dealer

  Compliance Search Group - New York, NY

  global CCO Compliance Program for Swap Dealers to ensure compliance with all applicable regulatory requirements.Swap ... • Ability to make, support and defend difficult and complex regulatory/compliance decisions in a fast-paced trading floo...

  6 days ago from TheLadders.com

• Vice President / Assist Manager Regulatory Inquiry Group

  Compliance Search Group - New York, NY

  The candidate would act as the Assistant Manager for the group that researches, analyzes and responds to regulatory ... and operations personnel, external and internal counsel, compliance coverage, etc., as required to investigate,...

  30+ days ago from TheLadders.com

• Central Compliance Officer VP

  Compliance Search Group - New York, NY

  Central Compliance Officer – VP Our client, a major investment banking firm seeks a Central Compliance Officer to lead ... (BAU) procedures for the various groups within Central Compliance. The functions of the Central Compliance team...

  20 days ago from TheLadders.com

• Sr. Global Anti-Money Laundering AML Operations

  Compliance Search Group - New York, NY

  at all levels • Manage Communications Network, a group of regional representatives tasks with various communications ... monthly Archer data collection process, and Compliance end-to-end metrics project Qualifications: •...

  6 days ago from TheLadders.com

• Legal Counsel or Senior Compliance Advisor

  Compliance Search Group - New York, NY

  Qualifications & Skills • At least 10 years (for band 4) and 8 years (for grade 5) of regulatory, compliance and/or lega ... • Ability to lead discussions with relevant stakeholders and to drive strategic decision making with Group/WB senior man...

  27 days ago from TheLadders.com