Jobs by Simply Hired

Search for Jobs

Job Title, Skills, or Company

City, State, or ZIP

Compliance Officer jobs - New York, NY

Viewing 1 - 10 of 4,258 jobs

  • Senior Compliance Officer, Asset Management Division (Global Investment Bank)

    Compliance Search Group - New York City, NY

    will provides compliance support and guidance to the chief compliance officer on issues involving the Investment ... Perform filings with FINRA. Work closely with the Chief Compliance Officer of the Asset Management Division to...

    5 days ago from eFinancial Careers

  • Senior Compliance Officer

    Efinancial Careers - New York City, NY

    14 a plus) Experience with all aspects of Broker/ Dealer compliance helpful. Responsibilities Include: Real time ... Dealer is seeking a Compliance Officer to oversee the Trading activities and manage Firm Risk and Regulatory...

    20 days ago from eFinancial Careers

  • Compliance Officer

    Access Staffing - New York City, NY

    global Banking conglomerate seeks for expanding divisions; Compliance Associate and Compliance Officer. Must have ... outside legal counsel to provide expertise on regulatory compliance matters. Assess and measure compliance and related...

    14 days ago from The Ladders

  • Chief Compliance Officer

    Compliance Search Group - New York City, NY

    Chief Compliance Officer A registered investment adviser firm seeks a Chief Compliance Officer who will be responsible ... of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier firms.

    13 days ago from The Ladders

  • Chief Compliance Officer - Asset Management

    Efinancial Careers - New York City, NY

    Chief Compliance Officer / Head of Operational Risk Company Description: Our client is a multi-billion dollar ... Chief Compliance Officer with 7 - 10+ years of compliance experience within the asset management industry. A JD and...

    29 days ago from eFinancial Careers

  • Chief Compliance Officer

    Robert Half International - New York City, NY

    Half Financial Services is currently recruiting for a Chief Compliance Officer (CCO) role within a Regional Retail Bank, ... Compliance Officer (CCO) will be responsible for overall compliance and regulatory oversight of all business lines,...

    29 days ago from eFinancial Careers

  • Compliance Officer Capital Markets and Alternative Investments |

    Compliance Search - New York City, NY

    Qualifications Include: Minimum of 7 years relevant compliance experience, preferably at a major national or ... fixed income or equity trading desksA Global bank seeks a Compliance Officer who will be responsible for Capital...

    30+ days ago from Doostang

  • PMO - Compliance & Regulatory / NYC

    Atyeti - New York, NY

    Recognition Inc. 500 5000 Honoree Company for 2012, 2013 and 2014 Atyeti Ranks No. 270 on the 2012 Inc. 500 List 2012 NJ 50 Fastest Growing Companies Please email resumes to subashri.sankaran(at)atyeti.com Call 609-921-8494 Client...

    2 days ago from Dice

  • Local Consumer Lending NA Chief Administrative Officer

    Citi - New York City, NY

    Liaise with and manage COB/BISO/AML/Anti-Fraud/Fairness Officer ... - Control function leadership within business, compliance or risk - Strong interpersonal and communication...

    30+ days ago from Citi

  • Chief Compliance Officer - Investment Advisor

    Compliance Search Group - New York City, NY

    Chief Compliance Officer- Investment Advisor A large successful asset management firm seeks a Chief Compliance Officer ... compliance role(s), preferably as the Chief Compliance Officer or equivalent senior compliance experience with a focus...

    14 days ago from The Ladders