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Compliance Officer jobs - White Plains, NY

Viewing 1 - 10 of 239 jobs

  • Sanctions Quality Assurance - Compliance Officer - VP

    Compliance Search Group - New York City, NY

    Sanctions Quality Assurance- Compliance Officer-VP A Global bank seeks a Sanctions Quality Assurance Compliance Officer ... of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier...

    17 days ago from TheLadders.com

  • Compliance Change Officer - AVP

    Compliance Search Group - New York City, NY

    Compliance Change Officer-AVP A Global bank seeks a Compliance Change Officer who will be initially focused on the ... of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier...

    17 days ago from TheLadders.com

  • Trading Floor, Capital Markets and Compliance Officer

    Compliance Search Group - New York City, NY

    Trading Floor, Capital Markets and Compliance Officer-VP A top tier global bank seeks a Markets Compliance Officer who ... of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier...

    10 days ago from TheLadders.com

  • Compliance Officer -Alternatives Investments - Staffing And Recruiting Company

    Compliance Search - New York City, NY

    Responsibilities Include: Provide advisory Compliance support to the Alternatives businesses which offer investment ... estate and other non-traditional asset classes 5+ years of compliance experience, including experience with real...

    6 days ago from Doostang

  • Director, Human Resources & Compliance

    Non Profit Organization - Hawthorne, NY

    The Director, Human Resources and Compliance, under the supervision of the President/CEO, provides leadership on human r ... directs, implements, assesses and monitors an agency-wide compliance program that ensures that PPHP, its personnel and...

    4 hours ago from IvyExec

  • VP Compliance Officer รข?? Volcker Rule

    New York City, NY

    Investment Bank is looking to bring in a VP Compliance Officer - Volcker Rule. The VP Compliance Officer - Volcker ... to compliance with Dodd Frank rules and regulations. The VP Compliance Officer - Volcker Rule will be the point of...

    2 hours ago from IvyExec

  • Compliance Officer -Alternatives Investments

    Compliance Search - New York City, NY

    environment Responsibilities Include: Provide advisory Compliance support to the Alternatives businesses which ... Bachelor's Degree Job category: An Investment bank seeks a Compliance professional to oversee their alternatives...

    6 days ago from Doostang

  • VP Swap Dealer Compliance Officer

    New York City, NY

    of any necessary improvements. The VP Swap Dealer Compliance Officer will document the procedures used to ... regulatory standards. Position Requirements VP Swap Dealer Compliance Officer Bachelors Degree, MBA or JD and/or Series...

    2 hours ago from IvyExec

  • Compliance Officer -Alternatives Investments |

    Compliance Search - New York City, NY

    Qualifications include: Bachelors degreeProvide advisory Compliance support to the Alternatives businesses which offer ... through a variety of investment structures; Represent Compliance in the new product approval process which...

    30+ days ago from Doostang

  • Vice President Markets Compliance Officer

    New York City, NY

    The Vice President Markets Compliance OfficerCandidate will have, as a primary responsibility, Compliance oversight of ... cross-border initiatives/activities. Vice President Markets Compliance Officer Requirements: Bachelors Degree required;...

    2 hours ago from IvyExec

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