Compliance Officer jobs - New York, NY

Viewing 41 - 50 of 6,141 jobs

• Compliance Officer

  Not Disclosed - New York, NY

  Requirements: Must have knowledge of the SEC, FINRA, CFTC, NFA and major stock and futures exchange regulations and practices. For consideration the candidate must have the requisite licenses, 14, 24,27, 63

  30+ days ago from eFinancialCareers

• VP - Compliance Officer - Swap Dealer

  Compliance Search Group - New York, NY

  VP - Compliance Officer - Swap Dealer The person performing this advisory position will be responsible for implementing ... entities, and will generally support the designated Chief Compliance Officer for these entities, as a subject matter...

  6 days ago from TheLadders.com

• Chief Financial Officer

  Non-profit Organization - New York, NY

  The Chief Financial Officer has a dual reporting relationship to the President and to the Chief Executive Officer, and w ... develop staff; solid understanding of NYS regulatory and compliance requirements; merger/culture change experience;...

  30+ days ago from IvyExec

• Programs Finance Officer

  Charity: Water - New York, NY

  As the Programs Finance Officer, you'll be responsible for developing and managing financial tracking, resource flows, reporting and compliance for a specified portfolio of grants awarded to a variety of partners. Responsibilities Review...

  10 days ago from Doostang

• Credit Analyst Officer (22)

  Cmcgi - New York, NY

  DEPT: Credit Analysis Group TITLE: Credit Officer SALARY: Commensurate with Experience DESCRIPTION: Conducting risk ... downgrades, events of default, etc.) to management. Ensure compliance with internal credit policies, workflow...

  16 days ago from ZipRecruiter

• Dodd Frank Project - Compliance Officer

  HSBC - New York, NY

  Title: Dodd Frank Project - Compliance Officer Location: North America-United States-New York-New York Job Number: ... program for HSBC''s swap dealing activities to ensure compliance with applicable regulatory requirements...

  7 days ago from Bright.com

• Corporate Compliance and Privacy Officer

  Catholic Health (buffalo) - New York, NY

  Corporate Compliance and Privacy Officer - Corporate Compliance (CH): The Corporate Compliance and Privacy Officer ... and Chief Legal Officer SUPERVISORY RESPONSIBILITIES: Corporate Compliance Specialist Corporate Compliance...

  6 days ago from JobHat

• Compliance Officer

  Complistaff - New York, NY

  Compliance Officer to lead growing practice . Client seeks compliance professional with 5-7+ years of Bank Compliance ... of various laws and regulations in support the compliance testing and monitoring framework. ? Assisting...

  5 days ago from TheLadders.com

• Vice President, Finance and Principle Accounting Officer

  Vision-sciences - Orangeburg, NY

  internal controls in accordance with Sarbanes-Oxley Ensure compliance with local, state, and federal fiscal reporting ... manages two direct reports (Manager of Accounting & Compliance and Assistant Corporate Controller)...

  4 days ago from ZipRecruiter

• Senior Compliance Officer

  Chartisinsurance - New York, NY

  Description AIG has an opportunity for a Senior Compliance Officer, Associate General Counsel in New York This ... This person will report directly to the Deputy Chief Compliance Officer. The Senior Compliance Officer, Associate...

  14 days ago from Bright.com