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Compliance Officer jobs - New York, NY

Viewing 1 - 10 of 16 jobs

  • Senior Compliance Officer- Global AML Policy Developer/Manager

    New York

    as needed. Qualifications 7 + years of experience in compliance, legal or other control-related function in the financial services industry Bachelor s Degree Required, J.D. preferred Experience in the design or implementation of controls,...

    3 days ago from IvyExec

  • Senior Compliance Officer - Regulatory & Policy

    New York City, NY

    In this role, the Senior Compliance Officer/Regulatory Compliance works with a team of three regulatory compliance ... platform Coordinate with RCM governance groups and compliance officers in other regions and businesses to...

    3 days ago from IvyExec

  • Compliance Risk Assessment Officer

    New York City, NY

    Our client is seeking a Compliance Risk Assessment Officer in New York, NY.Requirements:Minimum of 3-5 years ... and full understanding of all significant regulatory compliance requirements applicable to assigned...

    5 days ago from IvyExec

  • Fixed Income Securitized Products Group Compliance Officer

    New York City, NY

    The Global Compliance Department manages a Firmwide Compliance Risk Management program, including Compliance risks that ... Department is seeking junior or mid-level compliance officer or attorney to join the Fixed Income Compliance...

    9 days ago from IvyExec

  • Compliance Officer

    New York City, NY

    governing products and employee behavior - Maintenance of a Compliance Manual currently under development - Monitoring ... bank compliance environment - Knowledge of SEC regulatory compliance requirements, procedures and processes - A...

    17 days ago from IvyExec

  • Corporate Credit Compliance Professional

    New York City, NY

    Primary ResponsibilitiesThe Compliance Department is seeking a capable and motivated junior compliance officer or ... on initiatives including surveillance, risk assessments, compliance testing, and audits.- Participate as compliance...

    8 days ago from IvyExec

  • US Head of Regulatory Compliance Asset Management

    New York City, NY

    Retail Banking and Wealth Management Business GBM Compliance Global Asset Mgt Compliance AMUS BRCM/Risk ... Competing regulations Role Context Senior level global compliance officer with leadership qualities Role is based...

    21 days ago from IvyExec

  • SVP General Compliance

    New York City, NY

    of appropriate policy/procedure changes to ensure compliance. Discharges Compliance Officer accountabilities ... Global Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate compliance resources...

    21 days ago from IvyExec

  • Fiduciary Risk Management and Governance Risk Officer

    New York City, NY

    and an overall governance framework. This Fiduciary Risk Officer, working with the Senior Fiduciary Risk Executive, ... Partner with representatives from each business, Legal, Compliance, Risk, Finance and Audit to ensure a clear...

    23 days ago from IvyExec

  • VP, Counsel

    New York City, NY

    assist with the firm s response to regulatory inquiries, compliance training efforts, and development of compliance ... The position reports directly to AllianceBernstein s Chief Compliance Officer and Deputy General Counsel. Our ideal...

    21 days ago from IvyExec

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