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Compliance Officer jobs - New York, NY

Viewing 1 - 10 of 1,532 jobs

  • Bank Regulatory Compliance Officer

    Selby Jennings - New York City, NY

    of compliance. Purpose Position to provide regulatory compliance advice and support to business units that ... trends in the market. Provide compliance training. Provide compliance advisory services to the Firms banking-related...

    20 hours ago from Selby Jennings

  • AVP, Compliance Officer - Capital Markets - Compliance

    Sumitomo Mitsui Banking - New York City, NY

    Inc. is seeking a Compliance Officer to work in the Compliance Department of a provisionally registered US swap ... self-regulatory organizations. * Assist Chief Compliance Officer in preparing responses to Head Office...

    1 day ago from Sumitomo Mitsui Banking Corporation

  • CMO COMPLIANCE ANALYST

    Montefiore Medical Center - Yonkers, NY

    ANALYZE, AND REPORT ON HIPAA, FWA, AND ADHERENCE TO COMPLIANCE PROGRAM COMPONENTS. RESEARCH AND ANALYZE ... MINIMUM FIVE YEARS EXPERIENCE IN MANAGED CARE AND/OR HEALTH CARE COMPLIANCE...

    2 days ago from Montefiore Medical Center

  • Senior Compliance Officer- ICG AML Advisory- TTS (Treasury & Trade)

    Citi - New York City, NY

    experience with minimum of 5 years in the AML Compliance function with proven results. Minimum qualification of a ... the ability to interact effectively with Advisory compliance officers globally and other business and functional...

    1 day ago from Citi

  • Vice President Compliance Officer - Anti-Money Laundering

    Bond Street Group - New York City, NY

    is now seeking an experienced Vice President Compliance Officer - Anti-Money Laundering to join their team. Apply ... quality assurance reviews, as needed. Assist the AML Compliance Officer in areas outside of regularly assigned...

    1 day ago from Bond Street Group

  • Assistant Vice President Compliance Inspection Unit Testing Officer I Global Banking & Markets

    HSBC - New York City, NY

    and containing compliance risk, monitoring, reporting and certification, fostering a compliance culture and ... Business Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring adequate compliance...

    1 day ago from HSBC

  • Compliance Officer

    PIMCO - New York City, NY

    broker-dealer related activities, reporting to the Senior Compliance Officer in the NY Office. Duties ... electronic storage; and •Support Senior Compliance Officer in other tasks and assigned projects. Position...

    1 day ago from PIMCO

  • Wealth Management Compliance Operations Officer

    Morgan Stanley - Purchase, NY

    the Wealth Management Compliance Chief Compliance Officer. Primary Reponsilbilities -Coordination of strategic ... managers and HR to facilitate the hiring of new Compliance personnel-Coordination of promotion and compensation...

    1 day ago from Morgan Stanley

  • Compliance Operations Officer

    Recruitarrow - New York City, NY

    standardized language and format to present to Sales and Compliance for further review Reports need to be accurate and presented in high quality format Communicate progress and escalate concerns to team lead 2 years of AML Experience...

    2 days ago from Recruitarrow

  • Vice President Senior Manager Local Compliance Officer

    HSBC Holdings - New York City, NY

    or LCO Officer staff. Develops and maintains appropriate compliance policies, programs, and controls for area(s) of ... Compliance, Global Business Compliance Officer, Area Compliance Officer or Local Compliance Officer, ensuring...

    2 days ago from HSBC Holdings plc

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