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Compliance Officer jobs - New York, NY

Viewing 1 - 10 of 46 jobs

  • Chief Executive Officer

    New York City, NY

    • Advocate and encourage a strong compliance culture within the organization. Qualifications: • Masters degree from an accredited school in Public Health Administration, Public Administration, Law, Business Administration, or a related...

    14 days ago from IvyExec

  • Compliance Officer â?? FRC Advisory

    New York City, NY

    UBS AG, a global financial services company, seeks a Compliance Officer to support the UBS IB Americas FRC (FX, ... to include: Advisory - responsible for providing compliance coverage to the UBS Investment Bank s FRC (FX,...

    1 day ago from IvyExec

  • Compliance Officer

    New York City, NY

    governing products and employee behavior - Maintenance of a Compliance Manual currently under development - Monitoring ... bank compliance environment - Knowledge of SEC regulatory compliance requirements, procedures and processes - A...

    7 days ago from IvyExec

  • US Head of Regulatory Compliance Asset Management

    New York City, NY

    Retail Banking and Wealth Management Business GBM Compliance Global Asset Mgt Compliance AMUS BRCM/Risk ... Competing regulations Role Context Senior level global compliance officer with leadership qualities Role is based...

    11 days ago from IvyExec

  • Director, Global Compliance ACP

    Stamford, CT

    In support of the Chief Compliance Officer, responsible for the day-to-day management and implementation of the ... *Assist the Chief Compliance Officer with day-to-day oversight of Starwoods Anti-Corruption Compliance Program, includin...

    19 days ago from IvyExec

  • VP, Programs, Governance and Standards (Compliance)

    New York City, NY

    Compliance Department. Led by the Chief AML & OFAC Officer, who reports to the Chief Compliance Officer, the AML ... products, services and geographies, ii) compliance requirements and related controls, and iii) regulatory...

    20 days ago from IvyExec

  • Manager, Global Controls & Compliance

    Parsippany, NJ

    Global Controls Compliance, the Manager of Controls Compliance will assist in providing independent assurance ... company is in compliance with best practice and regulatory compliance requirements. The position will have...

    7 days ago from IvyExec

  • Privacy Compliance and Data Security Manager

    New York City, NY

    for the information technology-based security, risk and compliance function. Oversee all activities related to the ... to ensure Firm compliance. 10. Ensure Firm compliance with legal, ethical, regulatory, accreditation, licensing,...

    17 days ago from IvyExec

  • Chief Operating Officer

    New York City, NY

    to the senior leadership team Financial Management Legal Compliance - Oversee all financial and business planning activities including budgeting, P L, and financial reporting - Oversee the development of the annual budget for the...

    7 days ago from IvyExec

  • Chief Program Officer â?? Support Services & Integration

    Stamford, CT

    Duties: The Chief Program Officer of Support Services Integration will report directly to the Chief Executive Officer ... Effectiveness Performance Measurement and Chief Program Officer Residential Services. Preparing detailed metrics to...

    11 days ago from IvyExec

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