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Compliance Officer jobs - Purchase, NY

Viewing 1 - 10 of 5,820 jobs

  • Corporate Chief Security Officer

    New York City, NY

    the Enterprise and is responsible for overall Enterprise Compliance. In addition, the CSO is responsible for review ... and ongoing monitoring of and reporting on Enterprise-wide compliance with information security standards and policies.

    1 day ago exclusively on BusinessWeek

  • Senior Compliance officer- Investment Manager (00818864)

    National Recruiting Group - New York City, NY

    Asset Management Compliance * Broker Dealer Compliance Officer * Regulatory Compliance Officer * Compliance Officer - ... VP Equity Sales & Trading Compliance Officer * Chief Compliance Officer * Control Room Compliance Officer See more...

    3 days ago from eFinancialCareers Ltd

  • Trading Floor, Capital Markets and Compliance Officer

    Compliance Search Group - New York City, NY

    Trading Floor, Capital Markets and Compliance Officer-VP A top tier global bank seeks a Markets Compliance Officer who ... of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier...

    5 days ago from TheLadders.com

  • Compliance Officer -Alternatives Investments |

    Compliance Search - New York City, NY

    Qualifications include: Bachelors degreeProvide advisory Compliance support to the Alternatives businesses which offer ... through a variety of investment structures; Represent Compliance in the new product approval process which...

    30+ days ago from Doostang

  • Regulatory and Compliance Officer VP

    Compliance Search Group - New York City, NY

    Regulatory and Compliance Officer VP An Institutional brokerage firm seeks a Securities Regulatory and Compliance ... Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier firms.

    4 days ago from TheLadders.com

  • Compliance Officer

    Bank In New York City - Finance Industry - New York City, NY

    including analysis of resources set aside for compliance and discussion of any necessary improvements.* ... Finance business divisions, with a view towards assessing compliance with applicable laws, rules, policies and...

    6 days ago from VelvetJobs

  • KYC Compliance Officer

    Guggenheim - New York City, NY

    Investments is seeking an exceptional KYC Compliance Officer to join its growing Institutional Compliance KYC ... and other divisions of the firm. The KYC Compliance Officer position is located in New York. SPECIFIC...

    1 day ago from ZipRecruiter

  • BSA AML Compliance Officer (00816116)

    Michael Page International - US - New York City, NY

    Compliance Committee team *Work with the AML Compliance Officer The right candidate weill be *Analytically ... Recruiter ref: DJ1278798 More jobs like this * Compliance Officer - AML/OFAC/BSA * Compliance Officer-...

    7 days ago from eFinancialCareers Ltd

  • Senior Compliance Officer

    Bank In New York City - Finance Industry - New York City, NY

    Qualifications* Bachelors degree in finance, economics, or a related field.* 8 plus years of compliance and/or regulator ... of any necessary improvements.* Determine material non-compliance risks related to the company's relevant...

    6 days ago from VelvetJobs

  • Compliance Officer

    Financial Services - Greenwich, CT

    A top broker-dealer in Greenwich, CT is seeing a Compliance Officer with 4-10 years experience with the SEC, FINRA, ... District of Columbia or appropriately registered compliance officer (i.e. at least a Series 24 and/or Series 3...

    5 days ago from ZipRecruiter

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