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Compliance Officer jobs - New York, NY

Viewing 21 - 30 of 6,278 jobs

  • Senior Compliance Officer ICG Testing Manager

    Citi - Jersey City, NJ

    any corrective action plans are implemented. The Senior Compliance Officer - Testing Manager will assist in the ... participating in Compliance reviews; and managing the Compliance testing team including employee assignments,...

    4 days ago from Citi

  • Lending and Compliance Officer (00816104)

    Michael Page International - US - New York City, NY

    Compliance Officer * Compliance Officer * Compliance Officer * Chief Compliance Officer - Foreign Banking * ... Compliance Officer * Compliance Officer - Swaps Regulatory Compliance * Compliance Officer II Job * Regulatory...

    6 days ago from eFinancialCareers Ltd

  • Compliance Officer - Swap Dealer Testing

    Compliance Search Group - New York City, NY

    Compliance Officer – Swap Dealer Testing A top-tier bank seeks two swap Dealer Testing Compliance Officer who will join ... of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier...

    4 days ago from TheLadders.com

  • Compliance Officer- AML Policy Portal/ Policy Inventory Manager

    New York

    status reporting and metrics to GAML Policy, AML Compliance and Compliance managementAct as a point of ... years bank or financial services information management and compliance experience, preferably AMLStrong organizational...

    7 days ago from IvyExec

  • Senior Compliance Officer

    Bank In New York City - Finance Industry - New York City, NY

    Qualifications* Bachelors degree in finance, economics, or a related field.* 8 plus years of compliance and/or regulator ... of any necessary improvements.* Determine material non-compliance risks related to the company's relevant...

    6 days ago from VelvetJobs

  • Trade Services Compliance & Risk Officer

    HSBC - Brooklyn, NY

    relations with regulators. * To implement the Group compliance policy locally by containing compliance risk in ... Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate compliance resources...

    2 days ago from A Mighty River

  • Compliance Officer II Job

    BNY Mellon - New York City, NY

    **Compliance Officer II (Job Number: 1405174)**BNY Mellon is a global investments company dedicated to helping its ... position will be a Senior Compliance Officer in the Fund Chief Compiance Officer Group which...

    9 days ago from IHispano

  • Regulatory Compliance Officer

    HSBC - New York City, NY

    related area of responsibility under the direction a senior officer* Assist in responding to compliance related ... of a senior regulatory officer, respond to regulatory/compliance questions from the related area of responsibility...

    6 days ago from Professional Diversity Network

  • Chief Compliance Officer

    International Market Recruiters - New York City, NY

    located in New York, NY, is seeking a Chief Compliance Officer to provide guidance in product development and ... bank. Individual will oversee all components of the US Compliance program and serve as point person on global...

    7 days ago from ZipRecruiter

  • Bank Testing Compliance Officer -AVP

    Bank/broker Dealer - Finance Industry - New York City, NY

    MBA or JD is a plus* 3+ years Bank Testing /Compliance Testing* Coming from the Federal Reserve, OCC, or FDIC or with a ... with other professionals in the organization, including Compliance Advisory Teams, Regulatory Inquiry Staff, and...

    6 days ago from VelvetJobs

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