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Compliance Officer jobs - New York, NY

Viewing 41 - 50 of 6,331 jobs


    BNP Paribas Investment Partners - New York City, NY

    Officer in our New York office. As a member of the Compliance team, the Senior Compliance Officer will be ... in maintaining, updating, developing and testing firm wide compliance policies and programs; managing compliance...

    11 days ago from eFinancial Careers

  • Central Compliance Officer - VP

    Michael Page International - US - Manhattan, NY

    based Central Compliance team the Central Compliance Officer - VP will report to the head of Central Compliance, ... a leading global Financial Services company, are looking to recruit a Manhattan based Central Compliance Officer -...

    17 days ago from eFinancial Careers

  • Chief Compliance Officer/Legal

    Rpn Executive Search - New York City, NY

    based private equity fund looking for a Chief Compliance Officer. The right candidate will have SEC investment ... Position involves designing and implementing the compliance program, as well as taking on legal...

    22 days ago from ZipRecruiter

  • Chief Compliance Officer

    International Market Recruiters - New York City, NY

    located in New York, NY, is seeking a Chief Compliance Officer to provide guidance in product development and ... bank. Individual will oversee all components of the US Compliance program and serve as point person on global...

    22 days ago from ZipRecruiter

  • It Audit & Compliance - Large Hedge Fund - Great Environment

    Sourcewave - New York, NY

    Audit Compliance Communicate and coordinate with internal and external auditors on all aspects of IT audit compliance ... KNOWLEDGE EXPERIENCE A minimum of 5-10 years of audit, compliance andor information security related experience,...

    27 days ago from Dice

  • Compliance Officer ICG Testing

    Citi - Jersey City, NJ

    In addition to strong audit/compliance and analytical skills, the candidate should have a strong background and understa ... * Leading small to medium sized teams in audits/compliance reviews is a plus...

    30+ days ago from Citi

  • The Global Safety Officer (GSO)

    Makrocare - Edison, NJ

    Job Title:The Global Safety Officer (GSO)Duration: 6 MonthsLocation: Bridgewater NJ or Cambridge MA.Job Description:The ... group for assigned projects and products.Impact: Regulatory Compliance.1.2 Applicable StandardsThe GSO Contractor will...

    11 days ago from Get Clinical Research Jobs


    Network Esc (a Division of Network Temps, Inc.) - New York City, NY

    Solutions Education & Human Services Job Description: COMPLIANCE OFFICER - COMMUNICATION SURVEILLANCE & MONITORING ... and implement Compliance Monitoring programs to ensure compliance with regulatory requirements v Responsible for...

    26 days ago from ZipRecruiter

  • Community Bank Commercial Loan Officers (Queens and New Jersey)

    Commercial Bank - Long Island City, NY

    Officer Department: Lending Reports To: Chief Lending Officer SUMMARY Maintain and build the commercial lending ... relationships. Assists in maintaining lending quality and compliance. Work with internal and external auditors to...

    18 days ago from ZipRecruiter

  • Senior Compliance Officer

    Michael Page International - US - Manhattan, NY

    Services Institution. Description The Broker/Dealer Senior Compliance Officer is responsible for implementing controls ... and fixed income desks. Profile The successful Senior Compliance Officer will demonstrate the following:...

    17 days ago from eFinancial Careers

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