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Compliance Officer jobs - New York, NY

Viewing 121 - 130 of 6,770 jobs

  • Compliance Officer, Securities

    Newedge Group - New York City, NY

    functions for electronic trading and direct market access compliance * Manage exchange, regulatory and internal audit ... with colleagues to ensure that the * 10+ years Compliance experience. * Awareness of securities products. *...

    30+ days ago from Newedge Group

  • Senior Compliance Officer

    Sterling National Bank - Suffern, NY

    units to provide supervisory guidance with respect to compliance and effectuate compliance projects, ... while meeting or exceeding deadlines Experience in compliance for financial institutions Experience training...

    30+ days ago from Sterling National Bank

  • PV Compliance Officer

    Corporate Brokers - Whippany, NJ

    PV Compliance Officer will have the responsibility to medically evaluate the SAE reports entered. In this role must ... surveillance source within a therapeutic area to ensure compliance with all health authority requirements regarding...

    30+ days ago from Corporate Brokers, LLC

  • Assistant Regulatory Counsel & Compliance Officer

    Mla Global - New York City, NY

    Assistant Regulatory Counsel & Compliance Officer New York A global asset firm has retained Major, Lindsey & Africa on ... Officer will report to the Regulatory Counsel and Chief Compliance Officer for the Firm's Private Funds Group and...

    30+ days ago from MLA Global

  • Compliance Officer

    Interactive Brokers - Greenwich, CT

    and we are always looking for high quality talent. The Compliance Officer position requires familiarity with SEC, ... District of Columbia or appropriately registered compliance officer (i.e., at least a Series 24 and/or Series 3...

    30+ days ago from Interactive Brokers

  • Code Compliance Officer

    URS - New York City, NY

    by the NYCT Code Compliance Officer) and coordinate notices of: (i) substantial completion of work with ... and acceptance by the NYCT Code Compliance Officer. The responsibilities of this position include, but are not...

    30+ days ago from URS

  • Compliance Officer – Regulatory Compliance

    PIMCO - New York City, NY

    but are not limited to: • perform various regulatory compliance monitoring functions involving federal and state ... and various state regulators, • monitor and assess compliance with regulatory requirements and internal policies and...

    30+ days ago from PIMCO

  • Compliance Officer

    American International Group - New York City, NY

    Compliance Officer Picture yourself building a successful career at AIG working alongside other talented, highly ... Summary AIG has an opportunity for a Compliance Officer position in the Global Legal, Compliance and...

    30+ days ago from American International Group

  • Senior Markets Compliance Officer

    Rabobank - New York City, NY

    Markets Compliance Officer are is part of the Compliance Department. The compliance responsibilities include the ... Responsible for managing one or two compliance officer(s) for RSI and GFM activities. Ensure all compliance...

    30+ days ago from Rabobank

  • Code Compliance Officer

    Securing Our Country - New York City, NY

    projects, superior knowledge and interpretation of code compliance requirements and industry standards Possess the ... various project elements assigned, as they apply to code compliance, associated with design review, inspections...

    30+ days ago from Securing Our Country

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