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Compliance Officer jobs - New York, NY

Viewing 101 - 110 of 6,897 jobs

  • I.T. Systems Analyst and Software Compliance Officer

    Crestron - Rockleigh, NJ

    t of consumable assets. Excellent communication skills and creative mindset is a plus. *Requisition Number:* 3214 *City:* Rockleigh *State:* New Jersey *Job Title:* I.T. Systems Analyst and Software Compliance Officer *Area of Interest:*...

    2 days ago from Crestron

  • Senior Compliance Officer

    Consultnet - Stamford, CT

    Position Title: Senior Compliance Officer Location:Stamford, CT Duration: 6 Months Job Description: This is not a Broker ... years experience working in compliance or audit function (compliance specialist) Technical abilities with compliance...

    1 day ago from ConsultNet LLC

  • Senior Compliance Officer

    Huxley Associates - Stamford, CT

    to add a Senior Compliance Officer to their Retail Banking Compliance Team. This is an initial six month contract ... years experience working in compliance or audit function (compliance specialist) Technical abilities with compliance...

    2 days ago from Huxley Associates

  • Compliance Assessment Officer

    Morgan Stanley - New York City, NY

    culture. Department ProfileProfessionals within Legal and Compliance provide a wide range of services to our business ... the firm’s businesses. Background on the Team:The Compliance Assessment Group (“CAG”) is primarily responsible for...

    2 days ago from Morgan Stanley

  • Compliance Officer - Mortgage

    National Mortgage Staffing - Paterson, NJ

    Seeking an experienced Compliance Officer for our client.  This position will report directly to the General Counsel. ... Requirements: Minimum 5 years direct experience as Compliance Officer in the Mortgage business Dodd Frank...

    3 days ago from National Mortgage Staffing

  • Assistant Vice President Senior Compliance Risk Assessment Officer Regulatory Compliance

    HSBC Holdings - New York City, NY

    America Holdings (HNAH) Compliance function maintains the Compliance Detailed Self-Assessment (CDSA) program to ... Compliance, Global Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate...

    2 days ago from HSBC Holdings plc

  • Chief Compliance Officer

    One Zero Capital - New York City, NY

    The Chief Compliance Officer will be the team lead on all matters pertaining to compliance and legal risk and will frequ ... state compliance requirements Protect assets by enforcing compliance standards and anticipating emerging compliance...

    4 days ago from One Zero Capital

  • I.T. Systems Analyst and Software Compliance Officer

    Crestron Electronics - Rockleigh, NJ

    Min. 3 years experience in Administration and analysis of Enterprise HRIS or ITIL( Information Technology Infrastructure Library) solutions systems. Good understanding of Group policy rights. Good understanding of license reconciliation...

    8 days ago from Crestron Electronics Inc.

  • I.T. Systems Analyst and Software Compliance Officer

    Crestron Electronic - Rockleigh, NJ

    Min. 3 years experience in Administration and analysis of Enterprise HRIS or ITIL( Information Technology Infrastructure Library) solutions systems. Good understanding of Group policy rights. Good understanding of license reconciliation...

    9 days ago from Crestron Electronic, Inc

  • Compliance Officer, Regulatory Compliance

    HSBC Bank Canada - New York City, NY

    This role typically reports to an AVP/VP level regulatory compliance officer ... and/or compliance risks. Liase with line of business Local Compliance Officers, BRCMs and other Compliance stakeholders...

    8 days ago from HSBC Bank Canada

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