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Compliance Officer jobs - New York, NY

Viewing 1 - 10 of 244 jobs

  • Accounting & Compliance Manager

    Atlas Search - New York City, NY

    Director of Financial Operations, Chief Financial Officer, and New York and Global Finance Managers. Mentor a ... Develop/review finance policies and procedures, ensuring adoption of best practices and compliance with segregation of d...

    13 days ago from The Ladders

  • Senior Security Architect - Officer Level

    Hyatt Leader - Ridgewood, NJ

    Requirements such as NIST, PCI, ISO 27001 and or HIPPA Compliance planning the deployment of Enterprise security tools such as proxies, anti spasm solutions, authentication, repositories , intrusion detection, and prevention solutions,...

    5 hours ago from Dice

  • Mortgage Retail Development Officer - Brooklyn

    Santander Bank - New York City, NY

    Mortgage Department. The Mortgage Retail Development Officer is responsible for\: Soliciting mortgage loan ... service to customers seeking mortgage loans. Ensuring compliance to Retail Mortgage Lending policies and...

    11 hours ago from Workersweb.com

  • The Global Safety Officer (GSO)

    Makrocare - Edison, NJ

    Job Title:The Global Safety Officer (GSO)Duration: 6 MonthsLocation: Bridgewater NJ or Cambridge MA.Job Description:The ... group for assigned projects and products.Impact: Regulatory Compliance.1.2 Applicable StandardsThe GSO Contractor will...

    3 days ago from Get Clinical Research Jobs

  • Mortgage Retail Development Officer

    Santander Bank - New York City, NY

    Mortgage Department. The Mortgage Retail Development Officer is responsible for\: Soliciting mortgage loan ... service to customers seeking mortgage loans. Ensuring compliance to Retail Mortgage Lending policies and...

    11 hours ago from Workersweb.com

  • Mortgage Retail Development Officer - Staten Island

    Santander Bank - New York City, NY

    Mortgage Department. The Mortgage Retail Development Officer is responsible for\: Soliciting mortgage loan ... service to customers seeking mortgage loans. Ensuring compliance to Retail Mortgage Lending policies and...

    11 hours ago from Workersweb.com

  • Mortgage Retail Development Officer - Morris County

    Santander Bank - Millburn, NJ

    Mortgage Department. The Mortgage Retail Development Officer is responsible for\: Soliciting mortgage loan ... service to customers seeking mortgage loans. Ensuring compliance to Retail Mortgage Lending policies and...

    11 hours ago from Workersweb.com

  • Trade Surveillance Compliance Officer

    Infinity Consulting Solutions - New York, NY

    The Trade Surveillance Compliance Officer will help with implementation and maintenance of a comprehensive compliance program, including: Manage Web CRD system to maintain licensing and registration, reports and certifications Review of...

    30+ days ago from Infinity Consulting Solutions

  • Compliance Officer – Surveillance

    Compliance Search Group - Jersey City, NJ

    Overview A major global bank is seeking a Surveillance Compliance Officer. The primary responsibility of this position ... for working with colleagues in Retail Investments Compliance, technology, business supervisors and Branch...

    3 days ago from Compliance Search Group

  • Senior Compliance Officer - Surveillance (VP)

    Deutsche Bank - New York City, NY

    Senior Compliance Officer \- Surveillance \(VP\) **Job ID:** 3126591 **Full/Part\-Time:** Full\-time ... **Legal, Compliance and Government & Regulatory Affairs** Our Legal, Compliance and Government & Regulatory Affairs depa...

    30+ days ago from Deutsche Bank