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Compliance Officer jobs - New York, NY

Viewing 101 - 110 of 5,979 jobs

  • Associate Compliance Officer, Global Financial Crimes

    New York City, NY

    This person will report directly to the Senior Compliance Officer, Associate General Counsel that manages these ... Compliance Risks in New York. The Associate Compliance Officer will also: Develop and maintain AIG s Compliance...

    7 days ago from IvyExec

  • Deputy Chief Compliance Officer -Investment Advisory Compliance

    AIG - New York, NY

    * Training Investment Advisory Representatives on their compliance responsibilities * Preparing monthly reports and ... Advanced degree (JD or MBA) and/or compliance certifications preferred...

    5 days ago from AIG

  • Chief Compliance Officer

    Robert Half Finance & Accounting - New York, NY

    to applicable requirements of the Act. The Chief Compliance Officer will have responsibility for ensuring AML compliance ... compliance of subsidiary bank in Uruguay. The Chief Compliance Officer will provide timely compliance advice to...

    3 days ago from Robert Half Finance & Accounting

  • Chief Compliance Officer (Asset Management)

    Creative Solutions Services - New York, NY

    Position Summary Chief Compliance Officer for two SEC registered investment advisers investing primarily in fixed-income ... investment company Development and supervision of Compliance staff Participate in various committee meetings...

    21 days ago from Creative Solutions Services

  • Senior Compliance Officer - AML/KYC/Sanctions/Anti-Bribery (S&P Ratings)

    Mcgraw Hill Financial - New York, NY

    Company. In addition, the AML/KYC/Sanctions/Anti-Bribery Officer is responsible for supporting a global compliance ... Demonstrated AML/KYC/Sanctions Compliance experience working with compliance monitoring systems, tracking compliance iss...

    9 days ago from McGraw Hill Financial

  • Registrations Compliance Officer

    Michael Page - New York, NY

    of the core compliance teams the Registrations Compliance Officer will be responsible for: ? Handle the daily ... services firm ? Experience evaluating and implementing compliance systems ? Strong analytical, attention to detail...

    30+ days ago from Michael Page

  • Compliance Officer - RIA

    Bachrach Group - New York, NY

    firm seeks a Compliance Officer to work with the Chief Compliance Officer on all aspects of their compliance ... their funds and directly hold client accounts. The Compliance Officer will be tasked with:- Authoring,...

    30+ days ago from The Bachrach Group

  • Compliance Officer

    Related - New York, NY

    Fund Management, LLC is looking to hire a Compliance Officer who will be responsible for building, implementing, ... Review the adequacy of the AML/KYC compliance policies and procedures, implement improvements as required, and manage Re...

    30+ days ago from Related

  • Senior Compliance Officer

    Kforce Inc. - New York, NY

    services industry is looking for a Senior Compliance Officer in New York, NY. Responsibilities: * Supervise the ... * Identify and report all significant regulatory compliance breaches or gaps; work with other compliance...

    30+ days ago from Kforce Finance & Accounting

  • VP Equities Compliance officer

    Infinity CS - New York City, NY

    Compliance officer to join the team. The VP Equities Compliance officer will provide real-time compliance advice ... office and develop policies and procedures. The VP Equities Compliance officer will have a bachelor's degree and five...

    7 hours ago from Infinity CS

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