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Compliance Officer jobs - Parsippany, NJ

Viewing 1 - 10 of 5,642 jobs

  • Junior Business Line Compliance Officer, Associate - Bilingual Japanese skills required

    MUFG - New York City, NY

    respectively Track regulatory changes impacting compliance programs, summarize changes and communicate changes to ... required Minimum of 3-5 years of work experience in compliance and/or risk-management related fields. International...

    1 day ago from Mitsubishi UFJ Financial Group

  • Compliance IT Support Team Manager -VP

    MUFG - Jersey City, NJ

    following: Bank Secrecy Act, Anti-money laundering compliance, general compliance and/or risk based compliance, ... of technology and best practices in the compliance field Excellent organizational skills and ability to...

    30+ days ago from Mitsubishi UFJ Financial Group

  • Chief Compliance Officer

    Robert Half International - New York City, NY

    Half Financial Services is currently recruiting for a Chief Compliance Officer (CCO) role within a Regional Commercial ... Compliance Officer (CCO) will be responsible for overall compliance and regulatory oversight of all Commercial...

    18 days ago from eFinancial Careers

  • Compliance Officer

    Access Staffing - New York City, NY

    global Banking conglomerate seeks for expanding divisions; Compliance Associate and Compliance Officer. Must have ... outside legal counsel to provide expertise on regulatory compliance matters. Assess and measure compliance and related...

    7 days ago from The Ladders

  • Chief Compliance Officer

    Compliance Search Group - New York City, NY

    Chief Compliance Officer A registered investment adviser firm seeks a Chief Compliance Officer who will be responsible ... of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier firms.

    6 days ago from The Ladders

  • Chief Compliance Officer - Asset Management

    Efinancial Careers - New York City, NY

    Chief Compliance Officer / Head of Operational Risk Company Description: Our client is a multi-billion dollar ... Chief Compliance Officer with 7 - 10+ years of compliance experience within the asset management industry. A JD and...

    23 days ago from eFinancial Careers

  • Chief Compliance Officer - Investment Advisor

    Compliance Search Group - New York City, NY

    Chief Compliance Officer- Investment Advisor A large successful asset management firm seeks a Chief Compliance Officer ... compliance role(s), preferably as the Chief Compliance Officer or equivalent senior compliance experience with a focus...

    7 days ago from The Ladders

  • PMO - Compliance & Regulatory / NYC

    Atyeti - New York, NY

    Recognition Inc. 500 5000 Honoree Company for 2012, 2013 and 2014 Atyeti Ranks No. 270 on the 2012 Inc. 500 List 2012 NJ 50 Fastest Growing Companies Please email resumes to subashri.sankaran(at)atyeti.com Call 609-921-8494 Client...

    2 days ago from Dice

  • Senior Compliance Officer

    Compliance Search Group - New York City, NY

    Senior Compliance Officer A Top Tier, Investment Management Firm, has an excellent opportunity for a Senior Compliance ... with the Chief Compliance Officer (CCO) and other Senior Compliance Officers. Responsibilities include -Creating and...

    30+ days ago from The Ladders

  • Analyst - Compliance & Customer Onboarding

    MUFG - New York City, NY

    including AML/BSA/KYC/OFAC; derivative sales market compliance; corporate compliance; transaction monitoring and ... issue Obtain necessary approvals from CoDA, Global Compliance and account officers for KYC MLRA Decision Memoranda and...

    1 day ago from Mitsubishi UFJ Financial Group