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Compliance Search Group jobs

Viewing 1 - 10 of 359 jobs

  • Vice President Compliance Policies and Procedures

    Compliance Search Group - New York City, NY

    The Candidate will be part of an Institutional Securities Group Americas Regulatory Counsel/Policies & Procedures Gr ... The group also coordinates the drafting, publication, and updating of compliance policies and procedures...

    1 day ago from TheLadders.com

  • Trading Floor, Capital Markets and Compliance Officer

    Compliance Search Group - New York City, NY

    developments. • Assist in the preparation of Compliance reports for Compliance Management, Senior Management, Executive ... THE COMPLIANCE SEARCH GROUP, the leading and most trusted executive search firm in the nation specializing in the...

    8 days ago from TheLadders.com

  • Compliance Portfolio Associate - Hedge Fund

    Compliance Search Group - Los Angeles, CA

    or Compliance - Coordinate with Operations, Marketing, Compliance, Risk on day to day issues that arise, portfolio ... related studies from a 4 year University. THE COMPLIANCE SEARCH GROUP, the leading and most trusted executive search...

    1 day ago from TheLadders.com

  • COMPLIANCE & REGULATORY LITIGATION ASSOCIATE / Leading Legal Recruiting And Staffing Company

    Lexacount - New York City, NY

    required education: Bachelor's Degree Job category: Firm Search is seeking Senior and Mid-level Litigation Associates ... Internal Investigations and Corporate Governance practice group Sunshine Act and global transparency also desirableS...

    30+ days ago from Doostang

  • Director, SEO Content Discovery

    Division of A Leading Media Conglomerate - New York City, NY

    and developing internal linking style guides to accelerate search rankings and increase natural search engine traffic ... Candidates must demonstrate achievement of top rankings and increased traffic in/from search engines...

    1 day ago from IvyExec

  • Director Annuity Suitability Review - Compliance

    Compliance Search Group - Addison, TX

    miscellaneous Market Conduct & Compliance duties as assigned. • Conducts research on matters related to the ... areas and senior management. • Compliance, handling annuity suitability reviews. Ideal candidate will possess...

    15 days ago from TheLadders.com

  • Senior Compliance Analyst

    Compliance Search Group - Dallas, TX

    The Candidate will be supporting the compliance functions of the firm’s Broker-Dealer (B/D) and retail Registered Invest ... the firm’s compliance procedures · Perform compliance testing and assist with the preparation of the annual reviews...

    13 days ago from TheLadders.com

  • Lead Talent Sourcer - Executive Search

    Burbank, CA

    Stay current on executive search market trends and innovative sourcing practices, with a focus on executive search Consu ... areas, from a retained executive search firm (the retained search business of Heidrick Struggles, Russell Reynolds,...

    2 days ago from IvyExec

  • Sanctions Quality Assurance - Compliance Officer - VP

    Compliance Search Group - New York City, NY

    THE COMPLIANCE SEARCH GROUP, the leading and most trusted executive search firm in the nation ... of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier...

    15 days ago from TheLadders.com

  • Compliance Officer- AML Database Analyst

    Major International Bank - Los Angeles, CA

    The Senior Compliance Database Analyst will be part of the Governance Reporting group, responsible for analyzing data ... managers and other global Citi AML monitoring and compliance units. Qualifications The BSA compliance analyst...

    16 days ago from IvyExec

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