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Compliance Officer jobs - New York, NY

Viewing 1 - 10 of 2,899 jobs

  • Sales & Trading Compliance Officer New York (00804507)

    Hogarth Davies - New York City, NY

    Hogarth Davies * Updated on: 14 Aug 14 Experienced Compliance Officer is required to work with a high profile ... institution seeking an experienced Compliance Officer to work with a high profile Front Office Business,...

    3 days ago from eFinancialCareers Ltd

  • Junior Compliance Officer

    Global - New York City, NY

    Junior Compliance Officer A Global investment bank is in search of a compliance officer with roughly 3 years experience ... team. This role will report up to the chief compliance officer. As one of the lead examiners you will be...

    23 hours ago from TheLadders.com

  • Compliance Officer Surveillance

    Citi - Jersey City, NJ

    Description Market Surveillance provides independent compliance coverage for the Equities, Fixed Income, Commodities/Fut ... 5+ years of experience in capital markets or securities compliance. The candidate should have strong regulatory,...

    4 days ago from Citi

  • Senior Compliance Officer- ICG AML Advisory- Markets Monitoring & Operations-

    Jersey City, NJ

    Working collaboratively with colleagues in AML, Product Compliance and Trade Surveillance to enhance interaction of AML Advisory and Trade Surveillance programs Providing AML and Sanctions Advisory Support for the Markets business, with a...

    2 days ago from IvyExec

  • Compliance Officer

    Bank - Finance Industry - New York City, NY

    Qualifications - Manage a team of seven capital markets investigators/analysts. - Manage regulatory investigations and inquiries. - Review investigations and record production by analysts for completeness. - Track and address regulatory...

    1 day ago from VelvetJobs

  • Compliance Officer....Volcker Rule.......NYC

    Choice Associates - New York City, NY

    should meet the following criteria: Act as the designated Compliance point person for the bank’s Volcker Rule working ... Desired Skills: • Bachelors degree; • 10 plus years compliance experience with major investment or commercial bank or...

    5 days ago from ZipRecruiter

  • Lending and Compliance Officer (00816104)

    Michael Page International - US - New York City, NY

    Lending and Compliance Officer * Salary: Competitive base, bonus and benefits * Location: New York, NY, USA * Job Type: ... on: 18 Aug 14 National financial institution The Compliance Officer will be responsible for: *Directing and overseeing...

    3 days ago from eFinancialCareers Ltd

  • Compliance Officer Exam Management

    Citi - New York

    of regulatory exams impacting Global Compliance, AML Compliance and other control functions and business line, ... Compliance Testing. * Coordinate with regional advisory Compliance teams, Legal, Operations, Technology, Risk and...

    4 days ago from Citi

  • Assistant Compliance Officer

    Financial Services Institution - Finance Industry - Astoria, NY

    in Queens, NY on behalf of their Assistant Compliance Officer role. This person will primarily come out ofthe regulatory compliancespace with 3 + years of experience from a bank or financial services setting. Candidate must be familiar...

    1 day ago from VelvetJobs

  • Senior Compliance Officer Treasury and Trade Services

    Citi - Jersey City, NJ

    compliance issues to Compliance colleagues globally TTS NAM Compliance seeks a seasoned compliance professional with a ... including AML Compliance, In-Business Risk, Legal, Compliance Testing, Audit, and cross-sector control...

    4 days ago from Citi

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