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Compliance Officer jobs - New York, NY

Viewing 111 - 120 of 7,696 jobs

  • Compliance Officer, Advisory

    American International Group - New York City, NY

    Compliance Officer, Advisory position in the Global Legal, Compliance and Regulatory Department, a recent recipient of ... of program elements and controls owned by the Compliance function. • Assess compliance with company Standards...

    2 days ago from American International Group

  • Compliance Officer, Advisory

    Chartis - New York City, NY

    Compliance Officer, Advisory position in the Global Legal, Compliance and Regulatory Department, a recent recipient of ... of program elements and controls owned by the Compliance function. • Assess compliance with company Standards...

    2 days ago from Chartis

  • OFFICER-COMPLIANCE

    Mcgraw Hill Financial - New York City, NY

    The Compliance function seeks to facilitate compliance with internal policies, guidelines and controls as well as ... in a position within Securities Disclosure Compliance with an opportunity to grow within the Compliance organization.

    3 days ago from McGraw Hill Financial

  • Compliance Officer, Investments - Guardian Life

    Park Avenue Securities - New York City, NY

    Compliance Officer, Investments - Guardian Life Location US-NY-New York Posted Date 12/9/2013 More information about thi ... business units identifying and resolving potential compliance issues or problems Providing compliance advice for...

    9 days ago from Park Avenue Securities LLC.

  • Regulatory Developments Compliance Officer

    Credit Suisse - New York City, NY

    as necessary. The Regulatory Developments Compliance Officer will focus on 1) corporate regulatory developments, ... operations and processes and developing or working with other Compliance officers to develop Compliance...

    10 days ago from Credit Suisse

  • Deputy Chief Compliance Officer and Chief Compliance Officer BD Rx

    Becton Dickinson - Franklin Lakes, NJ

    The Deputy Chief Compliance Officer and Chief Compliance Officer-BD Rx directly supports the VP and Chief Ethics & ... activities. Advises the Chief Ethics and Compliance Officer on emerging regulatory risk areas relating to...

    15 days ago from Becton Dickinson

  • International Compliance Officer

    M&T Bank - New York City, NY

    : International Compliance Officer London & Dublin FUNCTION: Support broad reaching compliance matters relating to ... Identify actual and potential compliance issues, provide reporting and updates to ICS/GCM compliance leadership and esca...

    16 days ago from M&T Bank

  • Global Professional Standards / Compliance Leader - NA Compliance Officers - Marsh

    Marsh & Mclennan Companies - New York City, NY

    industry experience with an emphasis on auditing, compliance, accounting and legal functions. Holds a bachelor’s ... a matrix organization. Aptitude and attitude for Compliance, ethical behavior and avoiding conflicts of interest...

    23 days ago from Marsh & McLennan Companies

  • Compliance Officer

    Complistaff - New York City, NY

    International Investment Bank seeks a compliance professional for a contract assignment with experience translating ... into a format that can then be coded onto Charles River Compliance System. Additional responsibilities include...

    30+ days ago from CompliStaff

  • Senior Compliance Officer

    Sterling National Bank - Suffern, NY

    units to provide supervisory guidance with respect to compliance and effectuate compliance projects, ... while meeting or exceeding deadlines Experience in compliance for financial institutions Experience training...

    30+ days ago from Sterling National Bank

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