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Compliance Officer jobs - New York, NY

Viewing 1 - 10 of 4,791 jobs

  • Corporate Chief Security Officer

    New York City, NY

    the Enterprise and is responsible for overall Enterprise Compliance. In addition, the CSO is responsible for review ... and ongoing monitoring of and reporting on Enterprise-wide compliance with information security standards and policies.

    8 days ago exclusively on BusinessWeek

  • Junior Military Officer - Information Assurance / Cyber Security Consultant

    Deloitte Development - New York City, NY

    risk and/or drive operational, financial and regulatory compliance processes; as well as solutions that manage the ... They also deliver advisory services focused on risk and compliance to IT management and senior executives. Security...

    4 days ago from Deloitte Development LLC

  • Compliance Manager

    Popular Community Bank - New York City, NY

    affected by compliance risks. • Manage Compliance Training Program. • Maintain Risk Assessments, ensuring ... BS required; a minimum of 10-15 years of experience in bank compliance/compliance management with a banking...

    30+ days ago from Popular Community Bank

  • Compliance Assistant Officer

    Dtg Consulting Solutions - Long Island City, NY

    for assisting the Compliance Officer in order to ensure compliance with State Federal laws regulations encompassing ... Compliance Officer with the administration of the online compliance training system as needed. Conduct compliance...

    11 days ago from Dice

  • Compliance Officer, Securities

    Newedge - New York City, NY

    functions for electronic trading and direct market access compliance Manage exchange, regulatory and internal audit ... for regulatory changes and new developments. 10+ years Compliance experience. Awareness of securities products.

    30+ days ago from Newedge

  • Compliance Officer - AVP level

    Coleman & Company - New York City, NY

    for a Compliance and Operations Officer to support the Compliance and Operations in monitoring of activities ... as needed ? Interface with department managers, compliance officers, internal auditors and regulators on an...

    4 days ago from

  • Compliance Officer/OTC Clearing

    New York City, NY

    –Maintain the FCM Compliance Manual to ensure that it is reasonably designed to promote compliance with the Commodity Ex ... –Draft and coordinate the dissemination of Compliance Alerts/Reminders to ensure that the front office and infrastructur...

    3 days ago from IvyExec

  • Compliance Officer Vice President

    Financial Services Institution - Finance Industry - New York City, NY

    Our client, located in New York, NY is seeking a Compliance Officer to join their growing firm! This person will be ... transactions and new products. Individual will also provide compliance support to the FICC teams and assist with the...

    6 days ago from VelvetJobs

  • Compliance Officer....Volcker Rule.......NYC

    Choice Associates - New York City, NY

    should meet the following criteria: Act as the designated Compliance point person for the bank’s Volcker Rule working ... Desired Skills: • Bachelors degree; • 10 plus years compliance experience with major investment or commercial bank or...

    2 days ago from ZipRecruiter

  • Compliance Analyst Lead

    AIG - New York City, NY

    member of our dynamic compliance team, you will support the compliance group in a monitoring and data analytics ... This position will report to the Deputy Chief Compliance Officer in the Advisory team and build ongoing relationships...

    5 days ago from AIG Corp

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