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Compliance Officer jobs - New York, NY

Viewing 11 - 20 of 6,015 jobs

  • Junior Military Officer - Information Assurance / Cyber Security Consultant

    Deloitte Development - New York City, NY

    risk and/or drive operational, financial and regulatory compliance processes; as well as solutions that manage the ... They also deliver advisory services focused on risk and compliance to IT management and senior executives. Security...

    22 days ago from Deloitte Development LLC

  • Exec/Admin / Other / New York / Permanent / Compliance Officer- Health care

    Refuah Health Center - Spring Valley, NY

    The compliance manager acts as a staff to the President/CEO and Governing Board and together with the Compliance Committ ... of the compliance hotline.7. Identifies potential areas of compliance vulnerability and risk, develops andimplements...

    30+ days ago from StaffPhysicianRecruiter.com

  • Compliance Officer

    Vontobel Asset Management - New York City, NY

    The Compliance Officer will assist Chief Compliance Officer (CCO) in implementing, performing and testing the firm’s ... the Portfolio Compliance Officer (PCO) and a Compliance Officer. The position supports both the portfolio and...

    6 days ago from eFinancial Careers

  • Direct-Hire - Director of PMO

    Modis - New York City, NY

    Mentor and provide leadership to the team to ensure compliance to the tools and standards Assist the team with ... Management Office is responsible: Chief Information Officer and Senior IT Management Communicate issues, risks and...

    12 hours ago from Sologig

  • Sr. Asset Management Compliance Officer

    Compliance Search Group - New York City, NY

    Compliance Officer A global investment bank seeks a Senior Compliance Officer who will be responsible for ... loan origination. Responsibilities: • Provide back-up to compliance advisory coverage officer overseeing various credit...

    8 days ago from The Ladders

  • Senior Compliance Officer Surveillance

    Citi - Jersey City, NJ

    Description Retail Surveillance provides compliance coverage for the Private Bank and Wealth Management business lines, ... the financial services industry preferably in securities compliance or Sales Practice experience working with a...

    5 days ago from Citi

  • Internal Audit Financial Services Manager (4920892)

    PwC - New York City, NY

    Executives, Internal Audit directors, Chief Compliance officers, Audit Committees and Risk Management personnel. ... regulations and requirements, including compliance readiness programs -Generally Accepted Accounting Principles...

    30+ days ago from PwC

  • Compliance Officer, Technology

    E*TRADE Financial - Jersey City, NJ

    Compliance Officer of E*TRADE Clearing LLC, the Compliance Officer's responsibilities will be enterprise-wide. ... is an EQUAL OPPORTUNITY EMPLOYER *Job Title:* Compliance Officer, Technology *Location:* Jersey City, NJ, USA *Job...

    25 days ago from Professional Diversity Network

  • Senior Equity Compliance Officer

    Nomura - Entertainment and Media Industry - New York City, NY

    • Experience with operational and financial compliance matters such as short interest reporting, Regulation T and ... • Develop, enhance, and implement compliance and supervisory policies and procedures. • Oversight of equity...

    16 days ago from VelvetJobs

  • Compliance Officer – AVP / VP – Global Strategy Program Manager

    Technology Management Services - New York City, NY

    Job Description Candidate will join a growing team of Compliance Officers responsible for the oversight and ... Compliance functions. Coordinate with other areas of Compliance, Infrastructure, and the Business on various...

    11 days ago from ZipRecruiter

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