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Compliance Officer jobs - New York, NY

Viewing 61 - 70 of 6,200 jobs

  • Regulatory Developments Compliance Officer

    Compliance Search Group - New York City, NY

    Regulatory Developments Compliance Officer A global investment bank seeks a Regulatory Developments Compliance Officer ... of placing hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with the...

    28 days ago from The Ladders

  • Compliance Officer

    Michael Page International - US - New York City, NY

    including documenting changes, monitor the firm's compliance calendar and ensure all compliance deliverables ... advisory compliance role Job Offer Base + Bonus + Benefits Compliance Officer role at an established buy side firm...

    30+ days ago from eFinancial Careers

  • Business Development Officer, Insurance Risk Management

    Moodys - New York City, NY

    for Securities Trading. Employment is contingent upon compliance with the Policy, including remediation of positions in those holdings as necessary. Moodyrsquos is an equal opportunity employer. All qualified applicants will receive...

    5 days ago from Dice

  • PMO /Project Manager

    Alpha Technologies - New York City, NY

    management Ensuring project management activities are in compliance with CS project methodology Standards (SDF and PRB) Manages the support and provision of project tools setups and serve as the administrator for programproject sites on...

    1 day ago from Dice

  • Chief Compliance Officer RIA, Mutual Funds (Staffing And Recruiting Company)

    Compliance Search - New York City, NY

    client is currently in need of a Chief Compliance Officer MBA, CPA, CFA or CFP is a plus 7- 10 years ... Take a leading role in periodic SEC audits Conduct internal compliance training sessions Qualifications: JD...

    30+ days ago from Doostang

  • Chief Program Officer

    Non Profit Organization - New York City, NY

    the position of Chief Program Officer. The Chief Program Officer will report directly to the Executive Director/CEO ... include a demonstrated knowledge of government contract compliance, LIHTC program compliance, as well as experience...

    1 day ago from IvyExec

  • Front Office- Senior Compliance Officer

    Rockwood Search Associates - New York City, NY

    tier Multi strategy hedge fund seeks a Front Office Senior Compliance Officer to monitor and offer guidance to ... Please put your Name and " Front Office- Senior Compliance Officer in the email subject line and attach your...

    27 days ago from ZipRecruiter

  • Chief Compliance Officer

    Michael Page International - US - New York City, NY

    on compliance policies and procedures Provide timely compliance advice to representatives and management Interact ... be considered Job Offer Base plus bonus and equity Chief Compliance Officer role at a financial advisory firm based...

    30+ days ago from eFinancial Careers

  • Chief Financial Officer

    Compass Global Investments - New York City, NY

    Steer registration process with SEC Act as compliance officer Source appropriate accounting counsel and coordinates efforts in certain areas of extreme tax specialty Assist in evaluating business and real estate opportunities for the...

    1 day ago from Doostang

  • Compliance Officer....Volcker Rule.......NYC

    Choice Associates - New York City, NY

    should meet the following criteria: Act as the designated Compliance point person for the bank’s Volcker Rule working ... Desired Skills: • Bachelors degree; • 10 plus years compliance experience with major investment or commercial bank or...

    28 days ago from ZipRecruiter

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