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Compliance Officer jobs - New York, NY

Viewing 1 - 10 of 2,418 jobs

  • Sr. Compliance Officer - Privacy Office, Vice President

    Mufg Union Bank - New York City, NY

    Privacy program initiatives. The Senior Compliance Officer will be responsible for assessing privacy, information ... subject matter expert. The Senior Compliance Officer will work closely with the line of business compliance officers in...

    4 days ago from MUFG Union Bank

  • Executive Vice President, Programs & Strategy

    Educational Alliance - New York, NY

    Vice President reports directly to the Chief Executive Officer and serves as a member of a five person Executive ... organization-wide dashboard to track compliance with program and organizational goals, measuring and analyzing program...

    12 hours ago from Educational Alliance

  • Market Risk Officer CCAR - VP

    Deutsche Bank - New York City, NY

    Risk Comprehensive Capital Analysis and Review (CCAR) team. Compliance with the aforementioned is to allow the Federal Reserve Board to evaluate the potential effects of adverse economic and financial market conditions on Bank Holding...

    7 days ago from Deutsche Bank

  • Compliance Officer

    The Execu|Search Group - Manhattan, NY

    The Compliance Officer must have a deep knowledge of reviewing institutional marketing materials for compliance with ind ... World-Renowned Bank JOB DESCRIPTION The Compliance Officer will be: * Reviewing retail and institutional...

    30+ days ago from Execu-Search

  • Guideline Monitoring Compliance Officer- AVP

    Forum Group - Manhattan, NY

    trading compliance regulations; Previous experience in investment guideline monitoring and/or coding; Strong strategic, ... team of top tier bank's Asset Management Division. Compliance Officer will provide support to the Liquid Real...

    4 days ago from eFinancial Careers

  • Chief Compliance Officer

    Michael Page International - US - Manhattan, NY

    City. Description Manage design and implementation of the compliance program, including policies, procedures, systems ... as compliance monitoring and testing Assesses and monitor compliance risks associated with business activities,...

    10 days ago from eFinancial Careers

  • Senior Compliance Officer

    The Execu|Search Group - Manhattan, NY

    Senior position awaiting an experienced Compliance Officer with their growing staff. In this role, the Senior ... Officer will be responsible for overseeing and managing compliance issues as well as ensuring compliance with...

    30+ days ago from Execu-Search

  • Chief Lending Officer

    Cybercoders - New York, NY

    Chief Lending Officer Strong, stable financial institution seeks an experienced Chief Lending Officer to manage our ... verification document form upon hire. Chief Lending Officer Strong, stable financial institution seeks an...

    11 days ago from CyberCoders

  • Assistant Compliance Officer Federal and State Banking Regulations

    BOC Staffing Solutions - Astoria, NY

    Assistant Compliance Officer Federal and State Banking Regulations SUMMARY Will support the Compliance Officer with ... and annual reviews. This will include following a compliance review program, performing compliance test and...

    5 days ago from CareerArc

  • U.S. Global Markets Compliance Officer

    CIBC Group of Companies - New York City, NY

    surveillance and advisory functions to support CIBC's U.S. Compliance program. The Compliance Officer 1) administers ... Global Markets Compliance Officer is primarily accountable for: ยท Providing ongoing Compliance advisory services on regu...

    26 days ago from CareerArc