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Compliance Officer jobs - New York, NY

Viewing 121 - 130 of 5,408 jobs

  • Compliance Officer

    Mla Global - New York City, NY

    Solutions Practice Group is currently seeking a senior compliance officer for our Private Funds client. Ideal ... development, implementation and enforcement of the client's compliance program for its Private Funds business, which...

    26 days ago from MLA Global

  • Chief Compliance Officer

    Tekopinc - New York City, NY

    or professional certification preferred. 15+ years relevant compliance experience with ALL aspects of Investment ... Act. Leadership abilities: ability to manager a small compliance staff and interact with senior management...

    30+ days ago from tekopinc

  • Bank Regulatory - Compliance Officer

    Global Bank, U.S. - New York City, NY

    and Compliance Officer to strengthen the bank regulatory compliance infrastructure and coordinate an overall U.S. and ... bank could also be welcomed. Tenure as a Bank Regulatory Compliance Officer recent experience must include dealing...

    30+ days ago from Global Bank, U.S.

  • Equities Compliance Officer

    Frink-hamlett Legal Search - New York City, NY

    Equities Compliance Officer A Fortune 500 financial services firm located in New York seeks an Equities Compliance ... bonus Inclusive. Primary Duties: The Equities Compliance Officer will provide: * Advice and guidance to traders,...

    30+ days ago from Frink-Hamlett Legal Search

  • Compliance Officer

    HR Dynamics - Bronx, NY

    Establishes and implements an effective compliance program to prevent illegal, unethical, or improper conduct in a ... on matters relating to compliance. The Corporate Compliance Officer, together with the Compliance Committee, is...

    30+ days ago from HR Dynamics, Inc

  • Compliance Officer – Merchant Svcs Partnerships

    First Data - Jersey City, NJ

    The Compliance Officer for Merchant Services Partnerships will oversee compliance for First Data Merchant Services. This ... and monitoring of compliance programs within the larger compliance framework. · Coordinates compliance activities with...

    17 days ago from First Data

  • Regional Compliance Officer

    Conservation International - Bogota, NJ

    and testing of financial and operational activity for compliance with Conservation International’s internal ... Support institutional training efforts related to compliance and policy implementation * Support compliance and...

    30+ days ago from Conservation International

  • Regulatory Compliance Officer

    Smith Arnold - Westchester, NY

    firms in the United States. The Regulatory Compliance Officer will oversee licensing and continuing education ... Serve as the Anti-Money Laundering (AML) Compliance Officer. Organize and schedule the annual Firm compliance...

    30+ days ago from Smith Arnold

  • Compliance Officer - Athletics

    Umdnj - Newark, NJ

    and Compliance seeks an Enterprise Risk and Institutional Compliance Officer, reporting to the Deputy Chief Enterprise ... compliance program and strengthen the existing athletics compliance programs within the Rutgers university system.

    30+ days ago from UMDNJ

  • Compliance Officer

    Dra Advisors - New York, NY

    industrial sectors. We are currently seeking an experienced Compliance Officer to join our team. Responsibilities ... Knowledge of global asset management legal and regulatory compliance, risk management, and industry policy best...

    30+ days ago from SelectLeaders

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