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Compliance Officer jobs - New York, NY

Viewing 71 - 80 of 6,456 jobs

  • Senior Compliance Officer- multiple openings (00812929)

    Selby Jennings Qrf - New York City, NY

    Chief Compliance Officer * Chief Compliance Officer * Chief Compliance Officer * Compliance - SVP Regulatory Compliance, ... Project Finance (AVP to SVP) * Chief Financial Officer * VP, Equities Compliance * Compliance Officer See more...

    4 days ago from eFinancialCareers Ltd

  • Senior Compliance Officer- Conduct and Emerging Risk (Global Compliance)

    Citi - New York City, NY

    functions on behalf of the Office of the Chief Compliance Officer. Primary responsibilities will include the ... on behalf of the Office of the Chief Compliance Officer. Development value:��� Sustentative involvement in...

    14 days ago from Citi

  • Compliance Change Officer - AVP

    Compliance Search Group - New York City, NY

    Compliance Change Officer-AVP A Global bank seeks a Compliance Change Officer who will be initially focused on the ... of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier...

    16 days ago from TheLadders.com

  • Wealth Management Compliance Operations Officer

    Morgan Stanley - Finance Industry - New York City, NY

    position will report into the Wealth Management Compliance Chief Operating Officer. Core areas of responsibilities ... include:-Coordinate with WM Compliance Operations Officer to run strategic projects for the Department-Compile and...

    22 days ago from VelvetJobs

  • Compliance Officer- Data Analytics

    New York

    The Compliance Analytics team acts within Global Compliance Architecture & Strategy to analyze and model Compliance ... analysis in support of risk assessments and other compliance initiatives. The compliance analyst will...

    5 days ago from IvyExec

  • Senior Compliance Officer - Rapidly Expanding European Private Equity Firm (00811643)

    Forum Group - New York City, NY

    Back to Search Results * Next * Previous Senior Compliance Officer - Rapidly Expanding European Private Equity Firm * ... A JD is a plus but not mandatory. The Compliance Officer has responsibility for addressing US day to day compliance mat...

    8 days ago from eFinancialCareers Ltd

  • Futures Compliance Officer

    Financial Services Firm - Finance Industry - New York City, NY

    Officer position with their staff. In this role, the Future Compliance Officer will be responsible for providing a wide ... Services FirmJob DescriptionThe Future Compliance Officer will: Provide Futures compliance coverage with...

    22 days ago from VelvetJobs

  • Senior Compliance Officer- GIU AML Investigations Team Lead

    Jersey City, NJ

    transaction including documenting review findings for Compliance and Business management reviewAssist in preparation of Suspicious Activity Reports (SARs) and recommend relationship retention or terminationSupervise, mentor, and oversee...

    5 days ago from IvyExec

  • Senior Compliance Officer

    Global Investment Fund - Finance Industry - New York City, NY

    Compliance Department with the addition of a new Senior Compliance Officer with their staff. Reporting directly to ... Compliance Officers in New York, the Senior Compliance Officer will work closely with the Firm’s compliance and...

    22 days ago from VelvetJobs

  • Compliance Marketing Review Officer

    Morgan Stanley - Finance Industry - New York City, NY

    unregistered fund products and separate accounts to verify compliance with FINRA and SEC rules and regulations and ... and recommendations to business unit personnel to promote compliance; Submit marketing and advertising materials to...

    5 days ago from VelvetJobs

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