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Compliance Officer jobs - New York, NY

Viewing 1 - 10 of 144 jobs

  • Senior Compliance Professional

    Compliance Search Group - New York City, NY

    Compliance Professional. This hire will join the firm’s compliance team in the assessment, development, ... to providing SEC Exam support and outsourced Chief Compliance Officer (CCO) functions. Responsibilities • Manage...

    7 days ago from The Ladders

  • Risk Officer

    Open Systems Technologies - New York City, NY

    The Risk Officer’s responsibilities will include the following: working closely with portfolio managers, traders, and ... reports that concisely summarize model results; monitor compliance with risk guidelines; contribute to the design and...

    30+ days ago from The Ladders

  • Compliance Officer- Control Room (S&P Ratings)

    Mcgraw Hill Financial - New York, NY

    The Global Compliance Surveillance and Monitoring Officer is responsible for ensuring that a standardized ... and monitoring activities Qualifications: 0-5 years of Compliance, Regulatory, Risk Management or Audit experience Some...

    1 day ago from McGraw Hill Financial

  • Compliance Global Financial Crime Anti-Corruption- Investigative Support/Special Projects Senior Compliance Officer

    JPMorgan Chase - New York City, NY

    Anti-Corruption Compliance - Investigative Support/Special Projects Sr. Compliance Officer JPMorgan Chase & Co. ... Investigative Support/Special Projects Senior Compliance Officer* **Location:** *NY-New York-4 New York...

    30+ days ago from JPMorgan Chase

  • Corporate Compliance-Private Funds Compliance Officer-Vice President

    JPMorgan Chase - New York City, NY

    attorney to fill a position as a Private Funds Compliance Officer in JPMorgan Asset Management within the J.P. Morgan ... **CORPORATE SECTOR* **Title:** *Corporate Compliance-Private Funds Compliance Officer-Vice President - New...

    30+ days ago from JPMorgan Chase

  • Senior Compliance Officer- Latam Ethics Attorney-Finance

    KP Recruiting Group - New York City, NY

    Senior Vice President/Ethics reports to a Director/Ethics Officer and ultimately to Chief Ethics Officer within Global ... matters Identify and report trends, significant matters and compliance issues to senior management Develop...

    30+ days ago from KP Recruiting Group

  • Senior Compliance Officer-Antitrust Compliance

    JPMorgan Chase - New York City, NY

    asset management, and private equity. J.P. Morgan seeks a compliance officer for its Global Antitrust Compliance ... **CORPORATE SECTOR* **Title:** *Senior Compliance Officer-Antitrust Compliance* **Location:** *NY-New York-277...

    30+ days ago from JPMorgan Chase

  • SEF Compliance Officer Job

    Bloomberg - New York City, NY

    Number:*43766 Bloomberg is seeking a Swaps Regulatory Compliance Officer who will be responsible for supporting ... Execution Facility Compliance Program designed to ensure compliance with all applicable regulatory requirements...

    30+ days ago from Bloomberg

  • Senior Compliance Officer Ethics Attorney (Asia Pacific Region)

    Citi - Long Island City, NY

    Officer and ultimately to Citis Chief Ethics Officer within Citis Global Ethics Office. Ethics Officers ... States,New York,New YorkEducation: Doctorate DegreeJob Function: Compliance and ControlTravel Time: NoJob ID:...

    12 days ago from Citi

  • Senior Compliance Officer- Latam Ethics Attorney

    Vmt Associates - New York, NY

    Senior Vice President/Ethics reports to a Director/Ethics Officer and ultimately to Chief Ethics Officer within Global ... Identify and report trends, significant matters and compliance issues to senior management; Develop...

    23 days ago from Jobvertise