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Compliance Search Group jobs

Viewing 1 - 10 of 298 jobs

  • Asset Management Compliance Officer

    Compliance Search Group - Chicago, IL

    with sub-advisers, including periodic compliance reports. • Detailed compliance, legal and corporate record ... fund legal or compliance background is strongly preferred. • Prior experience reviewing and revising compliance...

    14 days ago from TheLadders.com

  • Counsel/Compliance Officer- Alternative Investments

    Compliance Search - Washington, DC

    payments to Finders/Placement Agents Assistance with compliance review of presentations for annual conferences ... (primarily on CPE and GMS platforms), coordinating policy compliance with Investor Relations Management and IRPs, GC...

    30+ days ago from Doostang

  • Associate in Forensic - Compliance & Monitoring

    Compliance Search Group - New York City, NY

    relationships Qualifications: • One year of AML compliance or corporate intelligence, due diligence, and/or compliance ... levels THE COMPLIANCE SEARCH GROUP, the leading and most trusted executive search firm in the nation specializing...

    14 days ago from TheLadders.com

  • Asset Management Mutual Fund Compliance

    Compliance Search Group - Philadelphia, PA

    He/She will report to the Manager, Portfolio Compliance and will support the goals of the portfolio compliance team as d ... and resolve (or escalate) pre- and post-trade compliance warnings and alerts. • Provide portfolio compliance related...

    14 days ago from TheLadders.com

  • Compliance Officer - Bank Testing AVP

    Compliance Search Group - New York City, NY

    COMPLIANCE SEARCH GROUP, the leading and most trusted executive search firm in the nation specializing in the ... hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier...

    16 days ago from TheLadders.com

  • Senior Compliance Analyst

    Compliance Search Group - Dallas, TX

    The Candidate will be supporting the compliance functions of the firm’s Broker-Dealer (B/D) and retail Registered Invest ... the firm’s compliance procedures · Perform compliance testing and assist with the preparation of the annual reviews...

    30+ days ago from TheLadders.com

  • Control Room - AVP

    Compliance Search Group - New York City, NY

    Research Compliance or IBD Compliance Capacity • General understanding of FINRA Rule 2711 and the Equity Research ... COMPLIANCE SEARCH GROUP, the leading and most trusted executive search firm in the nation specializing in the...

    4 days ago from TheLadders.com

  • International Tax Manager

    Execu|search Group - New York City, NY

    Take responsibility for transfer pricing reviews, compliance, and reporting Advise clients on using new ... inbound and outbound consulting experience Some compliance knowledge Desired Skills Big 4, law firm, or...

    30+ days ago from TheLadders.com

  • Senior Portfolio Compliance Analyst

    Compliance Search Group - Philadelphia, PA

    He/She will report to the Manager, Portfolio Compliance and will support the goals of the portfolio compliance team as d ... and resolve (or escalate) pre- and post-trade compliance warnings and alerts. • Provide portfolio compliance related...

    30+ days ago from TheLadders.com

  • Tax Supervisor

    Execu|search Group - New York City, NY

    Strong tax accounting skills Proficiency in US GAAP, tax compliance, corporate consolidated returns, consolidated federal tax returns, partnership returns, and combined state tax returns Desired Skills Previous experience in public...

    30+ days ago from TheLadders.com

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