Compliance Officer jobs - New York, NY

Viewing 71 - 80 of 6,323 jobs

• Securities Testing Compliance Officer

  Compliance Search Group - New York, NY

  Securities Testing Compliance Officer Candidate will join a team of Compliance Officers charged with the reviews of all ... Minimum of 8+ years of compliance and/or regulatory experience (prior or current work at FINRA a plus), with knowledge o...

  30+ days ago from TheLadders.com

• Senior Compliance Officer

  Chartisinsurance - New York, NY

  Description AIG has an opportunity for a Senior Compliance Officer, Associate General Counsel in New York This ... directly to the Deputy Chief Compliance Officer. The Senior Compliance Officer, Associate General Counsel will also:.

  21 days ago from Beyond

• Compliance Officer, Recon

  Stryker - Mahwah, NJ

  Compliance objectives. Ensure development of an integrated Compliance Program to promote understanding and compliance ... Compliance Officer meetings and periodic * Complete annual Compliance Audit using proscribed Assessment * Facilitate...

  30+ days ago from Bright.com

• Senior Compliance Officer

  J.P. Morgan Chase - New York, NY

  Crimes Compliance (GFCC) team is part of The Global Compliance and Regulatory Management department which is ... of compliance services to the Firm. Global Financial Crimes Compliance (GFCC) organization has over 700 staff members...

  15 days ago from JobHat

• Compliance Data Mining Analytics Officer 130-145k + bonus

  Access Staffing - New York, NY

  Compliance Data Mining Analytics Officer130-145k + bonus Leading global financial services Co. seeks Bachelors degree ... Part of Compliance Testing, the candidate will work with business teams, compliance officers, and technology in order to...

  15 days ago from JobHat

• Tradebook Self-Clearing Compliance Officer

  Bloomberg - New York, NY

  individual will be responsible for conducting reviews for compliance with Rule 3012 and will ensure proper close-outs ... degree required - 5+ years experience in equities operation compliance - Working knowledge of the Broadridge systems is...

  30+ days ago from TheLadders.com

• SVP Retail Banking and Wealth Management Regional Compliance Officer

  HSBC - New York, NY

  Retail Banking and Wealth Management Regional Compliance Officer Location: North America-United States-New York-New ... Global Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate compliance resources...

  20 days ago from Beyond

• FCPA Market Development Director, Risk and Compliance

  Altegrity - New York, NY

  3,000 employees helps clients address financial, fraud, compliance, transactional, legal, security and reputational ... and compliance officers develop and manage comprehensive compliance programs. Through a hybrid approach leveraging...

  1 day ago from Bright.com

• Sr Compliance Officer, Surveillance Analyst

  JPMorgan Chase - New York, NY

  Title: Sr Compliance Officer, Surveillance Analyst Location: US-NY-New York-270 Park Avenue / 02317 Job Number: ... team is seeking a Surveillance Analyst, Sr. Compliance Officer to assist with the following: * Review surveillance...

  15 days ago from Beyond

• Consumer Compliance

  Synergy Personnel - New York, NY

  bank downtown seeks a Compliance Officer with consumer compliance branch experience. Requirements Required: ... compliance. Required: 7-10 years of relevant consumer compliance banking experience within a US commercial bank,...

  9 days ago from Bright.com