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Compliance Officer jobs - New York, NY

Viewing 111 - 120 of 6,104 jobs

  • MBSC Chief Compliance Officer - Compliance Manager II

    BNY Mellon - New York City, NY

    will be Compliance Manager for BNY Mellon and Chief Compliance Officer for a SEC-registered investment adviser ... 10 - 12 years relevant product/financial services and/or auditing or compliance experience preferred...

    20 hours ago from BNY Mellon

  • Assistant Vice President Manager Local Compliance Officer

    HSBC - New York City, NY

    any material compliance issues identified and reported by Compliance Testing and Control (CTAC), Compliance Inspection ... Compliance, Global Business Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring...

    21 hours ago from HSBC

  • Corporate Compliance - Senior Compliance Officer Policies and Procedures - Executive Director

    JPMorgan Chase - New York City, NY

    procedures, manuals, Written Supervisory Procedures and Compliance bulletins. The Policies and Procedures Compliance ... with reliable and user-friendly access to compliance content, and keep online compliance materials up-to-date.

    2 days ago from JPMorgan Chase & Co

  • E-Rate Compliance Officer

    New York City Department of Education - New York City, NY

    Position Summary : The E-Rate Compliance Officer of the Office of Federal and State Regulatory Compliance (OFSRC) ... To accomplish this goal, the E-Rate Compliance Officer leads OFSRC and oversees all components of NYCDOE’s...

    7 days ago from New York City Department of Education

  • Compliance Officer Corporate Banking & Securities (VP)

    Financial, Nyc - New York City, NY

    Provide regulatory/compliance training. Assist the business implement and document various ... Ability to make, support and defend difficult and complex regulatory/compliance decisions in a fast-paced and high press...

    7 days ago from Financial, NYC

  • Senior Compliance Officer, Corporate Vice President (14901)

    New York Life Insurance Co - New York City, NY

    Compliance Officer will work with the Chief Compliance Officer of the Investments Group to enhance the established ... framework and culture. The Compliance Officer will survey policies, procedures and approaches to compliance...

    13 days ago from New York Life Insurance Co

  • Code Compliance Officer

    URS - New York City, NY

    project management skills, superior knowledge of code compliance requirements and industry standards, and effectively ... elements assigned, as they apply to code compliance, associated with design review, inspections during...

    13 days ago from URS Corporation

  • Compliance Officer Records Management Governance

    Citi - Long Island City, NY

    data and metrics support for the department, and provide compliance support for Records Management Officers, and ... CastleEducation: Bachelor's DegreeJob Function: Compliance and ControlTravel Time: Yes, 10 % of the TimeJob...

    1 day ago from Citi

  • Legal Compliance Officer

    Kenyan Daily Post - New York City, NY

    Supervision of the Deputy General Counsel, the Legal Compliance Officer will be responsible for ensuring the ... or equivalent 3-5 years’ experience as a compliance officer or paralegal or other equivalent work experience;...

    19 days ago from The Kenyan Daily Post

  • Legal Compliance Officer

    International Rescue Committee - New York City, NY

    Supervision of the Deputy General Counsel, the Legal Compliance Officer will be responsible for ensuring the ... or equivalent 3-5 years’ experience as a compliance officer or paralegal or other equivalent work experience;...

    19 days ago from International Rescue Committee