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Compliance Officer jobs - New York, NY

Viewing 1 - 10 of 4,567 jobs

  • Actimize/Surveillance Compliance

    Princeton Information - New York City, NY

    Compliance Officer Summary Responsible for developing, implementing and administering all aspects of a company's ... all compliance and risk operations while maintaining all compliance-related company policies and procedures. Job...

    3 hours ago from Dice

  • Vice President, Compliance Officer - Private Wealth Management

    Goldman Sachs - New York City, NY

    issues requiring compliance input • Managing compliance-led projects and representing PWM Divisional Compliance on ... degree and/or professional compliance / financial services qualification • 5+ years’ compliance or other relevant...

    30+ days ago from OneWire

  • Chief Compliance Officer

    Israel Discount Bank - New York City, NY

    Mexico, Peru, and Uruguay. Oversee regulatory compliance of subsidiary bank in Uruguay. Provide timely compliance advice ... compliance professional in areas of: AML compliance (including KYC, transaction monitoring, OFAC, training, and...

    10 days ago from eFinancial Careers

  • Investment Advisory Compliance Officer

    Compliance Search Group - New York City, NY

    Investment Advisory Compliance Officer Our Client, a top bank seeks a senior level compliance officer for their ... and present results to the Chief Compliance Officer and other senior executives • Conduct compliance risk...

    2 hours ago from The Ladders

  • Senior Compliance Officer Treasury and Trade Services (New York)

    Compliance Search - New York City, NY

    Anti-Money Laundering Compliance, In-Business Risk, Legal, Compliance Testing, Audit, and cross-sector control ... candidate will also be expected to initiate and coordinate compliance-focused projects ranging from regulatory guidance...

    19 days ago from Doostang

  • AML/BSA Compliance Officer

    Human Resources Focused Consulting Firm - New York City, NY

    organization who are currently looking for an AML/BSA Compliance officer to join their regulatory risk team. The ... doing so, provide on-going recommendations to the Head of Compliance, NA. Identify transactions, activity trends,...

    4 days ago from IvyExec

  • Senior Equity Compliance Officer

    Nomura - Entertainment and Media Industry - New York City, NY

    • Experience with operational and financial compliance matters such as short interest reporting, Regulation T and ... • Develop, enhance, and implement compliance and supervisory policies and procedures. • Oversight of equity...

    14 days ago from VelvetJobs

  • Compliance Officer

    Law Firm - New York City, NY

    Serves as resource regarding the KYC/AML compliance process and procedures ... Updates departmental and Firm documentation relating to the KYC/AML compliance process and procedures...

    8 days ago from ZipRecruiter

  • Sr. Asset Management Compliance Officer

    Compliance Search Group - New York City, NY

    Compliance Officer A global investment bank seeks a Senior Compliance Officer who will be responsible for ... loan origination. Responsibilities: • Provide back-up to compliance advisory coverage officer overseeing various credit...

    6 days ago from The Ladders

  • Anti - Money Laundering - Compliance Officer

    Compliance Search Group - New York City, NY

    Anti-Money Laundering- Compliance Officer Program Officer Our client, a leading financial service provider, is seeking a ... to the bank’s BSA Officer and sit within the AML Compliance Group. The bank’s AML Compliance ensures that the AML...

    7 days ago from The Ladders

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