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Compliance Officer jobs - Parsippany, NJ

Viewing 1 - 10 of 5,716 jobs

  • Anti - Money Laundering - Compliance Officer

    Compliance Search Group - New York City, NY

    Anti-Money Laundering- Compliance Officer Program Officer Our client, a leading financial service provider, is seeking a ... to the bank’s BSA Officer and sit within the AML Compliance Group. The bank’s AML Compliance ensures that the AML...

    2 days ago from The Ladders

  • Senior Compliance Officer- Surveillance

    Compliance Search Group - Jersey City, NJ

    • Working with Retail Investments Compliance, technology, business supervisors, Branch Management and senior Compliance ... Compliance Officer who will be responsible for retail surveillance coverage for adherence to regulation and firm...

    5 days ago from eFinancial Careers

  • Vice President, Corporate Compliance - Business Line Compliance Officer

    Mitsubishii UFJ Financial Group - New York City, NY

    compliance-related matters as outlined in the Compliance Officer/Compliance Liaison Officer Appointment Letter. ... compliance issues raised by bank regulators, IAOA and Compliance Testing. Coordinate the implementation of corrective...

    30+ days ago from Mitsubishii UFJ Financial Group

  • Compliance Officer

    Princeton Information - New York City, NY

    Compliance Officer 3 Job Description Summary Responsible for developing, implementing and administering all aspects of a ... all compliance and risk operations while maintaining all compliance-related company policies and procedures. Job...

    6 hours ago from Dice

  • Senior Compliance Officer - Surveillance

    Compliance Search Group - Jersey City, NJ

    A Global bank seeks a Senior Compliance Officer who will be responsible for retail surveillance coverage for adherence ... hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's...

    13 days ago from The Ladders

  • Chief Compliance Officer

    Adams Consulting Group - New York City, NY

    Job Description: Chief Compliance Officer Responsible for compliance related matters with regards to US based clients ... to mitigate compliance risk. Develops and implements a compliance monitoring program. Ensures that the company has...

    10 hours ago from ZipRecruiter

  • Senior Compliance Officer- Surveillance

    Human Resources Focused Consulting Firm - Jersey City, NJ

    A Global bank seeks a Senior Compliance Officer who will be responsible for retail surveillance coverage for adherence ... Working with Retail Investments Compliance, technology, business supervisors, Branch Management and senior Compliance ma...

    5 days ago from IvyExec

  • Internal Audit Non Financial Services Senior Associate (5760347)

    PwC - Florham Park, NJ

    co-sourcing and Sarbanes-Oxley compliance services. We also provide IA Performance Improvement services including ... Internal Audit directors, Chief Compliance officers, Audit Committees and Risk Management personnel. Demonstrates...

    30+ days ago from PwC

  • Chief Compliance Officer

    Leading Mutual Life Insurance Firm - Parsippany, NJ

    mutual fund compliance program. Identify and resolve compliance issues. Communicate and report on Fund compliance ... and assess new, prospective and existing products from a compliance perspective. Maintain current knowledge of...

    25 days ago from IvyExec

  • Compliance Officer - Tradebook Job

    Bloomberg - Entertainment and Media Industry - New York City, NY

    Compliance team is looking for an experienced Compliance Officer. The ideal candidate will have compliance experience ... and developments. Skills Required: • Compliance experience with a regulated broker dealer or an SRO • Working...

    5 days ago from VelvetJobs

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