Jobs by Simply Hired

Search for Jobs

Job Title, Skills, or Company

City, State, or ZIP

Compliance Officer jobs - New York, NY

Viewing 1 - 10 of 947 jobs

  • Compliance Officer - Dodd Frank Testing

    Compliance Search Group - New York City, NY

    Compliance Officer – Dodd Frank Testing A global bank seeks a Compliance Testing (CT) Officer who will be responsible ... of reviews of the Institutional Client Group (ICG). The Compliance Testing (CT) Officer will provide business...

    4 days ago from The Ladders

  • Compliance Officer GIU AML Investigations

    Citi - Long Island City, NY

    of the highest risk clients, ad-hoc searches, Business Compliance or Business referrals, AML Legal referrals, TRP ... and transaction including documenting review findings for Compliance and Business management review * Write and...

    3 days ago from Citi

  • Senior Compliance Officer

    Michael Page International - US - Manhattan, NY

    matters [in coordination with the AML Compliance Officer, e.g., BSA, Patriot Act, AML, KYC, OFAC, FCPA, etc.) ... with AML Compliance Officer, maintain and update the Compliance and BSA Manuals. Profile Extensive experience...

    11 hours ago from eFinancial Careers

  • Deputy Chief Compliance Officer -Investment Advisory Compliance

    AIG Financial Advisors - New York City, NY

    Advisory Representatives on their compliance responsibilities • Preparing monthly reports and other periodic ... Advanced degree (JD or MBA) and/or compliance certifications preferred...

    4 days ago from BrokerHunter.com

  • Compliance Officer

    Morningstar Credit Ratings - New York City, NY

    compliance-related projectsWe are currently seeking a Compliance Officer to support our New York officeS ... activities on those activities Assist the Designated Compliance Officer in conducting compliance related...

    4 days ago from Doostang

  • Compliance Officer – Dodd Frank Testing

    Boutique Investment Bank - New York City, NY

    The Compliance Testing (CT) Officer will provide business management with an independent assessment of the control ... Prior extensive experience within a control function such as Compliance, audit/examination that would provide a strong u...

    7 hours ago from IvyExec

  • Compliance Officer - Compliance Risk Metrics Project Manager

    Major International Bank - New York City, NY

    The VP Project Manager for Consumer Compliance is a new role created to support consumer-wide compliance programs and ... team members. They will have interaction across Consumer Compliance, Global Compliance and potentially with...

    4 hours ago from IvyExec

  • Alternative Investments Compliance Officer VP

    Shulman Fleming & Partners - New York City, NY

    Experienced Compliance Officer to provide advisory Compliance support to the Alternatives Investment Teams in AWM ... products. The successful candidate will: Provide advisory Compliance support to the Alternatives businesses which offer...

    19 hours ago from ZipRecruiter

  • Compliance Officer Data Analytics

    Citi - Long Island City, NY

    escription The Compliance Analytics team acts within Global Compliance Architecture & Strategy to analyze and model ... of risk assessments and other compliance initiatives. The compliance analyst will contribute significant subject...

    5 days ago from Citi

  • Senior Compliance Officer AML Training Developer Coordinator

    Citi - Long Island City, NY

    Qualifications * 7+ years bank or financial services compliance training management and development experience, ... York * Education: Bachelor's Degree * Job Function: Compliance and Control * Travel Time: Yes, 10 % of the Time...

    5 days ago from Citi

Post a Job on BusinessWeek.com

Post a Job

Reach millions of talented professionals