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Compliance Officer jobs - New York, NY

Viewing 81 - 90 of 7,402 jobs

  • Compliance Team Leader

    Asset Mark - Stamford, CT

    Investments Leadership and Chief Compliance Officer • Address regulatory inquiries concerning investment activities ... and regulatory investment compliance • Ensure associate compliance with regulatory, corporate, and business...

    7 days ago from

  • Clinical Laboratory Manager/Safety Officer

    Execu|search Group - Brooklyn, NY

    Clinical Laboratory Manager/Safety Officer Clinical Laboratory Manager/Safety Officer Location: Brooklyn, NY Salary: $10 ... Company Description Healthcare Facility Job Description The Clinical Laboratory Manager/Safety Officer: Directs the acti...

    30+ days ago from Advance for Health Care Jobs

  • Senior Compliance Officer

    National Recruiting Group - New York City, NY

    be a Senior Compliance Officer in the Fund Chief Compliance Officer Group which supports the Chief Compliance Officer ... • BS or MBA • At least 6-8 years of compliance experience. JD, CPA or CFA a plus. • Previous compliance experience...

    27 days ago from ZipRecruiter

  • Executive Director - Global Oncology Integrity & Compliance Officer

    Major Multinational Pharmaceutical Company - East Hanover, NJ

    patients. Specifically, the Global Oncology Integrity and Compliance Officer will be required to: Oversee and monitor ... Compliance function, including to the Pharma Integrity and Compliance Officer. Participate as a key member of the...

    4 days ago from IvyExec

  • Mortgage Loan Officer - Brooklyn

    TD Bank - New York City, NY

    the application process, please e-mail TD Bank's HR Compliance Department at Please include ... EOE/Minorities/Females/Veterans/Individuals with Disabilities *Mortgage Loan Officer - Brooklyn, NY* *New York-New York*...

    2 days ago from

  • Compliance Director, Testing

    Prudential - Newark, NJ

    Unit (CTU) and work closely with CTU staff and senior compliance and legal officers as well as business unit and ... * 5 years of compliance, legal and/or audit experience, primarily in an asset management organization or other financial...

    7 days ago from A Mighty River

  • Weath Management Field Advisory Compliance Coverage Officer

    Morgan Stanley - Finance Industry - New York City, NY

    culture. Department Profile Professionals within Legal and Compliance provide a wide range of services to our business ... for the Wealth Management Field Advisory Compliance Coverage Officer include, but are not limited to, the...

    14 hours ago from VelvetJobs

  • IFS Tax Manager, Officer

    State Street - New York City, NY

    provides fund accounting, administration, tax, compliance and middle office trade support services to hedge fund managers. IFS combines its experienced teams of trained financial service professionals with sophisticated software...

    14 days ago from JOFDAV

  • IB Compliance Monitoring & Testing - Desk Reviews - AVP

    Barclays - New York City, NY

    on-site compliance reviews to: * Validate compliance against established policies and procedures and ... value added compliance risk reviews * Provide guidance on compliance and supervisory findings related to review areas...

    6 days ago from A Mighty River

  • Senior Compliance Analyst, Investments

    Chartisinsurance - New York City, NY

    our dynamic compliance team, assist the Senior Compliance Officer in their oversight of compliance of the asset ... *Business Unit:* AIG Investments *Relocation Provided:* No *Functional Area:* Compliance *Travel Percentage:*...

    6 days ago from A Mighty River

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