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Compliance Search Group jobs - Coppell, TX

Viewing 1 - 10 of 209 jobs

  • Corporate Attorney with 3-5 years of M&A experience

    BCG Attorney Search - Dallas, TX

    Financial Institutions Corporate and Regulatory practice group. Experience with bank regulatory, compliance, ... and M&A is strongly preferred. Must have strong bank compliance or regulatory experience. Should become licensed...

    19 days ago from BCG Attorney Search

  • Compliance Supervisor

    Compliance Search Group - Dallas, TX

    Element Training Regulatory Element Training and Annual Compliance Meeting and Annual Certifications. Confirm ... rating/pricing trips and transcripts are followed. Identify compliance issues that require follow-up or investigation.

    6 days ago from The Ladders

  • Private Equity Attorney with 3-6 years of corporate experience

    BCG Attorney Search - Dallas, TX

    experience in Investment Fund formation, operations and compliance, preferably with private equity funds, including facility with the Investment Advisers Act and state investment adviser regulation. Additional experience in Private Equity,...

    19 days ago from BCG Attorney Search

  • Public Finance Regulatory Officer

    Compliance Search Group - Dallas, TX

    Element Training Regulatory Element Training and Annual Compliance Meeting and Annual Certifications. Confirm ... rating/pricing trips and transcripts are followed. Identify compliance issues that require follow-up or investigation.

    30+ days ago from The Ladders

  • Health Information Manager / HIM Manager (Operations and Regulatory Compliance)

    Texas Health Resources - Arlington, TX

    is in search of an Operations and Regulatory Compliance Manager to join the enterprise Health Information ... Information Manager”, “Medical Records”, “HIM Compliance”, Arlington, Dallas, “Ft. Worth”, “Fort Worth”, TX,...

    15 days ago from CareerBuilder

  • Compliance Analyst- Mutual Fund

    Compliance Search Group - Dallas, TX

    Overview An SEC-registered investment adviser seeks a Compliance Analyst who will be responsible for assisting in review ... • Assist with new hire and firm compliance training • Keep current on, analyze, and understand regulatory...

    3 days ago from The Compliance Search Group

  • Mutual Fund-Compliance Analyst

    Compliance Search Group - Dallas, TX

    A global SEC- registered investment adviser is seeking a Compliance Analyst. The Compliance Associate will be ... on, analyze, and understand regulatory requirements and compliance procedures under the Advisers Act and the...

    3 days ago from Compliance Search Group

  • Asset Management/Mutual Fund

    Compliance Search Group - Dallas, TX

    Overview An SEC-registered investment adviser seeks a Compliance Analyst who will be responsible for assisting in review ... – Assist with new hire and firm compliance training – Keep current on, analyze, and understand regulatory...

    3 days ago from The Compliance Search Group

  • SVP/General Counsel-Real Estate/Leasing

    Compliance Search Group - Dallas, TX

    rong organizational skills appropriate for fast-paced work environment. – Excellent negotiating skills. – Strong verbal and written communication skills; ability to work in fast paced work environment. – Experience managing a...

    3 days ago from The Compliance Search Group

  • Senior Vice President of Compliance

    Sterling-hoffman Executive Search - Dallas, TX

    regarding the company's compliance programs and potential compliance violations 17) Manage the company's compliance ... compliance violations and to develop an effective global compliance training program, including appropriate...

    30+ days ago from Sterling-Hoffman Executive Search