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Compliance Officer jobs - New York, NY

Viewing 11 - 20 of 6,466 jobs

  • Administrative-Medical Director/CEO - Physician

    Concentra - Jersey City, NJ

    DUTIES AND RESPONSIBILITIES:Patient Care:Assures personal compliance with licensing, certification and accrediting ... director jobs, medical administration jobs, chief medical officer jobs, associate medical director jobs, hospital...

    4 days ago from DocCafe

  • Compliance Auditor

    Mr - Executive Search Group - Uniondale, NY

    AND RESPONSIBILITIES: Prepare an annual Audit Compliance Risk Assessment Perform internal control reviews ... Prior experience as compliance officer, assistant compliance officer or in compliance auditing Ability to...

    10 days ago from CareerBuilder

  • Officer Development Operations

    Pro Mujer - New York City, NY

    Ensure data integrity, in accordance with gift accounting compliance, IRS regulations, and especially when handling ... Responsibilities:Collaborate with the Chief Development Officer to conceptualize, manage, and execute reports that...

    30+ days ago from Doostang

  • Regulatory and Compliance Officer VP

    Compliance Search Group - New York City, NY

    Regulatory and Compliance Officer VP An Institutional brokerage firm seeks a Securities Regulatory and Compliance ... Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier firms.

    10 days ago from

  • Compliance Officer

    Bank In New York City - Finance Industry - New York City, NY

    including analysis of resources set aside for compliance and discussion of any necessary improvements.* ... Finance business divisions, with a view towards assessing compliance with applicable laws, rules, policies and...

    13 days ago from VelvetJobs

  • Chief Compliance Officer

    International Market Recruiters - New York City, NY

    located in New York, NY, is seeking a Chief Compliance Officer to provide guidance in product development and ... bank. Individual will oversee all components of the US Compliance program and serve as point person on global...

    14 days ago from ZipRecruiter

  • Vice President - Corporate and Investment Bank - Compliance Auditor

    Chase - New York City, NY

    the Compliance audit team, reporting to the Banking and Compliance Team Lead located in New York. The position is ... control room and information barrier surveillance programs, compliance testing and branch inspection activities,...

    23 days ago from CareerBuilder

  • Senior Compliance Officer

    Bank In New York City - Finance Industry - New York City, NY

    Qualifications* Bachelors degree in finance, economics, or a related field.* 8 plus years of compliance and/or regulator ... of any necessary improvements.* Determine material non-compliance risks related to the company's relevant...

    13 days ago from VelvetJobs

  • Compliance Officer

    Disys - New York City, NY

    Compliance/Risk BAMinimum of 3-5 years proven and progressive financial services operations, compliance and/or legal man ... and full understanding of all significant regulatory compliance requirements applicable to assigned business(es). •...

    16 days ago from ZipRecruiter

  • Bank Testing Compliance Officer -AVP

    Bank/broker Dealer - Finance Industry - New York City, NY

    MBA or JD is a plus* 3+ years Bank Testing /Compliance Testing* Coming from the Federal Reserve, OCC, or FDIC or with a ... with other professionals in the organization, including Compliance Advisory Teams, Regulatory Inquiry Staff, and...

    13 days ago from VelvetJobs

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