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Compliance Officer jobs - New York, NY

Viewing 1 - 10 of 396 jobs

  • Vice President – Compliance Officer for Advisory Americas,Corporate Coverage and Financial Institutions Coverage (FIC)

    BNP Paribas - New York City, NY

    Banking, US Compliance platform, Investment Banking Compliance provides advisory compliance coverage for ... team meetings; one-on-one; Compliance Bulletins; Annual Compliance Meetings) to educate the bankers Track new...

    15 days ago from eFinancial Careers

  • VP Supply Chain Operations

    HCA Healthcare - West Orange, NJ

    ensure that corrective actions are initiated to ensure compliance and continuous improvement. * Support the Supply Chain VP in minimizing overall costs and maximizing the savings and benefits attributable to implementation of the Supply...

    18 hours ago from HCA Healthcare

  • Vice President – Latam Control Room Compliance Officer

    BNP Paribas - New York City, NY

    one-on-one; Compliance Bulletins; Annual Compliance Meetings) to educate the marketers, traders and bankers. ... to create and maintain Compliance manuals, and Compliance procedures. Strong organizational and project management...

    18 days ago from eFinancial Careers

  • Compliance Director LatAm Head of Private Bank Compliance

    Citi - Long Island City, NY

    for CPB, and ensure effective execution Work with country compliance on compliance and regulatory projects affecting ... in compliance or other related function Strong industry and compliance knowledge in the wealth management/private...

    30+ days ago from Citi

  • Chief Compliance Officer / General Counsel - Hedge Fund

    Bergan Recruiting - New York City, NY

    the 3 categories: Real Estate, Mortgages, Fund Regulatory/Compliance * Self motivated, high levels of integrity * ... (worked in finance before law school or vice versa). Chief Compliance Officer to advise on SEC, FHA/HUD, and GNMA...

    21 days ago from eFinancial Careers

  • Project/Program Manager - PMO Office - Infrastructure - Data Center Migrations - Banking

    Mitchell Martin - New York, NY

    ail dna at itmmi dot com (email is spelled) Tel (646) 723-7305 PMO, Banking, PMO Office, PMO (4 yrs), Project Manager (4 yrs), SDLC, PMP , RISK, Compliance, Data Centers (3 yrs) Infrastructure...

    4 days ago from Dice

  • Vice President - Investment Banking & Corporate Finance Compliance

    Compliance Search Group - New York City, NY

    a Vice President, Compliance Officer who will help maintain Compliance with applicable US laws and regulations. This ... Linked Underwriting Committee (ELUC) • Compliance representative on the New Activity Validation Committee (NAC) and...

    8 days ago from The Ladders

  • Regulatory PMO

    Open Systems Technologies - New York City, NY

    Processes include – budget/financials, resourcing plan tracking, status reporting, and compliance with firm-wide initiatives including Navigator, SDLC controls, etc. · Manage cross-program Technology critical path and dependencies ·...

    14 days ago from The Ladders

  • Compliance Officer

    Broker Dealer - Old Westbury, NY

    Perform all daily, weekly, monthly and quarterly compliance reviews (including transaction reviews)Develop and ... Minimum of 6-10 years experience in securities compliance and/or legal experience in securities compliance,...

    27 days ago from ZipRecruiter

  • Compliance Testing (Volker Rule/Dodd Frank)-Vice President

    MUFG - New York City, NY

    execution of Annual Testing Plan as a Testing Officer. Assists in the pre-planning preparation of announcement letter ... Equal Opportunity Employer/Minority/Female/Disability/Veteran Job: Risk %26 Compliance Primary Location: NEW YORK-NEW YO...

    30+ days ago from OneWire