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Compliance Officer jobs - New York, NY

Viewing 1 - 10 of 119 jobs

  • Investment Advisory Compliance Officer

    Human Resources Focused Consulting Firm - New York City, NY

    officer for their investment advisory division. The Compliance Officer will lead a team of subject matter ... Compliance Officer and other senior executives Conduct compliance risk assessments and work in conjunction with the...

    1 day ago from IvyExec

  • Regulatory Developments Compliance Officer

    Human Resources Focused Consulting Firm - New York City, NY

    CCO organization. The Regulatory Developments Compliance Officer will be responsible for assisting the CCO and the ... as necessary. The Regulatory Developments Compliance Officer will focus on 1) corporate regulatory developments,...

    2 days ago from IvyExec

  • Institutional Compliance Executive

    Human Resources Focused Consulting Firm - New York City, NY

    Locations. Develop and oversee appropriate regulatory compliance policies, processes, and systems to meet ... activities and present results to the Chief Compliance Officer and other senior executives Conduct compliance risk...

    1 day ago from IvyExec

  • Chief AML Compliance Officer

    New York City, NY

    financial services company are seeking to hire a Chief AML Compliance Officer in New York. Key Deliverables Manage all ... accordingly. Desired Skills 10+ years experience in the compliance department of a regulated financial services...

    10 days ago from IvyExec

  • VP - Senior Compliance Officer

    Human Resources Focused Consulting Firm - New York City, NY

    erve as the Face of Compliance in the role of Business Unit Compliance Officer for one or more ratings groups. In this ... compliance efforts globally through a network of regional compliance associates and centralized compliance functions.

    3 days ago from IvyExec

  • Investment Management Compliance Officer

    New York City, NY

    Oversight of the preparation of board materials; Review of compliance policies and procedures, quarterly ... investment adviser to enhance the Chief Compliance Officer s 38a-1 and 206(4)-7 annual certification(s) Work...

    10 days ago from IvyExec

  • VP - Senior Compliance Officer

    Major Credit Rating Agency - New York City, NY

    Role/Responsibilities Serve as the Face of Compliance in the role of Business Unit Compliance Officer for one or more ... compliance efforts globally through a network of regional compliance associates and centralized compliance functions.

    30+ days ago from IvyExec

  • Executive Director - Global Oncology Integrity & Compliance Officer

    Global Medical Company - East Hanover, NJ

    patients. Specifically, the Global Oncology Integrity and Compliance Officer will be required to: Oversee and monitor ... Compliance function, including to the Pharma Integrity and Compliance Officer. Participate as a key member of the...

    17 days ago from IvyExec

  • Deputy Chief Compliance Officer

    New York City, NY

    the Chief Compliance Officer, the Deputy Chief Compliance Officer is the independent compliance partner to multiple ... Officer directly supervises the Compliance staff. As a Compliance leader, the Deputy Chief Compliance Officer will...

    30+ days ago from IvyExec

  • Director - Global Compliance Officer, Cell & Gene Therapy BU

    Leading Manufacturer of Semiconductors - East Hanover, NJ

    Specifically, the Global C U Integrity and Compliance Officer will be required to: Oversee and monitor the ... Compliance function, including to the Pharma Integrity and Compliance Officer. Participate as a key member of the...

    27 days ago from IvyExec

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