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Compliance Officer jobs - New York, NY

Viewing 71 - 80 of 6,283 jobs

  • PMO Manager

    Ijc Partners - New York, NY

    qualified project managers. Ensure that projects meet compliance requirements. Assist IT managers with establishing annual project proposals and budgets. Professional Experience Requirements Experience employing industry standard practices...

    2 days ago from Dice

  • SENIOR COMPLIANCE OFFICER

    BNP Paribas Investment Partners - New York City, NY

    Officer in our New York office. As a member of the Compliance team, the Senior Compliance Officer will be ... in maintaining, updating, developing and testing firm wide compliance policies and programs; managing compliance...

    30+ days ago from eFinancial Careers

  • Banking and Securities Compliance Officer

    Michael Page International - US - Manhattan, NY

    and implement relevant policies and procedures Provide compliance training Implement and document various ... Job Offer Base + Bonus + Benefits Banking and Securities compliance role, requiring expertise within both areas of...

    30+ days ago from eFinancial Careers

  • IT Infrastructure PMO

    Open Systems Technologies - New York City, NY

    project managers. Ensure that projects meet Fortress compliance requirements. Assist IT managers with establishing annual project proposals and budgets. Professional Experience Requirements: Experience employing industry standard practices...

    18 days ago from StartWire

  • Sarbanes Oxley (SOX) Compliance Manager - Commercial Banking

    Compliance Search Group - New York City, NY

    The SOX Compliance Manager will oversee all aspects of activities related to SOX compliance including reporting to SOX ... placing hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's...

    6 days ago from The Ladders

  • Volcker Rule Compliance Officer

    Michael Page International - US - Manhattan, NY

    Description Work with and provide support to the Compliance Volcker team Participate in workstreams regarding ... DFA Job Offer Base + Bonus + Benefits Volcker Rule focussed compliance officer role at Associate or AVP level with a...

    30+ days ago from eFinancial Careers

  • Bank Compliance Officer - VP

    Deutsche Bank - US - New York City, NY

    The Compliance Officer’s responsibilities will include: Supporting the development by Compliance senior management of an ... compliance program. Candidate will support Compliance’s lead in designing compliance program and policy framework for...

    21 days ago from eFinancial Careers

  • Project Management Practice â?? Change Lead / Project Officer

    Private Wealth & Asset Management Firm - New York City, NY

    and cost-effective solutions. Ensure compliance with the firms project management standards as well as PCBI methods and reporting requirements • Actively contribute to the identification of key issues/opportunities, formulation and...

    5 days ago from IvyExec

  • Director of Finance / CFO

    C&A Resources - New York, NY

    for the firm and its parent company. Responsible for compliance with all federal and state bankingmoney transmitter regulations and the preparation, production of, and filing of regulatory reporting with respect to such regulations. Ensure...

    7 days ago from Dice

  • Director of Accounting Policy and Compliance

    New York City, NY

    Work closely with Principal Accounting Officer, General/Outside Counsel and Internal/External Auditors to ensure financi ... and disclosures are in accordance with US GAAP and in compliance with SEC accounting rules and regulations. Coordinate...

    30+ days ago from IvyExec