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Compliance Officer jobs - New York, NY

Viewing 1 - 10 of 4,719 jobs

  • Compliance Officer Consumer AML Testing

    Citi - New York

    Description As part of the North America Consumer Compliance Testing team, develop and execute AML, BSA and ... Qualifications * Bachelor's Degree required and 5+ years related experience with 2 years AML/BSA compliance program mana...

    30+ days ago from Citi

  • Compliance Manager - Regulatory

    Popular Community Bank - New York City, NY

    affected by compliance risks. •Manage Compliance Training Program. •Maintain Risk Assessments, ensuring ... ACADEMIC BACKGROUND AND EXPERIENCE: BA or BS required; minimum of 7 years of experience in bank compliance/compliance ma...

    30+ days ago from Popular Community Bank

  • Chief Compliance Officer/ Senior Vice President

    Efinancial Careers - New York City, NY

    Maintain and update the Compliance framework that protects the investment bank Develop and draft Compliance policies and ... Degree Educated At least 10 - 15 years compliance experience Series 7, 24 FINRA exams minimum CCO...

    19 days ago from eFinancial Careers

  • Vice President, Investment Banking and Market Surveillance Compliance Officer

    Mitsubishii UFJ Financial Group - New York City, NY

    and statistical analysis to identify potential compliance issues Preparation of management information reporting ... Job : Risk & Compliance Primary Location : NEW YORK-New York Shift*: Day...

    6 days ago from Mitsubishii UFJ Financial Group

  • Chief Compliance Officer (Investment Management)

    Daruma Capital Management - New York City, NY

    strategy and operations. The Chief Compliance Officer will directly monitor and enhance Daruma’s compliance ... and compliance issues. The Chief Compliance Officer will be a key member of the senior management team leading...

    2 days ago from TheLadders.com

  • Senior Compliance Officer, Investment Manager Due Diligence

    Efinancial Careers - New York City, NY

    Senior Compliance Officer, Investment Manager Due Diligence The role will be responsible for performing compliance due ... to hire a Senior Compliance Officer with 7-10+ years of experience conducting operational due-diligence on investment...

    30+ days ago from eFinancial Careers

  • VP - Senior Compliance Officer

    Major Credit Rating Agency - New York City, NY

    Role/Responsibilities Serve as the Face of Compliance in the role of Business Unit Compliance Officer for one or more ... compliance efforts globally through a network of regional compliance associates and centralized compliance functions.

    7 hours ago from IvyExec

  • Trade Services Compliance & Risk Officer

    HSBC - Finance Industry - New York City, NY

    in identifying and containing compliance risk, monitoring, reporting and certification, fostering a compliance ... Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate compliance resources...

    18 hours ago from VelvetJobs

  • Senior Compliance Officer Global Retail Insurance Monitoring

    Citi - New York

    many locations. The GRB Insurance Compliance Monitoring Officer will work directly with compliance and control ... with Compliance Program requirements. GRB Consumer Compliance Product responsibilities: * Assist with development...

    30+ days ago from Citi

  • Vice President, Corporate Compliance - Business Line Compliance Officer

    Mitsubishii UFJ Financial Group - New York City, NY

    compliance-related matters as outlined in the Compliance Officer/Compliance Liaison Officer Appointment Letter. ... compliance issues raised by bank regulators, IAOA and Compliance Testing. Coordinate the implementation of corrective...

    23 days ago from Mitsubishii UFJ Financial Group

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