Jobs by Simply Hired

Search for Jobs

Job Title, Skills, or Company

City, State, or ZIP

Compliance Officer jobs - New York, NY

Viewing 1 - 10 of 83 jobs

  • Chief Compliance Officer

    Infinity Consulting Solutions - New York, NY

    A commercial banking client is looking for a Chief Compliance Officer. The CCO will focus on BSA/AML policies and ... have a minimum of 10 years experience in the banking compliance or regulatory roles. CRCM, CAMS or JD high...

    23 days ago from Infinity Consulting Solutions

  • Chief Compliance Officer & Deputy General Counsel

    Better - New York City, NY

    Job Description Better is looking for a dynamic Chief Compliance Officer & Deputy General Counsel (CCO/DGC) to build, im ... compliance standards and anticipating emerging compliance trends Design, implement and monitor improvements to...

    4 days ago from Better

  • Senior Compliance Officer

    Financial Services - New York City, NY

    in the development, implementation, and evaluation of compliance programs for the firm’s clients in the ... with regulatory requirements * Manage a team of compliance professionals, and provide outsourced CCO functions...

    9 days ago from Green Key Resources

  • Compliance Officer - Compliance Examinations

    S&P Ratings Services - New York City, NY

    compliance with regulations, Codes of Conduct and compliance policies and procedures. The Compliance Officer in ... The Compliance Officer will be responsible for making assessments of whether activity comports with compliance policies...

    16 days ago from Randstad Sourceright - USCC

  • Compliance Officer - Compliance Examinations

    Mcgraw Hill Financial - New York City, NY

    compliance with regulations, Codes of Conduct and compliance policies and procedures. The Compliance Officer in ... The Compliance Officer will be responsible for making assessments of whether activity comports with compliance policies...

    17 days ago from McGraw Hill Financial

  • Chief Compliance Officer – Cornerstone Capital Management - 26953

    New York Life - New York City, NY

    both New York and Minnesota. The Chief Compliance Officer will report to the Chief Compliance Officer of the ... compliance program. The Chief Compliance Officer will be expected to be current on regulatory developments and...

    30+ days ago from New York Life

  • Chief Compliance Officer, GoldPoint Partners (27539)

    New York Life Insurance Company - New York City, NY

    U.S., EU and Australia. The Compliance Officer will serve as the Chief Compliance Officer of GoldPoint Partners, a ... compliance programs. The Compliance Officer will also have responsibility for certain shared compliance services and...

    30+ days ago from New York Life Insurance Company

  • Wealth Management Privacy Compliance Officer

    Morgan Stanley - New York City, NY

    culture. Department Profile Professionals within Legal and Compliance provide a wide range of services to our business ... and implementing monitoring and testing processes for compliance with applicable privacy laws and regulations;...

    30+ days ago from Morgan Stanley

  • Investments Compliance Officer / Counsel

    XL Catlin - New York City, NY

    Investments Compliance Officer and Counsel (“Compliance Officer”) you will be a part of XL Catlin’s Legal and ... include? Establishing and maintaining compliance policies and procedures and monitoring investment...

    30+ days ago from XL Catlin

  • Senior Compliance Officer Ethics Attorney (Asia Pacific Region)

    Citi - Long Island City, NY

    Officer and ultimately to Citis Chief Ethics Officer within Citis Global Ethics Office. Ethics Officers ... States,New York,New YorkEducation: Doctorate DegreeJob Function: Compliance and ControlTravel Time: NoJob ID:...

    17 days ago from Citi