Compliance Officer jobs - New York, NY

Viewing 1 - 10 of 4,297 jobs

• Chief Information Security Officer (CISO)

  Pearson - New York, NY

  business partners, employees and business information in compliance with the organization’s information security ... and ongoing monitoring of and reporting on company-wide compliance with information security standards and...

  11 days ago from Pearson

• Marketing Compliance Officer

  UBS - Weehawken, NJ

  The role is for a Director Level Compliance Officer to provide dedicated support to the Firm's marketing department with ... also needs to have experience reviewing marketing material in either a supervisory or Compliance capacity.

  5 days ago from Monster

• Mutual Funds Compliance Officer

  Financial Services Company - New York, NY

  The candidate needs a broad compliance understanding with a number of years experience with mutual fund compliance ... while achieving compliance mandates. AML/BSA knowledge Compliance Risk Controls & performing compliance...

  1 day ago from TheLadders.com

• Compliance Officer/Department Head

  Bank of Communications - New York, NY

  Compliance Department Head with day-to-day compliance responsibilities as defined in the NYB Compliance Department ... compliance tasks assigned in accordance with the Branch's Compliance Program and BSA/AML/OFAC Compliance Program...

  2 days ago from Doostang

• Trading & Liquidity Compliance Officer - Vice President

  ACT Consulting - New York, NY

  vehicles, and the industry-leading iShares ETFs The Legal & Compliance team oversees the Firms compliance with ... routine examinations. * Provide assistance in administering compliance training program including preparation and...

  3 days ago from PostJobFree

• Senior Compliance Testing Officer

  HSBC - New York, NY

  the (Compliance Officer) accountabilities set out in the Compliance Officer Handbook by proactively assisting ... must be in Compliance and/or related supporting field (e.g. Compliance systems, Business support of compliance, etc.)...

  1 day ago from Beyond

• Senior Compliance Officer - Buy Side

  Rockwood Search Associates - New York, NY

  currently looking for a Senior Compliance and Control Room Officer to work directly with and report to the CCO /General ... to ws@rockwood-search.com. Please put your Name and "Compliance Officer" in the subject line and attach your...

  17 days ago from ZipRecruiter

• Compliance Officer

  On Call Counsel - New York, NY

  Compliance Officer: Responsible to assist the Compliance Officer in overall regulatory/compliance matters applicable ... Assist the Compliance Officer in the implementation of the Compliance Program; (v) Assist the Compliance Officer with...

  9 days ago from Bright.com

• Compliance Officer, Global Compliance Policies & Practices

  J.P. Morgan Chase - New York, NY

  processing, asset management, and private equity. Global Compliance Regulatory Management Global Compliance ... successful execution of the firm's compliance mission. The Compliance function ensures the development and maintenance...

  9 days ago from JobHat

• Fixed Income Compliance Officer -Rates

  JPMorgan Chase - New York, NY

  Title: Fixed Income Compliance Officer -Rates Location: US-NY-New York-383 Madison Avenue (BSC) / 41039 Job Number: ... Compliance Department is seeking an experienced compliance officer or attorney to join its Fixed Income Compliance...

  2 days ago from Beyond