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Compliance Officer jobs - New York, NY

Viewing 41 - 50 of 6,323 jobs

  • Control Group Compliance Officer

    Citi - New York City, NY

    List. The position is an excellent opportunity in the compliance field with ample room for learning and advancement. ... in a control room, capital markets or banking compliance division, or a regulatory agency. Attorneys with...

    29 days ago from Citi

  • Compliance Whistleblowing Program Manager

    Compliance Search Group - New York City, NY

    and additional Compliance and Legal functions. • Management of policy and procedures, preparation of management ... Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier firms.

    2 days ago from The Ladders

  • Compliance Officer

    Vontobel Asset Management - New York City, NY

    The Compliance Officer will assist Chief Compliance Officer (CCO) in implementing, performing and testing the firm’s ... the Portfolio Compliance Officer (PCO) and a Compliance Officer. The position supports both the portfolio and...

    13 hours ago from eFinancial Careers

  • Computer Systems Security Officer ll with Security Clearance

    Exelis - Clifton, NJ

    systems, and data encryption. Implements and ensures compliance with applicable laws, Government regulations, ... and System audit logs weekly, is responsible for ensuring compliance with applicable government security regulations...

    30+ days ago from ClearanceJobs

  • Compliance Officer -Alternatives Investments

    Compliance Search - New York City, NY

    environment Responsibilities Include: Provide advisory Compliance support to the Alternatives businesses which ... Bachelor's Degree Job category: An Investment bank seeks a Compliance professional to oversee their alternatives...

    30+ days ago from Doostang

  • Senior Compliance Officer- AML Advisory (Embassy Banking)

    Major International Bank - New York City, NY

    years banking experience with minimum of 5 years in the AML Compliance function with proven results. Minimum ... with the ability to interact effectively with Advisory compliance officers globally and other business and...

    9 days ago from IvyExec

  • Senior Vice President Patient Care Services and Chief Nursing Officer

    Mount Sinai Hospital - New York City, NY

    President Patient Care Services and Chief Nursing Officer What You’ll Do: Partner with the president and senior ... ensure best practices Drive activities that allow compliance with standards exhibited by the Joint Commissions and New...

    1 day ago from ZipRecruiter

  • Compliance Officer

    Investment Bank - Finance Industry - New York City, NY

    Prominent Investment Bank seeking a Compliance Officer - Ensure compliance with current and impending ... and written supervisory policies and procedures. - Assist Compliance Team in developing a comprehensive cross-business...

    10 days ago from VelvetJobs

  • Officer Institutional Supervision - Manager, Community Banking Organizations - Regional, Community

    Federal Reserve Bank - New York City, NY

    of evolving supervisory policy and expectations; Ensure compliance with System mandates, recommendations of Operations Reviews as well as internal quality assessments; Foster the development of a highly integrated, seasoned and fungible...

    1 day ago from IHispano


    Zenna Consulting - New York City, NY

    Chief Compliance Officer, the Deputy Chief Compliance Officer is the independent compliance partner to multiple ... Officer directly supervises the Compliance staff. As a Compliance leader, the Deputy Chief Compliance Officer will be...

    22 days ago from ZipRecruiter

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