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Compliance Officer jobs - New York, NY

Viewing 1 - 10 of 89 jobs

  • Regulatory Developments Compliance Officer

    Compliance Search Group - New York City, NY

    Regulatory Developments Compliance Officer A global investment bank seeks a Regulatory Developments Compliance Officer ... and developing or working with other Compliance officers to develop Compliance policies. Qualifications • 10+ years...

    8 hours ago from TheLadders.com

  • Chief Compliance Officer

    Capstone Search Group - New York City, NY

    key role as Chief Compliance Officer. The Chief Compliance Officer oversees the Corporate Compliance Program, ... compliance issues/concerns within the organization. Chief Compliance Officer partial Responsibilities Develops,...

    30+ days ago from TheLadders.com

  • Chief Compliance Officer RIA, Mutual Funds (Staffing And Recruiting Company)

    Compliance Search - New York City, NY

    client is currently in need of a Chief Compliance Officer MBA, CPA, CFA or CFP is a plus 7- 10 years ... Take a leading role in periodic SEC audits Conduct internal compliance training sessions Qualifications: JD...

    7 days ago from Doostang

  • SR Vice President/Enterprise Technology Solutions PMO Lead

    Major International Bank - New York City, NY

    key book of work artifacts (e.g. project plans, FRD s), and compliance with change control mechanisms. Accountable for ensuring delivery target metrics achieved including milestone on-time completion rates, the successful delivery of...

    19 days ago from IvyExec

  • Chief Compliance Officer (Investment Management)

    Daruma Capital Management - New York City, NY

    strategy and operations. The Chief Compliance Officer will directly monitor and enhance Daruma’s compliance ... and compliance issues. The Chief Compliance Officer will be a key member of the senior management team leading...

    3 days ago from TheLadders.com

  • Compliance Officer -Alternatives Investments - Staffing And Recruiting Company

    Compliance Search - New York City, NY

    Responsibilities Include: Provide advisory Compliance support to the Alternatives businesses which offer investment ... estate and other non-traditional asset classes 5+ years of compliance experience, including experience with real...

    30+ days ago from Doostang

  • TTS Trade Portfolio Senior Risk Officer

    Major International Bank - New York City, NY

    adversely classified exposures Create, update and monitor compliance of product programs Evaluate and action core ... Finance/ Accounting/ Economics preferred Senior Credit Officer or Credit Officer 20 years of banking experience...

    20 days ago from IvyExec

  • Electronic Trading Compliance Officer

    Compliance Search Group - New York City, NY

    Electronic Trading Compliance Officer A global investment bank seeks an electronic compliance professional who will be ... of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier...

    10 days ago from TheLadders.com

  • Compliance Officer -Alternatives Investments

    Compliance Search - New York City, NY

    environment Responsibilities Include: Provide advisory Compliance support to the Alternatives businesses which ... Bachelor's Degree Job category: An Investment bank seeks a Compliance professional to oversee their alternatives...

    30+ days ago from Doostang

  • Compliance MIS Analyst

    Leumi USA - New York City, NY

    Compliance Administration Unit in support of the overall Compliance function - Work with Business Unit Compliance ... The Compliance MIS Analyst will report to the Deputy Chief Compliance Officer Primary responsibilities for this role...

    30+ days ago from Doostang

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