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Compliance Officer jobs - New York, NY

Viewing 101 - 110 of 6,497 jobs

  • Compliance Officer

    Recruitarrow - Jersey City, NJ

    reports. Escalating appropriate concerns to business compliance, AML compliance and management. Managing multiple ... and filings. Escalating appropriate concerns to business compliance, AML compliance and management. Managing multiple...

    5 hours ago from Recruitarrow

  • Compliance Risk Assesment Officer

    Superior Group - New York City, NY

    The Superior Group is seeking a Compliance Risk Assesment Officer to work with a client based in Midtown on a 3-6 month ... Degree3 years Compliance Officer experiencePreferred Skills / Qualifications:JD or Masters Degree...

    3 hours ago from Superior Group

  • Deputy Chief Compliance Officer

    Pts Group - New York City, NY

    the Chief Compliance Officer, the Deputy Chief Compliance Officer is the independent compliance partner to multiple ... activities. As a Compliance leader, working within the Compliance function, the Deputy Chief Compliance Officer will...

    3 hours ago from PTS Group

  • Compliance Officer

    AIG - New York City, NY

    Compliance Officer Picture yourself building a successful career at AIG working alongside other talented, highly ... Position Summary AIG has an opportunity for a Compliance Officer position in the Global Legal, Compliance and...

    4 hours ago from AIG

  • Compliance Officer

    Chartis - New York City, NY

    Compliance Officer Picture yourself building a successful career at AIG working alongside other talented, highly ... Summary AIG has an opportunity for a Compliance Officer position in the Global Legal, Compliance and...

    6 hours ago from Chartis

  • Compliance Officer

    American International Group - New York City, NY

    Position Description Compliance Officer Picture yourself building a successful career at AIG working alongside other ... Summary AIG has an opportunity for a Compliance Officer position in the Global Legal, Compliance and...

    6 hours ago from American International Group

  • Compliance Officer

    Columbia University - New York City, NY

    to the Executive Director, Compliance the Compliance Officer is responsible for the coordination and timely ... employee exposure assessments and hazard assessments. The Compliance Officer will develop and complete reports...

    8 hours ago from Columbia University

  • Regulatory Trade Reporting Compliance Officer

    Morgan Stanley - New York City, NY

    :Provide Compliance support for equity and fixed income Middle Office Operations Teams covering Equity, Fixed Income and ... Required:Series 7 LicenseMinimum five years compliance experienceKnowledge of MSRB General Rules and FINRA...

    15 hours ago from Morgan Stanley

  • Asset Management Compliance Officer

    General Counsel Counsulting - New York City, NY

    Asset Management Compliance OfficerThe candidate will administer and oversee all compliance aspects of particular ... municipals. Provide back-up to compliance advisory coverage officer overseeing various credit businesses. Assess and...

    15 hours ago from GENERAL COUNSEL COUNSULTING

  • Bank Regulatory Compliance Officer

    Selby Jennings - New York City, NY

    of compliance. Purpose Position to provide regulatory compliance advice and support to business units that ... trends in the market. Provide compliance training. Provide compliance advisory services to the Firms banking-related...

    23 hours ago from Selby Jennings

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