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Compliance Officer jobs - White Plains, NY

Viewing 1 - 10 of 1,363 jobs

  • Regulatory Reporting and Compliance officer

    Mitchell Martin - New York, NY

    regulatory agencies. Monitor and govern regulatory compliance with applicable federal and state regulations in US and country specific regulations in EMEA and APAC regions. Review and communicates current and emerging IT regulatory...

    5 hours ago from Dice

  • Control Room Compliance Officer AVP

    Compliance Search Group - New York City, NY

    Control Room Compliance Officer within their CIB Ethics and Compliance Department, which helps to maintain compliance ... The Assistant Vice President, Control Room Compliance Officer will enforce controls that are reasonably designed...

    6 days ago from The Ladders

  • Retail Consumer Bank - Compliance Officer

    Compliance Search Group - Long Island City, NY

    bank, is seeking an experienced Bank Compliance Officer to oversee their consumer bank business (individual ... include, (but are not limited to) 1. Lending Compliance background with knowledge of Truth-in-Lending...

    6 days ago from The Ladders

  • Compliance Officer - Alternatives Compliance VP

    Compliance Search Group - New York City, NY

    Vice President, Compliance Officer within their Alternative Compliance team who will provide advisory Compliance support ... and structuring of new products. The Vice President, Compliance Officer will maintain current expertise on the...

    12 days ago from The Ladders

  • PMO - Compliance & Regulatory / NYC

    Atyeti - New York, NY

    Recognition Inc. 500 5000 Honoree Company for 2012, 2013 and 2014 Atyeti Ranks No. 270 on the 2012 Inc. 500 List 2012 NJ 50 Fastest Growing Companies Please email resumes to subashri.sankaran(at)atyeti.com Call 609-921-8494 Client...

    1 day ago from Dice

  • Volker Rule Compliance Officer - VP

    Compliance Search Group - New York City, NY

    The Senior Volcker Compliance Officer will • Coordinate and work with global legal, compliance, business and Shared Serv ... hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's...

    12 days ago from The Ladders

  • Compliance Trade Surveillance Officer

    Tsr Consulting Services - Stamford, CT

    Compliance Trade Surveillance Officer Global Investment Bank Stamford, CT Description Compliance Trade Surveillance team ... for the position of Compliance Trade Surveillance Officer for the Americas Region. The individual will be...

    1 day ago from Dice

  • PMO Manager - Volcker Rule compliance - up to $1150/day+

    Botsford Associates - New York, NY

    Bank seeking high-level manager with previous Volcker Rule compliance experience. You will be driving high-level PMO ... program management, pmp, pmo, volcker rule, regulatory compliance, project manager, pm, dodd frank, proprietary...

    1 day ago from Dice

  • Asset Management AML / KYC PMO Team - VP, NYC

    JP Morgan - US - New York City, NY

    to partner with senior Business, Operations, Technology, Compliance, Risk, Oversight & Control, and Legal managers throughout J.P. Morgan Chase to ensure the successful delivery of project deliverables and objectives. Additionally, you...

    4 days ago from eFinancial Careers

  • Personal Account Trading Compliance Officer - AVP & VP

    Drum Associates - New York City, NY

    Compliance Officer. This role will be part of the compliance team responsible for monitoring employee account ... potential regulatory violations, and ensuring overall compliance with pertinent FINRA regulations. The ideal...

    6 days ago from The Ladders