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Compliance Officer jobs - Stamford, CT

Viewing 1 - 10 of 5,100 jobs

  • Senior Compliance Officer - Private Equity Firm

    Compliance Search Group - New York City, NY

    The Compliance Officer has responsibility for managing the firm's compliance monitoring program in the U.S., and to advi ... roles: compliance monitoring, compliance advisory, central compliance and policy/regulatory compliance Comprehensive...

    7 days ago from eFinancial Careers

  • Senior Compliance Officer- Investment Banking & Research

    Compliance Search Group - New York City, NY

    The responsibility of the IB and Research Compliance Officer is to provide primary compliance coverage, including ... to Equity Research. The IB and Research Compliance Officer is responsible for identifying, assessing, drafting...

    12 days ago from eFinancial Careers

  • AVP Compliance Officer

    Robert Half International - New York City, NY

    obert Half Financial Services is currently recruiting for a Compliance Officer with Regulatory experience. The Assistant ... train bank staff Requirements 4+ years as a regulatory compliance officer Prior experience in a U.S. office of a...

    14 days ago from eFinancial Careers

  • VP, Loan Review Officer

    Bohan & Bradstreet - New York City, NY

    financial statement analysis, CFE review, BBC, Covenant Compliance, Asset Based Lending, C&I, etc. Intellectual curiosity and the ability to defend a position. An optimistic mentality with strong problem-solving skills.REWARD: $110-150,000...

    3 hours ago from Bohan & Bradstreet, Inc

  • Compliance Officer

    Efinancial Careers - New York City, NY

    and Legal and Compliance team staff, the Compliance Officer will help implement and monitor the compliance program. ... (in long only and hedge fund strategies), seeks a Compliance Officer to report directly to the Chief Compliance...

    14 days ago from eFinancial Careers

  • VP, Credit Officer

    Bohan & Bradstreet - New York City, NY

    30 days!!OPPORTUNITY: Report to the Regional Chief Credit Officer and interface with the c-suite and sales leadership. ... analysis, Cash Flow Analysis, CFE review, BBC, Covenant Compliance, Asset Based Lending, etc. Intellectual curiosity...

    3 hours ago from Bohan & Bradstreet, Inc

  • Sr Compliance Officer

    Global Investment Mgmt Firm, New York, NY - New York City, NY

    to the Chief Compliance Officer (CCO). The Compliance Officer (CO) will also work closely with internal audit ... compliance program. Key Responsibilities / Duties : Annual compliance policies/procedures review. Compliance monitoring...

    26 days ago from ExecuNet

  • Retail Banking Compliance Officer - Consulting

    Perennial Resources International - Stamford, CT

    progress towards achieving effective and sustainable Compliance Programs. Interact with divisional compliance ... years experience working in compliance or audit function (compliance specialist) Technical abilities with compliance...

    30+ days ago from Mx Group

  • Senior Compliance Officer

    Russell Tobin & Associates - Stamford, CT

    research, sales and trading firm is looking for a Senior Compliance Officer for their Stamford, CT office. ... regulation Requirements: Minimum 5 years of experience in compliance Must have prior experience in Institutional...

    14 days ago from ZipRecruiter

  • Compliance Officer - Policies & Procedures

    Private Wealth & Asset Management Firm - Stamford, CT

    escription AG, a global financial services company, seeks a Compliance Officer to oversee the the policies and ... across business divisions documenting regional compliance procedures, including the development of a...

    14 days ago from IvyExec

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