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Compliance Officer jobs - New York, NY

Viewing 81 - 90 of 7,098 jobs

  • Senior Compliance Officer AML Investment Banking Capital Markets Origination

    Citi - Jersey City, NJ

    business at both a program and transaction level * Provide compliance advice to the business on an ongoing basis with ... Relationship Managers, Legal, Sanctions Team, and Local AML Compliance Officers as necessary * Manage/maintain oversight...

    18 days ago from Citi

  • Commercial Real Estate Loan Officer

    Mercantil Commercebank N.A. - New York, NY

    review credits with loan covenants and verify compliance. • Review the contents of appraisals, appraisal review, cost ... and environmental reports to ensure compliance with approved terms, as well as Bank’s policy and regulatory...

    30+ days ago from Money Jobs

  • Senior PMO Manager / Global Banking

    Ashlar Group - New York City, NY

    Work with Delivery managers to ensure standards and compliance of project management of development Life Cycle and Project Communications required by the PMO Support project managers in developing the Finance project plans in coordination...

    7 days ago from Dice

  • Compliance Officer II

    BNY Mellon - New York, NY

    Compliance Officer II Req # 1401012 Location: New York, New York As one of the world's leading financial services ... 5-7 years education and/or related experience in product/financial services and/or the auditing/compliance field preferr...

    30+ days ago from TheLadders.com

  • Chief Financial Officer

    Leading Non-profit Organization - New York, NY

    The Chief Financial Officer will report to and partner with the Chief Executive Officer and will work closely with the B ... and a professional. RESPONSIBILITIESThe Chief Financial Officer is responsible for leading all aspects of accounting...

    8 days ago from IvyExec

  • Equity Sales and Trading Compliance Officer

    Leading Global Financial Services Firm - New York, NY

    The Global Compliance Department manages a Firmwide Compliance Risk Management program, including Compliance ... and enforcing sales and trading practices. Equity Compliance is responsible for reviewing business, compliance...

    16 days ago from IvyExec

  • Compliance Officer

    Ny-based Hedge Fund - Finance Industry - New York, NY

    DescriptionCompliance Associate PositionWe are seeking a Compliance Associate to contribute to the development, ... and effectiveness of the compliance program;* Performing compliance testing, specific to firm trading activities, to...

    7 days ago from VelvetJobs

  • Securities Compliance Officer

    Newedge - New York, NY

    in the delivery of training to all staff on Compliance matters.Develop and enhance policies and ... for regulatory changes and new developments. 7+ years compliance experienceStrong knowledge of securities products...

    29 days ago from CareerBuilder

  • Compliance Analyst

    Realsoft - New York, NY

    utilizing the questionnaire provided by the Relationship Officer.PRIMARY ACTIVITIES:Inputs Due Diligence information ... processing- Escalate to the Business Unit Compliance Officer any discrepancies found in Due Diligence information...

    28 days ago from ZipRecruiter

  • Mortgage Loan Officer / Sales Consultant (Banking)

    Chrysalis Careers - White Plains, NY

    about underwriting guidelines and loan products o Compliance support for disclosures, RESPA, & other needs. o A nationally experienced closing department that is seasoned in all of our markets. o E-Disclosures available for all of our loan...

    9 days ago from Money Jobs

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