Compliance Officer jobs - New York, NY

Viewing 1 - 10 of 6,260 jobs

• Chief Information Security Officer (CISO)

  Pearson - New York, NY

  business partners, employees and business information in compliance with the organization’s information security ... and ongoing monitoring of and reporting on company-wide compliance with information security standards and...

  9 days ago from Pearson

• Marketing Compliance Officer

  UBS - Weehawken, NJ

  The role is for a Director Level Compliance Officer to provide dedicated support to the Firm's marketing department with ... also needs to have experience reviewing marketing material in either a supervisory or Compliance capacity.

  4 days ago from Monster

• Securities Compliance Officer - VP

  Compliance Search Group - New York, NY

  Securities Compliance Officer - VP Knowledge of broker dealer products and services including equities, fixed income, ... banking, underwriting and M&A. Securities compliance officer will advise on the regulatory and compliance aspects...

  4 days ago from TheLadders.com

• Compliance Officer/Department Head

  Bank of Communications - New York, NY

  Compliance Department Head with day-to-day compliance responsibilities as defined in the NYB Compliance Department ... compliance tasks assigned in accordance with the Branch's Compliance Program and BSA/AML/OFAC Compliance Program...

  1 day ago from Doostang

• Trading & Liquidity Compliance Officer - Vice President

  ACT Consulting - New York, NY

  vehicles, and the industry-leading iShares ETFs The Legal & Compliance team oversees the Firms compliance with ... routine examinations. * Provide assistance in administering compliance training program including preparation and...

  2 days ago from PostJobFree

• Senior Compliance Testing Officer

  HSBC - New York, NY

  the (Compliance Officer) accountabilities set out in the Compliance Officer Handbook by proactively assisting ... must be in Compliance and/or related supporting field (e.g. Compliance systems, Business support of compliance, etc.)...

  10 hours ago from Beyond

• Senior Compliance Officer - Buy Side

  Rockwood Search Associates - New York, NY

  currently looking for a Senior Compliance and Control Room Officer to work directly with and report to the CCO /General ... to ws@rockwood-search.com. Please put your Name and "Compliance Officer" in the subject line and attach your...

  15 days ago from ZipRecruiter

• Sr Compliance Officer

  HSBC - New York, NY

  Title: Sr Compliance Officer Location: North America-United States-New York-New York Job Number: 00002RFS Maintains ... compliance training programs To discharge the (Compliance Officer) accountabilities set out in the Compliance Officer...

  4 days ago from Bright.com

• Senior Compliance Officer Transaction Monitoring Operations

  J.P. Morgan Chase - New York, NY

  Crimes Compliance (GFCC) team is part of The Global Compliance Regulatory Management department which is ... the firm restructured Corporate Anti-Money Laundering (AML) Compliance to consolidate the administration of three...

  4 days ago from JobHat

• Fixed Income Compliance Officer -Rates

  JPMorgan Chase - New York, NY

  Title: Fixed Income Compliance Officer -Rates Location: US-NY-New York-383 Madison Avenue (BSC) / 41039 Job Number: ... Compliance Department is seeking an experienced compliance officer or attorney to join its Fixed Income Compliance...

  1 day ago from Beyond