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Compliance Officer jobs - New York, NY

Viewing 121 - 130 of 6,352 jobs

  • Senior Compliance Officer

    INVESCO - New York City, NY

    IVZ. Job Purpose (Job Summary): The Senior Compliance Officer reports to the Chief Compliance Officer (CCO) for ... the compliance program. Reports on a regular basis to the compliance lead and business senior management on the...

    30+ days ago from Invesco Ltd.

  • Compliance Officer, Reporting Project Management

    American International Group - New York City, NY

    Position Description AIG Corporate has an opening for a Compliance Officer, Reporting/Project Management in NY ... compliance risk management program. In addition, the Compliance Officer, Reporting/Project Management will...

    30+ days ago from American International Group

  • Global Professional Standards / Compliance Leader - NA Compliance Officers - Marsh

    Marsh & Mclennan Companies - New York City, NY

    industry experience with an emphasis on auditing, compliance, accounting and legal functions. Holds a bachelor’s ... a matrix organization. Aptitude and attitude for Compliance, ethical behavior and avoiding conflicts of interest...

    30+ days ago from Marsh & McLennan Companies

  • Compliance Officer, Compliance Examinations (S&P Ratings)

    Mcgraw Hill Financial - New York City, NY

    operating units’ timely and effective implementation of compliance recommendations needed to correct regulatory ... preventive measures.Required: Compliance examinations or compliance surveillance background within financial services...

    29 days ago from McGraw Hill Financial

  • Compliance Officer

    HR Dynamics - Bronx, NY

    Establishes and implements an effective compliance program to prevent illegal, unethical, or improper conduct in a ... on matters relating to compliance. The Corporate Compliance Officer, together with the Compliance Committee, is...

    30+ days ago from HR Dynamics, Inc

  • Regulatory Compliance Officer - Managed Care - Brooklyn, NY

    Seeking an experienced Regulatory Compliance Officer with a background in managed care (MLTC, MAP, PACE, FIDA, HMO) to oversee the compliance program for an MLTC and FIDA Plan. Very competitive benefits and salary package. Compliance

    7 days ago from

  • VP, Legal Affairs & Chief Compliance Officer - Trading Division

    Secondmarket - New York City, NY

    highly motivated and resourceful VP, Legal Affairs & Chief Compliance Officer to join our team. This position will ... – Compliance Oversee firm’s broker dealer compliance function Respond to inquiries from regulatory, state and...

    30+ days ago from SecondMarket

  • Compliance Officer - Athletics

    Umdnj - Newark, NJ

    and Compliance seeks an Enterprise Risk and Institutional Compliance Officer, reporting to the Deputy Chief Enterprise ... compliance program and strengthen the existing athletics compliance programs within the Rutgers university system.

    11 days ago from UMDNJ

  • Grants Compliance Officer

    College of New Rochelle - New Rochelle, NY

    Rochelle invites applications for the position of Grants Compliance Officer, and this full-time professional staff ... Administration, the Grants Compliance Officer will ensure compliance with Title III, FIPSE, and federal government...

    30+ days ago from The College of New Rochelle

  • Compliance Officer-VP

    Bond Street Group - Astoria, NY

    Mortgage Bank seeks a Compliance Officer to join their Compliance team. Responsible or application, implementation ... associated with new business initiatives and oversee all compliance related issues. Update regulatory compliance...

    1 day ago from NY City Works

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