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Compliance Officer jobs - New York, NY

Viewing 1 - 10 of 161 jobs

  • Investment Advisory Compliance Officer

    Human Resources Focused Consulting Firm - New York City, NY

    officer for their investment advisory division. The Compliance Officer will lead a team of subject matter ... Compliance Officer and other senior executives Conduct compliance risk assessments and work in conjunction with the...

    30+ days ago from IvyExec

  • Regulatory Developments Compliance Officer

    Human Resources Focused Consulting Firm - New York City, NY

    CCO organization. The Regulatory Developments Compliance Officer will be responsible for assisting the CCO and the ... as necessary. The Regulatory Developments Compliance Officer will focus on 1) corporate regulatory developments,...

    4 days ago from IvyExec

  • Chief Nursing Officer

    Non Profit Organization - New York City, NY

    in Manhattan. The Network is seeking Chief Nursing Officer, the CNO is responsible for planning, organizing, ... competency and clinical skills. The CNO will also ensure compliance with patient care quality standards) (i.e. JCAHO,...

    30+ days ago from IvyExec

  • Chief Compliance Officer

    Human Resources Focused Consulting Firm - New York City, NY

    compliance of subsidiary bank in Uruguay. Provide timely compliance advice to representatives and management Define, ... budget Seasoned compliance professional in areas of: AML compliance (including KYC, transaction monitoring, OFAC,...

    4 days ago from IvyExec

  • Deputy Chief Compliance Officer

    Leading Financial Services Firm - New York City, NY

    in the Corporate Compliance Program. Manage and enhance the Compliance Risk Assessment tool. Drive regulatory and other ... Preferred: o 10-15 years compliance experience in a banking/broker dealer environment o Demonstrated success in developm...

    6 days ago from IvyExec

  • VP - Senior Compliance Officer

    Human Resources Focused Consulting Firm - New York City, NY

    as the Face of Compliance in the role of Business Unit Compliance Officer for one or more ratings groups. In this ... compliance efforts globally through a network of regional compliance associates and centralized compliance functions.

    4 days ago from IvyExec

  • Deputy Chief Compliance Officer

    New York City, NY

    the Chief Compliance Officer, the Deputy Chief Compliance Officer is the independent compliance partner to multiple ... Officer directly supervises the Compliance staff. As a Compliance leader, the Deputy Chief Compliance Officer will...

    14 days ago from IvyExec

  • Senior Compliance Officer - Asset Management

    Multinational Financial Services Holding Company - New York City, NY

    pool operator and commodity trading adviser. Provide compliance advisory coverage for registered and private ... Provide back-up to compliance advisory coverage officer overseeing various credit businesses; Assess and...

    23 days ago from IvyExec

  • Deputy Chief Compliance Officer

    Global Insurance Group - New York City, NY

    Serve as backup for Chief Compliance Officer for all compliance related functions including pricing/valuation, ... portfolio compliance and Board reporting Assist Chief Compliance Officer with internal and external regulatory...

    24 days ago from IvyExec

  • Business Unit Compliance Officer, SVP

    Major Credit Rating Agency - New York City, NY

    and compliance. Liaison to the business for all central compliance functions, including investigations, training, ... compliance surveillance, securities trade monitoring and IT compliance deliverables. Works closely with Structured...

    30+ days ago from IvyExec

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