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Compliance Officer jobs - New York City, NY

Viewing 1 - 10 of 2,592 jobs

  • Fixed Income Compliance Officer

    Jcw Search - New York City, NY

    trade exception reports and trading activity to ensure compliance with appropriate rules, regulations and firm ... They are looking to recruit a fixed income trading compliance officer with proven experience to help the firm...

    1 day ago from eFinancial Careers

  • Electronic Trading Compliance Officer

    Compliance Search Group - New York City, NY

    Electronic Trading Compliance Officer A global investment bank seeks an electronic compliance professional who will be ... track record of placing hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with...

    8 days ago from The Ladders

  • Compliance Officer/Analyst-Sec. & Deriv.

    Silversearch - New York City, NY

    the firmrsquos Regulatory Controls Review program and compliance risk assessment efforts for the regulatory ... management discipline would a plus but not essential.. Compliance- Securities, Derivatives, Broker Dealer,...

    2 days ago from Dice

  • Investment Advisory Compliance Officer

    Compliance Search Group - New York City, NY

    Investment Advisory Compliance Officer Our Client, a top bank seeks a senior level compliance officer for their ... and present results to the Chief Compliance Officer and other senior executives • Conduct compliance risk...

    19 hours ago from The Ladders

  • Chief Compliance Officer-Alternative Currency

    Adams Consulting Group - New York City, NY

    Chief Compliance Officer Responsible for compliance related matters with regards to US based clients able to manage the ... to mitigate compliance risk. Develops and implements a compliance monitoring program. Ensures that the company has...

    3 days ago from Job Spider

  • Compliance Officer -Alternatives Investments

    Compliance Search - New York City, NY

    Responsibilities Include: Provide advisory Compliance support to the Alternatives businesses which offer investment ... through a variety of investment structures; Represent Compliance in the new product approval process which...

    1 day ago from Doostang

  • Foreign Exchange Compliance Officer

    Human Resources Focused Consulting Firm - New York City, NY

    to recruit a Manhattan based Foreign Exchange Compliance Officer. Client Details Leading global Financial Services ... to the Head of Fixed Income compliance the Foreign Exchange Compliance Officer will be responsible for all compliance...

    20 hours ago from IvyExec

  • Compliance Officer- Control Group

    Citigroup - Finance Industry - New York City, NY

    in addition to interacting and partnering with Compliance and Legal colleagues within each of the above ... lines. The position is an excellent opportunity in the compliance field with ample room for learning and advancement.

    7 hours ago from VelvetJobs

  • PI Management/Corporate Compliance Officer

    Allen Health Care Services - New York City, NY

    Overview: The PI Management/Corporate Compliance Officer is responsible in maintaining that the agency in ... compliance plan quarterly and as necessary to maintain compliance with governmental laws, regulations and...

    1 day ago from ZipRecruiter

  • Chief Compliance Officer for the Asset Management Divis

    Compliance Search Group - New York City, NY

    Chief Compliance Officer for the Asset Management Division of a Boutique Investment Bank Our client is a high-end, ... Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier firms.

    8 days ago from The Ladders

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