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Compliance Officer jobs - New York, NY

Viewing 1 - 10 of 988 jobs

  • Junior Business Line Compliance Officer, AVP

    MUFG - New York City, NY

    respectively Track regulatory changes impacting compliance programs, summarize changes and communicate changes to ... materials Minimum of 3-5 years of work experience in compliance and/or risk-management related fields. International...

    1 day ago from Mitsubishi UFJ Financial Group

  • Compliance Associate

    Robert Half International - New York City, NY

    obert Half Financial Services is currently recruiting for a Compliance Associate within Brokerage. Our client requires ... Summary: The Compliance Associate will report to the Chief Compliance Officer (CCO) and will be involved with a broad...

    1 day ago from eFinancial Careers

  • Chief Compliance Officer - Broker/Dealer - Start-up

    Selby Jennings Qrf - New York City, NY

    I was just released a role with a Broker/Dealer that is looking to bring on a Chief Compliance Officer, CCO ... Some of the Requirements are: Bachelors Degree Series 7, 65, 24 required 7+ years in a compliance/supervisory role Be wi...

    2 days ago from eFinancial Careers

  • Sr. Compliance Officer

    Green Key Resources - New York City, NY

    hedge fund advisor compliance program Examine and review compliance processes and produce reports and memos Oversee, ... regulatory reporting procedures Help to develop new compliance Assume responsibility for compliance calendar...

    3 days ago from eFinancial Careers

  • Chief Compliance Officer

    Compliance Search Group - New York City, NY

    Chief Compliance Officer A registered investment adviser firm seeks a Chief Compliance Officer who will be responsible ... of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier firms.

    1 day ago from The Ladders

  • Compliance Officer

    Access Staffing - New York City, NY

    global Banking conglomerate seeks for expanding divisions; Compliance Associate and Compliance Officer. Must have ... outside legal counsel to provide expertise on regulatory compliance matters. Assess and measure compliance and related...

    2 days ago from The Ladders

  • KYC Compliance Officer

    Michael Page International - US - New York City, NY

    Institution with Global Presence Description KYC Compliance Officer Responsibilities Coordinates the client on-boarding ... Compliance Officer Requirements 3-4 years of experience in Compliance, particularly KYC BA Required OFAC/BSA/KYC...

    6 days ago from eFinancial Careers

  • PMO - Compliance & Regulatory / NYC

    Atyeti - New York, NY

    Recognition Inc. 500 5000 Honoree Company for 2012, 2013 and 2014 Atyeti Ranks No. 270 on the 2012 Inc. 500 List 2012 NJ 50 Fastest Growing Companies Please email resumes to subashri.sankaran(at)atyeti.com Call 609-921-8494 Client...

    1 day ago from Dice

  • Chief Compliance Officer - Investment Advisor

    Compliance Search Group - New York City, NY

    Chief Compliance Officer- Investment Advisor A large successful asset management firm seeks a Chief Compliance Officer ... compliance role(s), preferably as the Chief Compliance Officer or equivalent senior compliance experience with a focus...

    2 days ago from The Ladders

  • Risk Management and Compliance Officer

    International Affairs Organization - New York City, NY

    limits of delegated authority, the Risk Management and Compliance Officer, P-3, may be responsible for the ... generic and may not be performed by all Risk Management and Compliance Officers): Oversight related activities: •...

    7 hours ago from IvyExec