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Compliance Officer jobs - New York, NY

Viewing 91 - 100 of 7,065 jobs

  • Anti-Corruption Compliance, Vice President

    Mitsubishii UFJ Financial Group - New York City, NY

    Officer in managing the Bank’s Anti-Corruption Compliance Program in accordance with regulatory requirements and ... (15%)Provide support to the Anti-Corruption Officer and Compliance during internal audits and regulatory exams. (5%)...

    19 days ago from Mitsubishii UFJ Financial Group

  • Associate, Regulatory Change Management Compliance (Swap Dealership)

    Union Bank - New York City, NY

    Assist the regulatory change management compliance officer to analyze the applicability and impact of regulatory ... • Provide support for Dodd-Frank compliance requirements – global swap dealer compliance program; swap...

    11 days ago from Union Bank

  • Sr. PMO Analyst | Infrastructure

    Archer I.T. - New York City, NY

    understanding of Project Management Methodology and Project Compliance processes in order to support Project Managers within Program is required. Your responsibilities will include The PMO will work with representatives from each IT...

    11 days ago from Dice

  • AML Compliance Officers - Consulting (00772589)

    Michael Page International - US - New York City, NY

    AML Compliance Officers - Consulting * Salary: Competitive * Location: New York, NY, USA * Job Type: Permanent, Full ... These include FCPA, OFAC and/or PEP filtering systems, KYC file remediation, AML gap assessments, AML compliance monitor...

    6 days ago from eFinancialCareers Ltd

  • Chief Compliance Officer and Counsel - Mutual Fund

    Compliance Search Group - New York City, NY

    company with a great track record seeks a Chief Compliance Officer, Counsel. The firm manages mutual funds, ... The Chief Compliance Officer will be responsible for overseeing and managing the full Compliance program...

    30+ days ago from TheLadders.com

  • Compliance Officer Global KYC Governance and Controls

    Citi - New York

    around KYC Global Program elements (i.e., Business, Compliance testing, AMLCOs, AML Advisory) * Create KYC ... to compliance * Manage metrics and reports. * Assist with Compliance organization readiness. * Coordinate with...

    7 days ago from Citi

  • Senior Compliance Officer- ICG AML Advisory- Markets Monitoring & Operations-

    New York City, NY

    Working collaboratively with colleagues in AML, Product Compliance and Trade Surveillance to enhance interaction of AML Advisory and Trade Surveillance programs Providing AML and Sanctions Advisory Support for the Markets business, with a...

    5 days ago from IvyExec

  • Compliance Officer

    Ny-based Bank/broker-dealer - Finance Industry - New York City, NY

    monitoring Job Description Top tier bank is looking for a compliance officer in AML. * Need strong transaction monitoring and Sanctions experience. * Ideal candidate will oversee transactions in the I-bank and private bank. * OFAC...

    12 days ago from VelvetJobs

  • Vice President - Credit Policy Officer

    Russell Tobin & Associates - Rye, NY

    of industry and competitive guidelines Coordinate with compliance officer to establish required compliance guidelines Act as the first-level escalation point for guideline and loan program questions, appraisals, and other related process...

    12 days ago from ZipRecruiter

  • Compliance Officer

    Ny-based Bank - Finance Industry - New York City, NY

    Qualifications - Manage a team of seven capital markets investigators/analysts. - Manage regulatory investigations and inquiries. - Review investigations and record production by analysts for completeness. - Track and address regulatory...

    12 days ago from VelvetJobs

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