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Compliance Officer jobs - Purchase, NY

Viewing 1 - 10 of 5,766 jobs

  • Junior Business Line Compliance Officer, Associate - Bilingual Japanese skills required

    MUFG - New York City, NY

    respectively Track regulatory changes impacting compliance programs, summarize changes and communicate changes to ... required Minimum of 3-5 years of work experience in compliance and/or risk-management related fields. International...

    7 days ago from Mitsubishi UFJ Financial Group

  • Senior Compliance Officer, Asset Management Division (Global Investment Bank)

    Compliance Search Group - New York City, NY

    will provides compliance support and guidance to the chief compliance officer on issues involving the Investment ... Perform filings with FINRA. Work closely with the Chief Compliance Officer of the Asset Management Division to...

    5 days ago from eFinancial Careers

  • Senior Compliance Officer

    Efinancial Careers - New York City, NY

    14 a plus) Experience with all aspects of Broker/ Dealer compliance helpful. Responsibilities Include: Real time ... Dealer is seeking a Compliance Officer to oversee the Trading activities and manage Firm Risk and Regulatory...

    20 days ago from eFinancial Careers

  • Home Loans Manager

    Bank of America - Garden City, NY

    OS/MLAS mortgage loan process from origination to close * As required, provide on-going communication to customers and business partners * Ensures the team staff activities are in compliance with regulations, policies, and guidelines set...

    22 days ago from Bank of America

  • Compliance IT Support Team Manager -VP

    MUFG - Jersey City, NJ

    following: Bank Secrecy Act, Anti-money laundering compliance, general compliance and/or risk based compliance, ... of technology and best practices in the compliance field Excellent organizational skills and ability to...

    30+ days ago from Mitsubishi UFJ Financial Group

  • Compliance Officer

    Access Staffing - New York City, NY

    global Banking conglomerate seeks for expanding divisions; Compliance Associate and Compliance Officer. Must have ... outside legal counsel to provide expertise on regulatory compliance matters. Assess and measure compliance and related...

    13 days ago from The Ladders

  • Chief Compliance Officer

    Compliance Search Group - New York City, NY

    Chief Compliance Officer A registered investment adviser firm seeks a Chief Compliance Officer who will be responsible ... of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier firms.

    12 days ago from The Ladders

  • Compliance Officer AML Advisory Embassy Banking

    Citi - Long Island City, NY

    Work with other stakeholders including Internal Audit, Compliance Testing, AML Technology and AML Operations to ... and Regulatory Examinations Participate in Business and Compliance Committees and/or working groups, as appropriate...

    27 days ago from Citi

  • Chief Compliance Officer - Asset Management

    Efinancial Careers - New York City, NY

    Chief Compliance Officer / Head of Operational Risk Company Description: Our client is a multi-billion dollar ... Chief Compliance Officer with 7 - 10+ years of compliance experience within the asset management industry. A JD and...

    29 days ago from eFinancial Careers

  • Chief Compliance Officer

    Robert Half International - New York City, NY

    Half Financial Services is currently recruiting for a Chief Compliance Officer (CCO) role within a Regional Retail Bank, ... Compliance Officer (CCO) will be responsible for overall compliance and regulatory oversight of all business lines,...

    29 days ago from eFinancial Careers