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Compliance Officer jobs - White Plains, NY

Viewing 1 - 10 of 1,003 jobs

  • Compliance Officer

    Robert Half International - New York City, NY

    Financial Services is currently recruiting for a Compliance Officer role within an International Capital Markets firm, ... firm, Investment Bank or Broker-Dealer. THE ROLE This Compliance Officer position is a replacement role and...

    6 days ago from eFinancial Careers

  • VP Supply Chain Operations

    Ss - Barnabas Health Systems - West Orange, NJ

    and ensure that corrective actions are initiated to ensure compliance and continuous improvement. Support the Supply Chain SVP in minimizing overall costs and maximizing the savings and benefits attributable to implementation of the Supply...

    2 days ago from SS - Barnabas Health Systems

  • BSA Compliance Officer- Fluent Mandarin

    Trandon Associates - New York City, NY

    seeking a qualified individual for their expanding Compliance Department. Responsibilities:Assist in conducting ... audits.Perform FinCEN 314a lists bi-weekly.Assist the BSA Officer with OFAC alerts and customer screening.Assist the...

    9 days ago from ZipRecruiter

  • VP-Advisory Compliance Officer

    Jack Kelly - the Compliance Search Group - New York City, NY

    global bank is seeking a Vice President Advisory Compliance Officer for Credit and Portfolio Management, and Debt ... Capital Markets. Responsibilities: • The VP / Advisory Compliance Officer for Portfolio Management (PM) and Debt...

    2 days ago from The Ladders

  • Compliance Officer

    Craig Scott Capital - Uniondale, NY

    Regulatory Compliance Officer Generalist with strong compliance background in retail Brokerage. Comprehensive understanding of SEC/FINRA Rules and Regulations. Self Starter able to work independently. Strong analytical skills,...

    1 day ago from ZipRecruiter

  • Mortgage Loan Officer (MLO)

    PNC - Woodland Park, NJ

    Position Overview As a Mortgage Loan Officer within th e PNC Mortgage organization, you will be based in Woodland Park, ... sell products and services; reviews documentation to ensure compliance. Manages customer pipeline for efficiency.

    5 days ago from PNC Bank

  • Compliance Trade Support Officer

    Asset Management Firm - New York City, NY

    Review client participation in equity IPOs and similar new issues for compliance with FINRA Rules 5130/5131, Regulation ... of Charles River Compliance Master and/or Bloomberg Compliance a plus. Must have strong communication and Microsoft...

    5 days ago from ZipRecruiter

  • CIB Compliance Testing, Officer/AVP

    Mizuho Bank - New York City, NY

    legal risk, and the Compliance function, which manages compliance and regulatory risk. Principal Duties and ... the Americas offices’ compliance status and the compliance framework.Review and understand the offices’ Compliance...

    13 days ago from ZipRecruiter

  • Assistant Program Officer (Academic Program Coordinator) - Ph.D. Program in Nursing

    Graduate School & University Center of the City University of New York - New York City, NY

    to the Executive Officer (EO), the Assistant Program Officer (APO) will serve as the general resource person for ... Employer. Job Title: Assistant Program Officer (Academic Program Coordinator) - Ph.D. Program in...

    8 days ago from Inside Higher Ed

  • PMO manager / analyst - investment bank - up to $800/day

    Botsford Associates - Stamford, CT

    to coordinate requirements gathering process for large compliance initiative. Strong communication skills are a ... manager, program management, program manager, regulatory compliance, financial institution, banking, ihc, holding...

    22 hours ago from Dice