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Compliance Officer jobs - New York, NY

Viewing 1 - 10 of 3,659 jobs

  • Senior Compliance Officer

    Efinancial Careers - New York City, NY

    14 a plus) Experience with all aspects of Broker/ Dealer compliance helpful. Responsibilities Include: Real time ... Dealer is seeking a Compliance Officer to oversee the Trading activities and manage Firm Risk and Regulatory...

    23 days ago from eFinancial Careers

  • Chief Compliance Officer

    Robert Half International - New York City, NY

    Half Financial Services is currently recruiting for a Chief Compliance Officer (CCO) role within a Regional Retail Bank, ... Compliance Officer (CCO) will be responsible for overall compliance and regulatory oversight of all business lines,...

    14 hours ago from eFinancial Careers

  • Compliance Officer

    Planned Parenthood of New York City - New York, NY

    POSITION SUMMARY: The Compliance Officer is responsible for overseeing the implementation and modification of the ... City Compliance and HIPAA Privacy Programs. The Compliance Officer is responsible for the development of policies and...

    28 days ago from HEALTHeCAREERS Network

  • Senior Compliance Officer

    Compliance Search Group - New York City, NY

    Senior Compliance Officer A Top Tier, Investment Management Firm, has an excellent opportunity for a Senior Compliance ... with the Chief Compliance Officer (CCO) and other Senior Compliance Officers. Responsibilities include -Creating and...

    7 days ago from The Ladders

  • Deputy / Chief Compliance Officer

    Compliance Search Group - New York City, NY

    A wealth management practice seeks a Deputy/Chief Compliance Officer who will be responsible for combining expertise, ... of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier...

    16 hours ago from The Ladders

  • SVP Compliance Officer

    Robert Half International - New York City, NY

    The SVP Compliance Officer must have experience of Monitoring, Testing, Risk Assessment and Foreign Banking Laws/Regulat ... projects as directed by the Chief Compliance Officer. Qualifications/Requirements • 12+ years’ experience in...

    7 days ago from eFinancial Careers

  • Senior Compliance Officer Private Bank (Deputy Head Core and Sales Origination Compliance Officer for CPB NAM and LATAM)

    Citi - Long Island City, NY

    compliance issues. Assisting the Business with identifying compliance risk and integrating legal/regulatory compliance ... York,New YorkEducation: Bachelor's DegreeJob Function: Compliance and ControlTravel Time: Yes, 10 % of the TimeJob...

    3 days ago from Citi

  • Compliance Officer

    Robert Half International - New York City, NY

    Half Financial Services is recruiting for an experienced Compliance Officer for a well-recognized Asset Management ... Compliance testing. Duties & Responsibilities: - Aids Chief Compliance Officer and management on compliance and...

    14 days ago from eFinancial Careers

  • Internal Audit Financial Services Senior Associate (7446858)

    PwC - Florham Park, NJ

    Chief Audit Executives, Internal Audit directors, Chief Compliance officers, Audit Committees and Risk Management ... Oxley Act's regulations and requirements, including compliance readiness programs - Generally Accepted Accounting...

    8 days ago from PwC

  • Compliance Officer

    Dtg - Long Island City, NY

    their compliance team. They will be assisting the Chief Compliance Officer. If the below responsibilities match that ... support organization's compliance-related programs, such as compliance training and compliance testing, monitoring and...

    30+ days ago from Dice

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