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Compliance Officer jobs - New York, NY

Viewing 11 - 20 of 4,098 jobs

  • Mortgage Loan Officer (MLO)

    PNC - Woodland Park, NJ

    Position Overview As a Mortgage Loan Officer within th e PNC Mortgage organization, you will be based in Woodland Park, ... sell products and services; reviews documentation to ensure compliance. Manages customer pipeline for efficiency.

    6 days ago from PNC Bank

  • Healthcare Compliance Auditor

    Mjhs - Brooklyn, NY

    excellence. Responsibilities: Reporting to the Corporate Compliance Officer for MJHS and working collaboratively with ... of compliance principles and practices Certification in compliance or health-related specialized training; CHC is...

    30+ days ago from

  • Director of Finance and Operations (Chief Financial Officer)

    World Communications Charter School - New York City, NY

    solutions and recommendations to issues that arise * Ensure compliance with all state, federal, and district deadlines ... financial services provider on budget projections, grants compliance, audits, etc Communicate clearly and effectively...

    30+ days ago from Doostang

  • Investment Banking Compliance Officer

    Compliance Search Group - New York City, NY

    investment bank is seeking a Corporate Banking & Securities Compliance officer who will focus on providing real-time support to the Equity Capital Markets business which focuses on equity ... – Provide regulatory/compliance training...

    30+ days ago from The Ladders

  • Pro Sports - Chief Information Security Officer (CISO)

    WorkInSports - Secaucus, NJ

    assess effectiveness of information management, compliance, and control activities and promote rational, ... with other risk management functions (e.g., Legal, Compliance, & HR) to ensure compliance with local, state, and...

    30+ days ago from

  • Assistant Program Officer (Academic Program Coordinator) - Ph.D. Program in Nursing

    Graduate School & University Center of the City University of New York - New York City, NY

    to the Executive Officer (EO), the Assistant Program Officer (APO) will serve as the general resource person for ... Employer. Job Title: Assistant Program Officer (Academic Program Coordinator) - Ph.D. Program in...

    9 days ago from Inside Higher Ed

  • Vice President, Senior Credit Officer

    Moody's - New York City, NY

    MSS Candidates are asked to disclose securities holdings pursuant to Moody's Policy for Securities Trading. Employment is contingent upon compliance with the Policy, including remediation of positions in those holdings as necessary. See...

    30+ days ago from eFinancial Careers

  • Markets Compliance Officer - Credit (VP)

    Compliance Search Group - New York City, NY

    agencies and exchanges. Providing regulatory/compliance training as needed. • Working with the Markets Compliance team ... Ability to make, support and defend difficult and complex regulatory/compliance decisions in a fast-paced trading floor...

    30+ days ago from The Ladders

  • Senior PMO with Regulatory, CCAR, Risk Top Investment Bank

    Rock Recruiting - New York, NY

    regulatory requirements that are critical to the bank's compliance with regulatory mandates. • The position will have close and regular interaction and collaboration with senior IT Business , and Change stakeholders . This includes...

    1 day ago from Dice

  • PMO Analyst

    Capgemini - New York, NY

    Assist Project Managers compliance w/ Corporate Policies and Procedures, Code of Conduct, Audit Procedures, and maintain financial data secured. . Supporting the adoption of the project lifecycle and deliverables . Communication and...

    22 days ago from Dice