Jobs by Simply Hired

Search for Jobs

Job Title, Skills, or Company

City, State, or ZIP

Compliance Officer jobs - New York, NY

Viewing 1 - 10 of 592 jobs

  • Investment Advisory Compliance Officer

    Compliance Search Group - New York City, NY

    They are seeking a compliance officer with a minimum of 5 years of investment advisory compliance experience ... Chief Compliance Officer and work side-by-side with other compliance professionals and other employees by performing,...

    27 days ago from The Ladders

  • Loan Analyst

    Loan Depot - Tarrytown, NY

    with information and documentation requirements with loan officer. * Validate information to ensure qualifications are ... Knowledge/Ability: * Complete understanding of the legal, compliance and Investor requirements of residential mortgage p...

    22 days ago from Loan Depot

  • Chief Technology Officer - $100K - $140K + Bonus

    Cybercoders - Great Neck, NY

    Chief Technology Officer - $100K - $140K + Bonus If you are a Chief Technology Officer with experience in the New York ... work environment So, if you are a Chief Technology Officer with experience, please apply today! - Applicants...

    7 hours ago from CyberCoders

  • Senior Compliance Officer-Global Marketing Review

    Compliance Search Group - New York City, NY

    firm seeks a Senior Compliance Officer who will serve as a compliance global liaison for marketing review while ... placing hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's...

    30+ days ago from The Ladders

  • Sr. Mortgage Regional Manager

    Capital One - White Plains, NY

    sales production goals and maintains compliance with company, Federal, State laws, policies and guidelines. In addition ... loans are quality material and in compliance with Capital One, Regulatory & Investor requirements - Responsible for...

    29 days ago from Capital One

  • Chief Compliance Officer / General Counsel - Hedge Fund

    Bergan Recruiting - New York City, NY

    the 3 categories: Real Estate, Mortgages, Fund Regulatory/Compliance * Self motivated, high levels of integrity * ... (worked in finance before law school or vice versa). Chief Compliance Officer to advise on SEC, FHA/HUD, and GNMA...

    22 days ago from eFinancial Careers

  • Control Room Compliance Officer AVP

    Compliance Search Group - New York City, NY

    Control Room Compliance Officer within their CIB Ethics and Compliance Department, which helps to maintain compliance ... The Assistant Vice President, Control Room Compliance Officer will enforce controls that are reasonably designed...

    30+ days ago from The Ladders

  • Compliance Officer

    Interactive Brokers Group - Greenwich, CT

    and we are always looking for high quality talent. The Compliance Officer position requires familiarity with SEC, ... District of Columbia or appropriately registered compliance officer (i.e., at least a Series 24 and/or Series 3...

    8 days ago from StartWire

  • Mortgage Loan Officer - Distributed Sales (New Jersey)

    Capital One - Fairfield, NJ

    closed accurately in a timely manner while remaining in compliance. Your passion and hard work will be rewarded with a ... Mortgage Licensing System (NMLS) in compliance with the Secure and Fair Enforcement for Mortgage Licensing Act...

    18 days ago from Capital One

  • Managing Director Deputy Chief Compliance Officer for Wholesale Businesses

    MUFG - New York City, NY

    Managing Director Deputy Chief Compliance Officer for Wholesale Businesses Join a financial group that’s as committed to ... Overall Purpose of Job: The Deputy Chief Compliance Officer for Wholesale Businesses has primary responsibility for...

    1 day ago from OneWire