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Compliance Officer jobs - New York, NY

Viewing 1 - 10 of 5,817 jobs

  • Senior Compliance Officer

    Efinancial Careers - New York City, NY

    14 a plus) Experience with all aspects of Broker/ Dealer compliance helpful. Responsibilities Include: Real time ... Dealer is seeking a Compliance Officer to oversee the Trading activities and manage Firm Risk and Regulatory...

    16 hours ago from eFinancial Careers

  • Investment Banking Compliance Officer-VP

    Compliance Search Group - New York City, NY

    • Provide regulatory/compliance training ... A Global Investment bank seeks a Corporate Banking & Securities, Compliance Officer who will be...

    4 days ago from eFinancial Careers

  • Compliance IT Support Team Manager -VP

    MUFG - Jersey City, NJ

    following: Bank Secrecy Act, Anti-money laundering compliance, general compliance and/or risk based compliance, ... of technology and best practices in the compliance field Excellent organizational skills and ability to...

    30+ days ago from Mitsubishi UFJ Financial Group

  • Chief Compliance Officer - Asset Management

    Efinancial Careers - New York City, NY

    Chief Compliance Officer / Head of Operational Risk Company Description: Our client is a multi-billion dollar ... Chief Compliance Officer with 7 - 10+ years of compliance experience within the asset management industry. A JD and...

    13 days ago from eFinancial Careers

  • Compliance IT Support Specialist - Assistant Vice President

    MUFG - Jersey City, NJ

    AML Support Specialist provides technical support for Compliance applications including KYCR, AML Applications and other ... Anti-money laundering compliance, general compliance and/or risk based compliance, yielding a comprehensive...

    30+ days ago from Mitsubishi UFJ Financial Group

  • Sr. Compliance Officer to CCO - Investment Management

    Compliance Search Group - New York City, NY

    Sr. Compliance Officer to CCO – Investment Management (ETF & Mutual Fund Background preferred) Our client, an Investment ... record of placing hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with...

    6 days ago from The Ladders

  • Internal Audit Non Financial Services Manager (5761003)

    PwC - New York City, NY

    Internal Audit directors, Chief Compliance officers, Audit Committees and Risk Management personnel. Demonstrates ... and requirements, including compliance readiness programs. -Generally Accepted Accounting Principles. -Financial and...

    21 days ago from PwC

  • Alternatives Investment Compliance Officer

    Compliance Search - New York City, NY

    and sharing best practices and insights of Legal and Compliance colleagues globally; Strong strategic, problem ... division Responsibilities Include: Provide advisory Compliance support to the Alternatives businesses which...

    17 days ago from Doostang

  • Senior Compliance Officer - Asset Management

    Compliance Search Group - New York City, NY

    Senior Compliance Officer - Asset Management A global investment bank seeks a Senior Compliance Officer who will be ... loan origination. Responsibilities: • Provide back-up to compliance advisory coverage officer overseeing various credit...

    6 days ago from The Ladders

  • PMO - Compliance & Regulatory / NYC

    Atyeti - New York, NY

    Recognition Inc. 500 5000 Honoree Company for 2012, 2013 and 2014 Atyeti Ranks No. 270 on the 2012 Inc. 500 List 2012 NJ 50 Fastest Growing Companies Please email resumes to subashri.sankaran(at)atyeti.com Call 609-921-8494 Client...

    1 hour ago from Dice

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