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Compliance Officer jobs - New York, NY

Viewing 51 - 60 of 6,130 jobs

  • Vice President, Compliance Testing

    Mitsubishii UFJ Financial Group - New York City, NY

    *Monitor the level of compliance risk, compliance issues and compliance weakness by reviewing ... risk. *Coordinate with the business units and Compliance Officers/BLCOs to ensure the Risk Assessment is applied...

    22 days ago from Mitsubishii UFJ Financial Group

  • Compliance Officer - Capital Markets and Alternative Investments

    Compliance Search Group - New York City, NY

    Compliance Officer - Capital Markets and Alternative Investments A Global bank seeks a Compliance Officer who will be ... of placing hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with the...

    19 days ago from The Ladders

  • Chief Compliance Officer RIA, Mutual Funds (Staffing And Recruiting Company)

    Compliance Search - New York City, NY

    client is currently in need of a Chief Compliance Officer MBA, CPA, CFA or CFP is a plus 7- 10 years ... Take a leading role in periodic SEC audits Conduct internal compliance training sessions Qualifications: JD...

    30+ days ago from Doostang

  • Senior Data Governance Officer

    Superior Group - New York City, NY

    and Compliance usage for all data used for Compliance from source system to Compliance Operational Data ... Global Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate compliance...

    27 days ago from Sologig

  • Internal Audit Non Financial Services Manager (5761003)

    PwC - New York City, NY

    Internal Audit directors, Chief Compliance officers, Audit Committees and Risk Management personnel. Demonstrates ... and requirements, including compliance readiness programs. -Generally Accepted Accounting Principles. -Financial and...

    30+ days ago from PwC

  • Director, Administration (Compliance)

    Prudential - Newark, NJ

    supporting Prudential’s Chief Ethics and Compliance Officer. The candidate will utilize a combination of skills in ... and guidance to Chief Ethics and Compliance Officer. Operations Support: Serve as a liaison between Compliance...

    3 days ago from Disabled Persons

  • Alternative Investments Compliance Officer VP

    Shulman Fleming & Partners - New York City, NY

    Experienced Compliance Officer to provide advisory Compliance support to the Alternatives Investment Teams in AWM ... products. The successful candidate will: Provide advisory Compliance support to the Alternatives businesses which offer...

    23 days ago from ZipRecruiter

  • The Global Safety Officer (GSO)

    Makrocare - Edison, NJ

    Job Title:The Global Safety Officer (GSO)Duration: 6 MonthsLocation: Bridgewater NJ or Cambridge MA.Job Description:The ... group for assigned projects and products.Impact: Regulatory Compliance.1.2 Applicable StandardsThe GSO Contractor will...

    4 days ago from Get Clinical Research Jobs

  • Chief Information Security Officer

    Dow Jones - New York City, NY

    security strategy. Reporting to the Chief Information Officer, the Chief Information Security Officer (CISO) is a ... security standards, procedures, and guidelines, including compliance monitoring procedures; assist in resolving...

    30+ days ago from Sologig

  • Private Equity Fund Administration, Officer

    State Street - New York City, NY

    auditors, lawyers and banking personnel - Ensure compliance with investment fund legal documents, i.e. partnership ... agreement - Assist accounting managers to ensure compliance with investment fund agreements and other legal...

    11 days ago from Jofdav

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