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Compliance Officer jobs - New York, NY

Viewing 1 - 10 of 431 jobs

  • Chief Compliance Officer

    Robert Half International - New York City, NY

    Half Financial Services is currently recruiting for a Chief Compliance Officer (CCO) role within a Regional Commercial ... Compliance Officer (CCO) will be responsible for overall compliance and regulatory oversight of all Commercial...

    17 days ago from eFinancial Careers

  • Compliance Testing -Vice President

    MUFG - New York City, NY

    group. *Monitor the level of compliance risk, compliance issues and compliance weakness by reviewing ... risk. *Coordinate with the business units and Compliance Officers/BLCOs to ensure the Risk Assessment is applied...

    12 days ago from Mitsubishi UFJ Financial Group

  • Chief Compliance Officer

    Investment Advisory Firm - New York City, NY

    policy and procedures. Preparation of Annual Review of compliance procedures. Conducting annual compliance meeting ... compliance and regulatory questions. Maintain compliance with trade-related regulatory requirements, including but...

    1 day ago from IvyExec

  • SVP Chief Compliance Officer-Foreign Bank NYC

    Adams Consulting Group - New York City, NY

    Expanding Foreign bank NYC Job Description: SVP Chief Compliance Officer Foreign Bank located in Manhattan Report ... ESSENTIAL FUNCTIONS & ACCOUNTABILITIES -Develop the BSA/AML Compliance Program as necessary to accommodate changes in th...

    5 days ago from ZipRecruiter

  • Regulatory Compliance Monitoring and Testing Manager

    Michael Page International - US - New York City, NY

    state of compliance reporting Present results to the Chief Compliance Officer, Compliance Monitoring & Testing Director ... experience performing audit reviews and/or independent compliance monitoring and testing activities and compliance...

    17 days ago from eFinancial Careers

  • Chief Compliance Officer, AML

    Leading Financial Services Firm - New York City, NY

    Responsibilities: Manage the AML Compliance program Ensure AML and KYC policies and procedures remain current Advise the ... complete manner Requirement: 10+ years experience in the compliance department of a regulated financial services...

    4 days ago from IvyExec

  • Senior Medical Director - CMO NY Medicaid

    Aetna - New York, NY

    activities Has responsibility to focus on contractual compliance requirement Provides clinical and business ... DESIRED SKILLS Leadership/Driving a Culture of Compliance/MASTERY ADDITIONAL JOB INFORMATION Aetna is about...

    17 days ago from HEALTHeCAREERS Network

  • Chief Compliance Officer

    Major Banking and Financial Services Company - New York City, NY

    Compliance, Global Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate ... Compliance, Global Business Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring...

    11 days ago from IvyExec

  • Compliance Officer -Virtual Currency/Bitcoin

    Adams Consulting Group - New York City, NY

    an appropriate process for the timely escalation of key compliance risk issues and exceptions to compliance ... Experience with and/or interest in virtual currencies and related compliance issues would be preferential.

    13 days ago from ZipRecruiter

  • Deputy Chief Compliance Officer - Investment Advisory Compliance

    Accomplished International Insurance and Financial Services Organization - New York City, NY

    Advanced degree (JD or MBA) and/or compliance certifications preferred ... Advisory Representatives on their compliance responsibilities • Preparing monthly reports and other periodic...

    30+ days ago from IvyExec