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Compliance Officer jobs - White Plains, NY

Viewing 1 - 10 of 1,418 jobs

  • Senior Compliance Officer-Global Marketing Review

    Compliance Search Group - New York City, NY

    firm seeks a Senior Compliance Officer who will serve as a compliance global liaison for marketing review while ... placing hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's...

    4 days ago from The Ladders

  • Healthcare Compliance Officer

    Compliance Search Group - New York City, NY

    of such compliance. The individual will research applicable compliance requirements; provide compliance advice and ... of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier...

    4 days ago from The Ladders

  • Senior Compliance Associate

    Robert Half International - New York City, NY

    ROLE The Senior Compliance Associate will join the firm’s compliance team in the assessment, development, ... to providing SEC Exam support and outsourced Chief Compliance Officer (CCO) functions. Primary Responsibilities:...

    3 days ago from eFinancial Careers

  • Banking Compliance Officer - Vice President

    Compliance Search Group - New York City, NY

    global investment bank seeks a Vice President, Banking Compliance Officer who will be responsible for developing ... compliance policies consistent with the compliance framework and compliance risk appetite of the IHC. • Supporting...

    11 days ago from The Ladders

  • Project Coordinator /PMO Reporting / Matrix - Regulatory Reporting - CLARITY - PPM

    Mitchell Martin - New York, NY

    - Develop moderate deep understanding of SDF - Ensure SDF compliance across CCAR activities and help PM s navigate prepare for PRB processes Audit Readiness -Front-run audit readiness in anticipation of IT program audit in 2015 Minute...

    8 days ago from Dice

  • Labor Compliance Officer

    Tsg - New York City, NY

    Job Description: The Solis Group is seeking a Labor Compliance Officer (LCO) for large public works projects in the ... • Conduct labor compliance training classes/seminars for program employees, contractors and building/construction trade...

    8 days ago from ZipRecruiter

  • PMO Manager - Volcker Rule compliance - up to $1150/day+

    Botsford Associates - New York, NY

    Bank seeking high-level manager with previous Volcker Rule compliance experience. You will be driving high-level PMO ... program management, pmp, pmo, volcker rule, regulatory compliance, project manager, pm, dodd frank, proprietary...

    2 days ago from Dice

  • Compliance Manager

    Forum Group - New York City, NY

    Position Overview Support the Chief Compliance Officer in dealing with all ad-hoc and scheduled compliance monitoring ... Compliance preferred. Knowledge of Charles River (Front-end Compliance System) preferred. Knowledge of Soft Dollars and...

    3 days ago from CareerBuilder

  • Municipal Securities Compliance Officer

    Leading Global Financial Services Firm - New York City, NY

    Position Description This individual will provide advisory compliance support for the Municipal Securities Division, ... · Minimum 6-8 years of municipal securities compliance or legal experience (Public Finance legal experience...

    9 hours ago from IvyExec

  • Securities Divisional Trade Compliance Officer

    Full Service Global Investment Bank - New York City, NY

    and best practices • Creating and implementing compliance training programs for business unit professionals • ... audits Preferred Qualifications • 3+ years Compliance/Legal/Regulatory background • Strong knowledge of general...

    14 days ago from IvyExec