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Compliance Officer jobs - New York, NY

Viewing 31 - 40 of 7,046 jobs

  • Senior Compliance Officer – ICG Third Party Risk Management

    Citi - Jersey City, NJ

    practices across Citi, partnering with colleagues across Compliance, enterprise and sector risk management functions, ... and governance. The successful candidate will represent Compliance on enterprise-wide and Institutional Clients...

    30+ days ago from Citi

  • Compliance Officer

    Wall Street Options - White Plains, NY

    Position: Compliance Officer (Reports to CFO/GC) Firm: Large Asset Management firm specializing in long-only fixed ... Compliance Officer: Responsible for compliance monitoring of employee personal trading, gifts,...

    3 days ago from TheLadders.com

  • Foreign Exchange Compliance Officer

    Michael Page International - US - New York City, NY

    to the Head of Fixed Income compliance the Foreign Exchange Compliance Officer will be responsible for all compliance ... regulation Job Offer A great chance for an experience FX compliance officer to avoid getting pigeon holed, and...

    18 hours ago from eFinancial Careers

  • Executive Assistant to Chief Legal Officer and Compliance Officer

    Green Key Resources - New York City, NY

    firms satellite offices • Assist with legal and compliance work (the more knowledge on this, the better) • Ad hoc projects • Schedule compliance training seminars for all offices; • Oversee and assist with various regulatory filings (13F...

    15 days ago from CareerBuilder

  • Compliance Officer

    Craig Scott Capital - Uniondale, NY

    Regulatory Compliance Officer Generalist with strong compliance background in retail Brokerage. Comprehensive understanding of SEC/FINRA Rules and Regulations. Self Starter able to work independently. Strong analytical skills,...

    22 hours ago from ZipRecruiter

  • Compliance Officer

    Leading Medical and Pharmaceutical Company - Newark, NJ

    compliance audit focus activitiesRequirements of US Compliance Officer:Graduate degree, MBA or Law degree ... business experienceMust have experience working as a Compliance Officer for a Pharma, Biotech, or Medical Device...

    30+ days ago from IvyExec

  • VP - Senior Compliance Officer

    Major Credit Rating Agency - New York City, NY

    Role/Responsibilities Serve as the Face of Compliance in the role of Business Unit Compliance Officer for one or more ... compliance efforts globally through a network of regional compliance associates and centralized compliance functions.

    1 day ago from IvyExec

  • Compliance Officer – AVP / VP – Global Strategy Program Manager

    Technology Management Services - New York City, NY

    Job Description Candidate will join a growing team of Compliance Officers responsible for the oversight and ... Compliance functions. Coordinate with other areas of Compliance, Infrastructure, and the Business on various...

    5 days ago from ZipRecruiter

  • Equities Markets Compliance Officer - VP

    Infinity Consulting Solutions - New York City, NY

    cross-border trading. Assist in the preparation of Compliance reports for Compliance Management, Senior Management, Executive Committees, and Risk Committees etc. as required. ... Providing regulatory/compliance training as needed...

    15 days ago from CareerBuilder

  • Sr. Compliance Officer, Research

    Private Research Institution - Newark, NJ

    research administration. Proficient knowledge of research compliance concerns including knowledge of research-related ... Compliance Officer, Research position will essentially establish an effective research compliance program for the univer...

    5 days ago from IvyExec

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