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Compliance Officer jobs - White Plains, NY

Viewing 1 - 10 of 2,926 jobs

  • Licensing/Compliance Manager

    Reverse Mortgage Funding - Bloomfield, NJ

    We are seeking a Licensing/Compliance Manager with previous experience in the mortgage banking industry to add to our te ... and in compliance with state and federal laws; Work with Compliance and Human Resources Departments to identify and...

    7 days ago from Reverse Mortgage Funding LLC

  • Associate, Compliance & Conduct Officer

    Mitsubishii UFJ Financial Group - New York City, NY

    and statistical analysis to identify potential compliance issues. Perform surveillance reviews. (60%) Support the ... Equal Opportunity Employer/Minority/Female/Disability/Veteran Job : Risk & Compliance Primary Location : NEW YORK-Ne...

    2 days ago from Mitsubishii UFJ Financial Group

  • Senior Compliance Officer

    Efinancial Careers - New York City, NY

    14 a plus) Experience with all aspects of Broker/ Dealer compliance helpful. Responsibilities Include: Real time ... Prop Trading Firm & Broker Dealer is seeking a Compliance Officer to oversee the Trading activities and...

    1 day ago from eFinancial Careers

  • Compliance Systems Testing Officer – Associate

    Union Bank - New York City, NY

    document process flow(s), fully understand the IT compliance component, and document/analyze data in/output. ... are designed to test/evaluate key compliance systems and other bank systems/operations which have core compliance...

    7 days ago from Union Bank

  • Compliance Officer -Alternatives Investments - Staffing And Recruiting Company

    Compliance Search - New York City, NY

    Responsibilities Include: Provide advisory Compliance support to the Alternatives businesses which offer investment ... estate and other non-traditional asset classes 5+ years of compliance experience, including experience with real...

    4 days ago from Doostang

  • Compliance Officer ICG Testing

    Citi - Jersey City, NJ

    In addition to strong audit/compliance and analytical skills, the candidate should have a strong background and understa ... * Leading small to medium sized teams in audits/compliance reviews is a plus...

    2 days ago from Citi

  • Senior Compliance Officer â?? ICG Third Party Risk Management

    Major International Bank - Jersey City, NJ

    practices across Citi, partnering with colleagues across Compliance, enterprise and sector risk management functions, ... and governance. The successful candidate will represent Compliance on enterprise-wide and Institutional Clients...

    1 day ago from IvyExec

  • Compliance Systems Testing Officer – Associate

    Mitsubishii UFJ Financial Group - New York City, NY

    document process flow(s), fully understand the IT compliance component, and document/analyze data in/output. ... are designed to test/evaluate key compliance systems and other bank systems/operations which have core compliance...

    5 days ago from Mitsubishii UFJ Financial Group

  • Associate, Compliance & Conduct Officer

    Union Bank - New York City, NY

    closure of exceptions; and Performance of forensic compliance testing, using data analytics, trend monitoring, and statistical analysis to identify potential compliance issues. Perform surveillance reviews. (60%) Support the preparation of...

    1 day ago from Union Bank

  • Compliance Officer ICG Metrics

    Citi - Jersey City, NJ

    www.citigroup.com. Description The Compliance ICG Metrics Officer will be responsible for developing Key Risk ... As part of Compliance, the candidate will collaborate with senior business and compliance leaders to design metrics that...

    2 days ago from Citi

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