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Compliance Officer jobs - New York, NY

Viewing 1 - 10 of 115 jobs

  • Senior Compliance Officer, Corporate Vice President (14901)

    New York Life - New York City, NY

    Officer will work with the Chief Compliance Officer of the Investments Group to enhance the established compliance ... framework and culture. The Compliance Officer will survey policies, procedures and approaches to compliance...

    30+ days ago from New York Life

  • Compliance and SLA Consultant and Technical Writer

    MAP Digital: Metameetings - New York City, NY

    monitoring and reviews as scheduled by the compliance officer, maintain expert knowledge of the regulatory landscape, ... English writing skills Project Management skills Experience with Compliance documents Experience in the financial...

    30+ days ago from MAP Digital: Metameetings

  • Trust & Estate Officer

    Comerica Bank - New York, NY

    Trust and Estate Officer The Trust and Estate Officer I is responsible for serving as a relationship manager to more ... correspondence and any other client requests to ensure compliance with the governing document, applicable law and...

    12 days ago from Comerica Bank

  • CORPORATE VICE PRESIDENT, COMPLIANCE & ADMINISTRATION MANAGER (19781)

    New York Life Insurance Company - Sleepy Hollow, NY

    Compliance Officer, and FATCA Officer. The Corporate Vice President, Compliance & Administration Manager ... the activities of the Administration and Compliance Unit (3-5 employees) to maintain administrator compliance with...

    19 days ago from New York Life Insurance Company

  • Information Security System Officer

    DRS Technologies - Parsippany, NJ

    systems * Primary advisor to the Site Facility Security Officer (FSO) and if applicable the Information System ... the Defense Security Service ODAA standards to ensure compliance with the National Industrial Security Program...

    17 hours ago from DRS Technologies, Inc.

  • Deputy CCO - Asset Management

    Compliance Search International - New York City, NY

    Officer who will assist the CCO in leading the overall compliance program and compliance strategy which includes ... and preparing management report Maintain and update the compliance testing program Perform quarterly compliance...

    10 days ago from Compliance Search Group

  • Senior Administrative Assistant

    HSBC - New York City, NY

    Operational Effectiveness & Control To implement the Group compliance policy locally by containing compliance risk in ... Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate compliance resources...

    27 days ago from HSBC

  • Senior Administrative Assistant

    HSBC - Finance Industry - New York City, NY

    the Group compliance policy locally by containing compliance risk in liaison with the Head of Group Compliance, ... Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate compliance resources and...

    21 days ago from VelvetJobs

  • Credentialing Specialist- CareConnect

    North Shore-lij Health System - New York City, NY

    Coordinates credentialing agendas with Chief Compliance Officer Performs related duties, as needed Qualifications: Associates Degree in related field, required. Bachelor's Degree, preferred Minimum of three (3) years provider credentialing...

    30+ days ago from North Shore-LIJ Health System

  • Loan Operations Analyst

    Infinity Consulting Solutions - New York, NY

    and written communication skills. 4. Experience administering agented, syndicated transactions Risk and Control Objective Ensure that all activities and duties are carried out in full compliance with regulatory requirements, Brokerage...

    30+ days ago from Infinity Consulting Solutions