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Compliance Officer jobs - New York City, NY

Viewing 1 - 10 of 3,891 jobs

  • Director of Budget and Grant Compliance

    Union For Reform Judaism - New York City, NY

    develop inspired leadership. Director of Budget and Grant Compliance The URJ’s budget of approximately $80 million ... proposals and reports. • Monitor grant compliance and flag grants that are not tracking according to budget. • Monitor...

    1 day ago from Union for Reform Judaism

  • Compliance Officer – Trading Surveillance

    Robert Half International - New York City, NY

    Robert Half Financial Services is searching for a Compliance Officer with trading desk surveillance experience. The successful candidate will join and international capital markets firm and support monitoring and surveillance of firm...

    6 days ago from eFinancial Careers

  • Equity Compliance Officer

    Robert Half International - New York City, NY

    recruiting for an Equity Compliance Officer role within a well-established International Broker. Our client ... Officer. Primary Responsibilities: • Provide real-time compliance advice to senior management and sales trading...

    26 days ago from eFinancial Careers

  • Senior Compliance Officer- Anti-Money Laundering Investigations Manager

    Compliance Search Group - New York City, NY

    A major global bank seeks a Senior Compliance Officer that is responsible for managing a team of Anti-Money Laundering ... required. • Interact with Senior Management on the Compliance, Legal and business sector concerning AML issues and...

    4 days ago from The Ladders

  • VP Supply Chain Operations

    HCA Healthcare - West Orange, NJ

    ensure that corrective actions are initiated to ensure compliance and continuous improvement. * Support the Supply Chain VP in minimizing overall costs and maximizing the savings and benefits attributable to implementation of the Supply...

    18 days ago from HCA Healthcare

  • Transaction-Based Regulatory Reporting Compliance Officer Associate Director

    Compliance Search Group - New York City, NY

    and the Asia-Pacific region PURPOSE The firm’s Equity Compliance team provides advisory compliance services to the ... in compliance, consulting, operational risk, IT systems security, business process management, or financial...

    19 days ago from The Ladders

  • Compliance Officer II

    BNY Mellon - New York City, NY

    5-7 years education and/or related experience in product/financialservices and/or the auditing/compliance field preferre ... Jobcode: 23640 Job: Asset Management Organization: Insight-HR08644 Requisition Number: 1513228 Compliance Officer...

    4 days ago from eFinancial Careers

  • Markets Compliance Officer

    Advantage Xpo - New York City, NY

    Providing regulatory/compliance training as needed ... Ability to make, support and defend difficult and complex regulatory/compliance decisions in a fast-paced trading floor...

    6 days ago from ZipRecruiter

  • PMO - Compliance & Regulatory / NYC

    Atyeti - New York, NY

    Recognition Inc. 500 5000 Honoree Company for 2012 , 2013, 2014 and 2015 Atyeti Ranks No. 270 on the 2012 Inc. 500 List 2012 NJ 50 Fastest Growing Companies Please email resumes to subashri.sankaran(at)atyeti.com Call 609-921-8494 Client...

    18 hours ago from Dice

  • Senior Compliance Officer

    BNP Paribas Investment Partners - New York City, NY

    of the Compliance team, the Senior Compliance Officer will be responsible for various regulatory compliance ... Equal Opportunity Employer. As a member of the Compliance team, the Senior Compliance Officer will be responsible for...

    6 days ago from eFinancial Careers