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Compliance Officer jobs - New York, NY

Viewing 51 - 60 of 3,543 jobs

  • Global Chief HR Officer Chief of Staff

    Moody's - New York City, NY

    The Global Chief HR Officer Chief of Staff is a critical high level supporting role for the Global CHRO. The Chief of ... contingent upon compliance with the Policy, including remediation of positions in those holdings as necessary. See job...

    19 days ago from eFinancial Careers

  • Risk Officer - Basel iii Governance/Controls - AVP

    Deutsche Bank - US - New York City, NY

    regulatory reporting, compliance or financial reporting in the financial services industry with either a leading ... verification, regulatory compliance, trading controls, or financial reporting Demonstrable experience in one or more of...

    30+ days ago from eFinancial Careers

  • Chief Operating Officer (COO) - SaaS / PaaS Industry

    Career Development Partners - Newark, NJ

    CHIEF OPERATING OFFICER ( COO ) PaaS / Saas Location: Newark NJ Global Leader in the Communications industry is looking for a Chief Operating Officer with a proven and demonstrated successful track record of growing Pre-IPO communications...

    30+ days ago from

  • VP, Compliance

    Prudential - Newark, NJ

    Officer of Asset Management, and is responsible for leading compliance support for Central initiatives. The individual ... or regulatory exams/inquiries/audits. Develop and organize compliance training, and reinforce all compliance-related...

    30+ days ago from Jofdav

  • IFS Valuation Specialist, Officer

    State Street - New York City, NY

    IFS provides fund accounting, administration, tax, compliance and middle office trade support services to hedge fund managers. IFS combines its experienced teams of trained financial service professionals with sophisticated software...

    13 days ago from Jofdav

  • Senior Compliance Officer-Global Marketing Review

    Compliance Search Group - New York City, NY

    firm seeks a Senior Compliance Officer who will serve as a compliance global liaison for marketing review while ... placing hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's...

    30+ days ago from The Ladders

  • Sr Mortgage Loan Officer

    Bank of America - New York City, NY

    for developmental purposes. The Sr. Mortgage Loan Officer conducts interviews with prospective borrowers in ... for developmental purposes. The Sr. Mortgage Loan Officer ensures overall exceptional customer service by...

    11 days ago from Disabled Persons

  • PMO Manager

    Ijc Partners - New York, NY

    qualified project managers. Ensure that projects meet compliance requirements. Assist IT managers with establishing annual project proposals and budgets. Professional Experience Requirements Experience employing industry standard practices...

    2 days ago from Dice


    Microexcel - New York, NY

    software. JOB SUMMARY The Regional Information Security Officer (ISO) is responsible for providing governance, ... confidential data. The Regional Information Security Officer will support the Chief Risk Security Officer by...

    5 days ago from Dice

  • Sr. Project Manager (Corporate Governance PMO Analyst) with Dodd Fran

    Zna Infotek - New York, NY

    and methods and continually monitor delivery to ensure compliance bull Track and document project management ... across multiple control functions (Finance, Treasury, Risk, Compliance, Technology, HR, Audit, etc.) and business areas...

    2 days ago from Dice