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Compliance Officer jobs - New York, NY

Viewing 1 - 10 of 82 jobs

  • Compliance Counsel

    Cavalry Portfolio Services - Valhalla, NY

    and top-tier Compliance team. Description :The Compliance Counsel reviews and evaluates compliance issues and ... The Compliance Counsel works closely with and supports the Chief Compliance Officer (CCO) by ensuring that management, e...

    30+ days ago from TheLadders.com

  • Junior Compliance Officer

    Global - New York City, NY

    Junior Compliance Officer A Global investment bank is in search of a compliance officer with roughly 3 years experience ... team. This role will report up to the chief compliance officer. As one of the lead examiners you will be...

    3 days ago from TheLadders.com

  • Compliance Officer - AVP level

    Coleman & Company - New York City, NY

    for a Compliance and Operations Officer to support the Compliance and Operations in monitoring of activities ... as needed ? Interface with department managers, compliance officers, internal auditors and regulators on an...

    30+ days ago from TheLadders.com

  • Compliance Officer -Alternatives Investments |

    Compliance Search - New York City, NY

    Qualifications include: Bachelors degreeProvide advisory Compliance support to the Alternatives businesses which offer ... through a variety of investment structures; Represent Compliance in the new product approval process which...

    30+ days ago from Doostang

  • Compliance Risk Assessment Officer

    New York City, NY

    Our client is seeking a Compliance Risk Assessment Officer in New York, NY.Requirements:Minimum of 3-5 years ... and full understanding of all significant regulatory compliance requirements applicable to assigned...

    7 days ago from IvyExec

  • Alternative Investment- Compliance Manager

    Compliance Search - New York City, NY

    The Compliance Manager will be accountable to the Chief Compliance Officer for: Timely and accurate communication ... compliance professional to create and grow a first-tier Compliance Department Strong analytical and project...

    3 days ago from Doostang

  • Compliance Officer - Latin America

    Armonk, NY

    incidents and provide remediation recommendations Support Compliance Assurance in performance of investigations ... us University or equivalent qualification Minimum 3 years compliance, audit or risk management experience, preferably...

    7 days ago from IvyExec

  • Compliance Analyst

    Career Path Group - New York City, NY

    reports and media (print and internet) Utilize broad compliance knowledge to formulate decisions and make ... Communicate with the Relationship Officers/Business Line Compliance Officers to obtain information about customers...

    9 days ago from Doostang

  • Senior Compliance Officer - Surveillance Analyst

    Jersey City, NJ

    Compliance Coverage. Interface with the Line of Business Compliance as well as various areas within compliance. ... with business and Compliance Officers to resolve complex compliance issues. Resolve/respond to inquiries that are...

    25 days ago from IvyExec

  • Compliance MIS Analyst

    Leumi USA - New York City, NY

    Compliance Administration Unit in support of the overall Compliance function - Work with Business Unit Compliance ... The Compliance MIS Analyst will report to the Deputy Chief Compliance Officer Primary responsibilities for this role...

    28 days ago from Doostang

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