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Compliance Officer jobs - New York, NY

Viewing 1 - 10 of 197 jobs

  • VP Supply Chain Operations

    Ss - Barnabas Health Systems - West Orange, NJ

    and ensure that corrective actions are initiated to ensure compliance and continuous improvement. Support the Supply Chain SVP in minimizing overall costs and maximizing the savings and benefits attributable to implementation of the Supply...

    20 hours ago from SS - Barnabas Health Systems

  • Sr. Director, Compliance

    Regeneron Pharmaceuticals - Irvington, NY

    Counsel, Compliance & Investigations will assist the Chief Compliance Officer and Compliance Department in executing ... developments and inform and advise the Chief Compliance Officer and designees on areas of risk and potential steps...

    17 days ago from Biospace

  • CFO

    Henderson Harbor Group - Queens Village, NY

    field and they are looking for a Chief Financial Officer. As a senior leader within the company, this person ... of trends and regulations to ensure effectiveness and compliance for the Finance and Accounting functions Manage...

    30+ days ago from The Ladders

  • Operational Risk Officer

    Bessemer Trust - New York, NY

    Description This position reports directly into the Chief Compliance Officer (CCO), supporting the CCO in the ... The candidate should have a compliance, audit, risk, regulatory and/or other control related background...

    30+ days ago from Just Jobs

  • Pro Sports - Chief Information Security Officer (CISO)

    WorkInSports - Secaucus, NJ

    assess effectiveness of information management, compliance, and control activities and promote rational, ... with other risk management functions (e.g., Legal, Compliance, & HR) to ensure compliance with local, state, and...

    30+ days ago from

  • Compliance Officer

    Adams Consulting Group - New York, NY

    escalation of key compliance risk issues and exceptions to compliance policies. Experience with international financial ... Experience with and/or interest in virtual currencies and related compliance issues would be preferential.

    16 days ago from Adams Consulting Group, LLC

  • SVP-Chief Compliance Officer-Foreign Bank NYC

    Adams Consulting Group - New York, NY

    SVP Chief Compliance Officer Foreign Bank located in Manhattan Report to: General Manager NY Branch and CCO Head Office ... ESSENTIAL FUNCTIONS & ACCOUNTABILITIES -Develop the BSA/AML Compliance Program as necessary to accommodate changes in th...

    30+ days ago from Adams Consulting Group, LLC

  • Regulatory Inquiries Group Compliance Officer

    Morgan Stanley - New York City, NY

    The Global Compliance Department manages a Firmwide Compliance Risk Management program, including Compliance risks ... external and internal counsel, operation personnel, compliance coverage, etc. as required, to investigate, gather...

    30+ days ago from Morgan Stanley

  • VP - Institutional Equity Compliance Officer

    Linium - New York, NY

    Investment Bank in NYC is looking for a Vice President of Compliance in an advisory role supporting Institutional ... bachelor's degree and 5 - 10 years of experience providing compliance support for equity sales and trading desks.

    30+ days ago from Linium

  • Chief Compliance Officer

    Ahrc New York City - New York, NY

    The Chief Compliance Officer oversees AHRC's Compliance Program, functioning as an independent and objective body that ... management an The Chief Compliance Officer oversees AHRC's Compliance Program, functioning as an independent and...

    21 days ago from