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Compliance Officer jobs - Manhattan, NY

Viewing 1 - 10 of 6,582 jobs

  • Corporate Chief Security Officer

    New York City, NY

    the Enterprise and is responsible for overall Enterprise Compliance. In addition, the CSO is responsible for review ... and ongoing monitoring of and reporting on Enterprise-wide compliance with information security standards and policies.

    7 days ago exclusively on BusinessWeek

  • Junior Military Officer - Information Assurance / Cyber Security Consultant

    Deloitte Development - New York City, NY

    risk and/or drive operational, financial and regulatory compliance processes; as well as solutions that manage the ... They also deliver advisory services focused on risk and compliance to IT management and senior executives. Security...

    3 days ago from Deloitte Development LLC

  • Compliance Officer- Municipal- VP

    Compliance Search Group - New York City, NY

    Compliance Officer- Municipal- VP A Global Investment Bank seeks a Vice President level Compliance Officer who will ... of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's top-tier firms.

    3 days ago from

  • Compliance Assistant Officer

    Dtg Consulting Solutions - Long Island City, NY

    for assisting the Compliance Officer in order to ensure compliance with State Federal laws regulations encompassing ... Compliance Officer with the administration of the online compliance training system as needed. Conduct compliance...

    10 days ago from Dice

  • Senior Compliance Officer

    New York City, NY

    tier Multi strategy hedge fund seeks a Front Office Senior Compliance Officer to monitor and offer guidance to portfolio managers and traders with regard to trading activities in the equity, fixed income, commodity, derivative and foreign...

    14 days ago from IvyExec

  • Compliance Officer -Alternatives Investments |

    Compliance Search - New York City, NY

    Qualifications include: Bachelors degreeProvide advisory Compliance support to the Alternatives businesses which offer ... through a variety of investment structures; Represent Compliance in the new product approval process which...

    30+ days ago from Doostang

  • Compliance Officer - AVP level

    Coleman & Company - New York City, NY

    for a Compliance and Operations Officer to support the Compliance and Operations in monitoring of activities ... as needed ? Interface with department managers, compliance officers, internal auditors and regulators on an...

    3 days ago from

  • Compliance Officer Vice President

    Financial Services Institution - Finance Industry - New York City, NY

    Our client, located in New York, NY is seeking a Compliance Officer to join their growing firm! This person will be ... transactions and new products. Individual will also provide compliance support to the FICC teams and assist with the...

    5 days ago from VelvetJobs

  • Compliance Officer....Volcker Rule.......NYC

    Choice Associates - New York City, NY

    should meet the following criteria: Act as the designated Compliance point person for the bank’s Volcker Rule working ... Desired Skills: • Bachelors degree; • 10 plus years compliance experience with major investment or commercial bank or...

    2 days ago from ZipRecruiter

  • Compliance Officer

    Law Firm - New York City, NY

    Serves as resource regarding the KYC/AML compliance process and procedures ... Updates departmental and Firm documentation relating to the KYC/AML compliance process and procedures...

    5 days ago from ZipRecruiter

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