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Compliance Officer jobs - New York, NY

Viewing 1 - 10 of 109 jobs

  • Compliance Analyst

    Career Path Group - New York City, NY

    reports and media (print and internet) Utilize broad compliance knowledge to formulate decisions and make ... Communicate with the Relationship Officers/Business Line Compliance Officers to obtain information about customers...

    30+ days ago from Doostang

  • Compliance Officer- Data & Analytics

    Major International Bank - New York City, NY

    Responsibilities include: Conduct Enterprise-Wide AML and compliance Metrics data exploration and analysis Write ... industry certification a plus Expertise in AML and/or other Compliance areas and compliance methodologies and practices...

    2 days ago from IvyExec

  • Alternative Investment- Compliance Manager

    Compliance Search - New York City, NY

    The Compliance Manager will be accountable to the Chief Compliance Officer for: Timely and accurate communication ... compliance professional to create and grow a first-tier Compliance Department Strong analytical and project...

    30+ days ago from Doostang

  • Compliance Officer

    New York City, NY

    Mason today. Legg Mason is currently seeking an Associate Compliance Officer to join the US-Mutual Fund Compliance ... in various business areas (Sales, Portfolio Management, Compliance, Legal, Fund Accounting, Performance Group) in...

    7 days ago from IvyExec

  • Compliance Officer- AML Training Developer/Manager

    Major International Bank - New York City, NY

    This position is a AML Country Officer (AMLCO) / AML professional training program manager to support AMLCO program and ... development, coordination Qualifications Well versed in compliance (preferably AML) skills, capacity, training needs...

    11 days ago from IvyExec

  • Control Group Compliance Officer

    Major International Bank - New York City, NY

    List. The position is an excellent opportunity in the compliance field with ample room for learning and ... experience in a control room, capital markets or banking compliance division, or a regulatory agency. Attorneys with...

    11 days ago from IvyExec

  • VP Compliance Officer

    New York City, NY

    A Global Bank is looking for a VP Compliance Officer to work with the Futures and Derivatives in team within the Capital ... align with new or existing rules / regulations. Provide compliance sign-off on business requirements documentation...

    18 days ago from IvyExec

  • Compliance Officer

    Leading Financial Services Firm - New York City, NY

    Premium provider of outsourced compliance officer services seeks individuals with hedge fund, private equity or asset management legal or compliance experience. 3-8 years of buy side experience necessary either from a law firm or other buy...

    30+ days ago from IvyExec

  • Sr. Compliance Officer

    New York City, NY

    the position will be to assist the Deputy Chief Compliance Officer with managing and monitoring all aspects of the ... or investigative actions. In accordance with the approved Compliance Program, perform periodic compliance reviews and...

    18 days ago from IvyExec

  • Compliance Officer

    Boutique Investment Advisory Firm - New York City, NY

    Officer and the Senior Risk Officer, as well as internal compliance staff, the Compliance Officer s responsibilities ... and administering investment policy controls and monitoring compliance procedures for assets; Developing and...

    30+ days ago from IvyExec

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