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Compliance Officer jobs - New York, NY

Viewing 91 - 100 of 6,004 jobs

  • Compliance Testing Officer

    Michael Page International - US - Newark, NJ

    Global financial services business Description Supervising compliance professionals responsible for regulatory testing ... 38a-1 Developing, implementing, evaluating and enhancing compliance testing policies, procedures and protocols,...

    30+ days ago from eFinancial Careers

  • Control Room and Research Compliance

    Compliance Search Group - New York City, NY

    will serve as the compliance liaison with other Compliance functions (sales and trading, registrations, ... track record of placing hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers...

    1 day ago from The Ladders

  • Chief Financial Officer

    Non Profit Organization - Bronx, NY

    The Chief Financial Officer is responsible for overseeing the agencys fiscal functions, including accounting, audit, ... Work with the general ledger/audit units on matters of internal controls and accounting systems to ensure compliance wit...

    2 days ago from IvyExec

  • Compliance Analyst-Data Analytics

    Adams Consulting Group - New York City, NY

    Expanding Bank located in Manhattan Job Description: AVP Compliance Analyst-Data Analytics Responsible for monitoring ... Activity Reports as needed Support BSA/AML Team Leader and Compliance Unit Head in development and revision of...

    4 days ago from ZipRecruiter

  • Credit Review Officer

    Huxley Banking & Financial Services - New York City, NY

    Credit Review Officer The Credit Review team will be an independent team and will be part of a new enterprise wide ... personnel in Corporate Bank and Credit Risk, ensuring compliance with policies, approvals, monitoring and risk...

    6 days ago from eFinancial Careers

  • Regulatory Risk Capital Markets - Technology Compliance

    Compliance Search Group - New York City, NY

    Regulatory Risk Capital Markets - Technology Compliance (Managers/Directors) A global advisory firm seeks Managers/Direc ... hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's...

    1 day ago from The Ladders

  • Compliance Associate - jr. de

    Perfect Fit Placement - New York City, NY

    Company Description: Company is an Equal Employment Opportunity Employer - M/F/D/V Job Description: Compliance Associate ... SEC Exam support and outsourced Chief Compliance Officer (CCO) support functions. Responsibilities • Advise...

    18 days ago from ZipRecruiter

  • Investments Analyst – Office of the US CIO

    AFLAC Global Investments - New York City, NY

    Chief Investment Officer Other Relationships: Regular interaction with Portfolio Manager, External Manager, Compliance, ... written analyses and concepts to US Chief Investment Officer, Senior Management and Committees as needed. Improvement...

    12 days ago from eFinancial Careers

  • Compliance and Risk Analyst

    Compliance Search Group - New York City, NY

    Compliance and Risk Analyst- Charles River An asset management firm seeks a Compliance and Risk Analyst who will be ... record of placing hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with the...

    2 days ago from The Ladders

  • Mutual Fund Compliance Analyst

    Michael Page International - US - New York City, NY

    activities of employees against fund investments Perform compliance surveillance activities related to employee ... of results for submission to the Chief Compliance Officer Assist in the review and evaluation of the...

    30+ days ago from eFinancial Careers

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