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Compliance Search Group jobs

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  • Operational Compliance VP

    Compliance Search Group - New York City, NY

    • Partner with Product Compliance and provide compliance coverage to the Regulatory Risk and • Control group on ... COMPLIANCE SEARCH GROUP, the leading and most trusted executive search firm in the nation specializing in the...

    1 day ago from The Ladders

  • Electronic Trading Compliance Officer

    Compliance Search Group - New York City, NY

    Electronic Trading Compliance Officer A global investment bank seeks an electronic compliance professional who will be ... senior management. THE COMPLIANCE SEARCH GROUP, the leading and most trusted executive search firm in the nation...

    6 days ago from The Ladders

  • Senior VP - Compliance

    Efinancial Careers - Montpelier, VT

    related initiatives and ongoing regulatory compliance. 8. Assesses the adequacy of compliance policies, ... Experience Requirements 10+ Broker-dealer compliance leadership experience 10+ Investment adviser compliance...

    54 minutes ago from eFinancial Careers

  • Project Manager With AML/Compliance

    Princeton Information - Tampa, FL

    including Operations, Client Management, Product, Compliance, Legal, Technology, and Regulatory bodies ... diverse stakeholders (business, technology, operations, compliance, executives, peers, and staff) Experience in...

    3 hours ago from Dice

  • Senior Compliance Analyst - AVP

    Compliance Search Group - New York City, NY

    COMPLIANCE SEARCH GROUP, the leading and most trusted executive search firm in the nation specializing in the ... Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier firms.

    1 day ago from The Ladders

  • Compliance Officer, Listed Derivatives

    Compliance Search - New York City, NY

    other working groups within compliance Conducting ongoing compliance risk assessments Participate in internal ... management, position limits, electronic trading, margin compliance, money movements, hedge exemptions, errors and...

    8 days ago from Doostang

  • Compliance Licensing Manager FinTech Opportunity!

    Perkins Group - Los Angeles, CA

    Group, Inc., Mr. Perkins has continued his successful search and placement practice with personally recruiting and ... Recruiter The Perkins Group, Inc. Technical Search & Placement PH: 661-202-8517 (C): 661-202-9996 (E):...

    9 days ago from ZipRecruiter

  • Compliance Manager

    Judge Group - Carthage, MO

    A Fortune 100 Food/Beverage Company is in search of a ComplianceManager.- -This position is responsible for monitoring a ... to regulatory, federal,and local laws. Overseeing compliance to the company-s QP's and associatedplant...

    13 days ago from JobsInLogistics.com

  • Junior Compliance Analyst

    Search Group Partners - Salt Lake City, UT

    Company Description: SEARCH Group Partners (SGP) is a premier boutique recruiting firm, with offices in Utah, Tennessee ... Management Human Resource Consulting Job Description: SEARCH Group Partners (www.searchgrouppartners.com), is...

    6 days ago from ZipRecruiter

  • Director of Sales

    Search Group Partners - Lehi, UT

    Company Description: SEARCH Group Partners (SGP) is a premier boutique recruiting firm, with offices in Utah, Tennessee ... temporary-to-hire, permanent placement, executive search, consulting, interim management transitions, on-site...

    2 days ago from ZipRecruiter

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