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Compliance Officer jobs - Stamford, CT

Viewing 1 - 10 of 5,598 jobs

  • Electronic Trading Compliance Officer

    Compliance Search Group - New York City, NY

    Electronic Trading Compliance Officer A global investment bank seeks an electronic compliance professional who will be ... track record of placing hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with...

    6 days ago from The Ladders

  • Vice President, Corporate Compliance - Business Line Compliance Officer

    Mitsubishii UFJ Financial Group - New York City, NY

    compliance-related matters as outlined in the Compliance Officer/Compliance Liaison Officer Appointment Letter. ... compliance issues raised by bank regulators, IAOA and Compliance Testing. Coordinate the implementation of corrective...

    30+ days ago from Mitsubishii UFJ Financial Group

  • Compliance Officer/Analyst-Sec. & Deriv.

    Silversearch - New York City, NY

    the firmrsquos Regulatory Controls Review program and compliance risk assessment efforts for the regulatory ... management discipline would a plus but not essential.. Compliance- Securities, Derivatives, Broker Dealer,...

    12 hours ago from Dice

  • Chief Quality Officer

    CPR My Career - Stamford, CT

    Chief Quality Officer -100K -20+ years of experience required. -Bachelors Degree required. -Experience with an acute ... and coordinate all hospital efforts to monitor and maintain compliance with all regulatory, State, Federal government,...

    7 days ago from CPR My Career

  • Compliance Officer - Hedge Fund

    Compliance Search Group - Norwalk, CT

    Compliance Officer- Hedge Fund An Alternative investments firm seeks a Compliance Officer Professional will be ... of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier...

    6 days ago from The Ladders

  • Facility Compliance and Privacy Officer

    Execu|search Group - Norwalk, CT

    Facility Compliance and Privacy Officer Facility Compliance and Privacy Officer Location: Norwalk, CT Salary: ... a Connecticut-based healthcare organization, the Facility Compliance and Privacy Officer will be responsible for...

    30+ days ago from Advance for Health Care Jobs

  • Compliance Officer - Policies & Procedures

    Private Wealth & Asset Management Firm - Stamford, CT

    UBS AG, a global financial services company, seeks a Compliance Officer to oversee the the policies and ... across business divisions documenting regional compliance procedures, including the development of a...

    4 days ago from IvyExec

  • Derivative Products Compliance Officer

    UBS - Finance Industry - Stamford, CT

    As a Derivatives Products Compliance Officer, you will be responsible for developing and implementing policies, ... trading. • Assist in day-to-day functioning of Compliance’s coverage of UBS’ FX and derivatives trading...

    28 days ago from VelvetJobs

  • Senior Compliance Officer

    Russell Tobin & Associates - Stamford, CT

    research, sales and trading firm is looking for a Senior Compliance Officer for their Stamford, CT office. ... regulation Requirements: Minimum 5 years of experience in compliance Must have prior experience in Institutional...

    26 days ago from ZipRecruiter

  • Compliance Officer- Managed Investments

    Major International Bank - Stamford, CT

    Description Compliance Officer covering the North American Global Managed Investments (GMI) business within the Citi ... S/he will report to the Head of GMI Compliance and will be responsible for the following: Providing support into busines...

    10 days ago from IvyExec

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