Jobs by Simply Hired

Search for Jobs

Job Title, Skills, or Company

City, State, or ZIP

Compliance Officer jobs - New York, NY

Viewing 1 - 10 of 3,073 jobs

  • Director of Budget and Grant Compliance

    Union For Reform Judaism - New York City, NY

    develop inspired leadership. Director of Budget and Grant Compliance The URJ’s budget of approximately $80 million ... proposals and reports. • Monitor grant compliance and flag grants that are not tracking according to budget. • Monitor...

    6 days ago from Union for Reform Judaism

  • Compliance Officer – Trading Surveillance

    Robert Half International - New York City, NY

    Robert Half Financial Services is searching for a Compliance Officer with trading desk surveillance experience. The successful candidate will join and international capital markets firm and support monitoring and surveillance of firm...

    11 days ago from eFinancial Careers

  • Equity Compliance Officer

    Robert Half International - New York City, NY

    recruiting for an Equity Compliance Officer role within a well-established International Broker. Our client ... Officer. Primary Responsibilities: • Provide real-time compliance advice to senior management and sales trading...

    30+ days ago from eFinancial Careers

  • Compliance Officer

    Compliance Search Group - New York City, NY

    A major investment firm is seeking a Compliance Officer who will be in charge of Private Transactions Compliance and ... Anti-Money Laundering (AML)/Know Your Customer (KYC)/OFAC officer for Investment Management for conflicts clearance...

    2 days ago from The Ladders

  • Compliance Officer AML (US Consumer Commercial Banking)

    Citi - Long Island City, NY

    DescriptionThe Compliance Officer will be part of the AML Advisory group, which seeks to guide all Citi employees as ... managers and other global Citi AML monitoring and compliance units. QualificationsThe Compliance Officer...

    30+ days ago from Citi

  • Chief Compliance Officer / Legal Counsel

    Compliance Search Group - New York City, NY

    Overview A top hedge fund is seeking a Chief Compliance Officer (“CCO”) and Legal Counsel who will oversee all legal and ... Firm’s compliance program related to on-going Dodd-Frank compliance initiatives, including CFTC and SEC compliance, and...

    2 days ago from The Ladders

  • Manager of Compliance and Privacy

    New York Presbyterian Hospitals - New York City, NY

    Compliance function including participating in Compliance and Privacy training, develop and draft revisions to ... With oversight by the Compliance and Privacy Officer, develop strategies which evaluate and enhance compliance and priva...

    21 days ago from New York Presbyterian Hospitals

  • Markets Compliance Officer

    Advantage Xpo - New York City, NY

    Providing regulatory/compliance training as needed ... Ability to make, support and defend difficult and complex regulatory/compliance decisions in a fast-paced trading floor...

    11 days ago from ZipRecruiter

  • Equity Derivatives Compliance Officer

    Forum Group - Manhattan, NY

    Assist in the preparation of Compliance reports for Compliance Management, Senior Management, Executive Committees, and Risk Committees etc. as required. Provide guidance on the ... Providing regulatory/compliance training as needed...

    24 days ago from eFinancial Careers

  • Senior Compliance Officer Private Bank

    Citi - Jersey City, NJ

    DescriptionCPB, Senior Compliance Officer responsible for the regulatory review of all public-facing investment-related ... Qualifications7+ years of relevant experience in financial/compliance industryBachelors degreeSeries 7 and 24...

    23 days ago from Citi