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Compliance Officer jobs - New York, NY

Viewing 1 - 10 of 736 jobs

  • Bank Regulatory Compliance Officer

    Selby Jennings - New York City, NY

    of compliance. Purpose Position to provide regulatory compliance advice and support to business units that ... trends in the market. Provide compliance training. Provide compliance advisory services to the Firms banking-related...

    5 hours ago from Selby Jennings

  • Corporate Trust and Loan Agency Compliance Officer

    HSBC Holdings - New York City, NY

    Overall Summary of the Job: As the Local Compliance Officer (LCO) for the Corporate Trust and Loan Agency (CTLA), ... act as the de-facto deputy HSS Regional Compliance Officer (RCO) and support on pan-regional issues and...

    6 days ago from HSBC Holdings plc

  • Compliance Officer

    Columbia University - New York City, NY

    to the Executive Director, Compliance the Compliance Officer is responsible for the coordination and timely ... employee exposure assessments and hazard assessments. The Compliance Officer will develop and complete reports...

    9 days ago from Columbia University

  • Compliance Risk Assesment Officer

    Superior Group - New York City, NY

    The Superior Group is seeking a Compliance Risk Assesment Officer to work with a client based in Midtown on a 3-6 month ... Degree3 years Compliance Officer experiencePreferred Skills / Qualifications:JD or Masters Degree...

    12 days ago from Superior Group

  • Compliance Officer, Securities

    Newedge - New York City, NY

    functions for electronic trading and direct market access compliance Manage exchange, regulatory and internal audit ... for regulatory changes and new developments. 10+ years Compliance experience. Awareness of securities products.

    24 days ago from Newedge

  • Senior Compliance Officer

    Sterling National Bank - Suffern, NY

    units to provide supervisory guidance with respect to compliance and effectuate compliance projects, ... while meeting or exceeding deadlines Experience in compliance for financial institutions Experience training...

    26 days ago from Sterling National Bank

  • Compliance Officer - Brokerage

    Michael Page - New York City, NY

    analyze rule interpretations Conduct comprehensive internal compliance reviewsRespond to regulatory inquiries and ... trainingMaintain WebCRD filings ? Bachelors degree? Compliance experience in an electronic trading environment?...

    30+ days ago from Michael Page

  • Compliance Officer - Medical Device (Full-time & Permanent)

    Coyote Technical & Executive Sourcing - Ramsey, NJ

    Title: Compliance Officer Detailed Description: Job Summary: Work closely with the Corporate Compliance Office and the ... Compliance objectives. Ensure development of an integrated Compliance Program to promote understanding and compliance...

    30+ days ago from Coyote Technical & Executive Sourcing

  • Compliance, GS Bank Lending Compliance Officer, Associate/Vice-President

    Goldman Sachs Group - New York City, NY

    Bank Holding Company Compliance, a group within GS Global Compliance. The primary objective of GS Bank Compliance is ... in the GS Bank Compliance and Bank Holding Company Compliance to execute the compliance risk management program as...

    30+ days ago from Goldman Sachs Group, Inc

  • Compliance, GS Bank Lending Compliance Officer, Associate/Vice-President

    Goldman Sachs - New York City, NY

    GS Global Compliance. The primary objective of GS Bank Compliance is the management of compliance risk by assisting ... The Compliance Officer will work closely with colleagues in the GS Bank Compliance and Bank Holding Company Compliance t...

    21 hours ago from OneWire

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