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Compliance Officer jobs - Jersey City, NJ

Viewing 1 - 10 of 1,825 jobs

  • VP, BSA/AML Compliance Business Line Compliance Officer (Investment Banking & Markets)

    Mitsubishii UFJ Financial Group - New York City, NY

    Summary: This position serves as the Business Line Compliance Officer (BLCO) for the Investment Banking Division for ... compliance related matters outlined in the Compliance Officer/Compliance Liaison Officer Appointment Letter. Key...

    4 days ago from Mitsubishii UFJ Financial Group

  • Associate, Trading Surveillance Compliance Officer

    Union Bank - New York City, NY

    closure of exceptions; and Performance of forensic compliance testing, using data analytics, trend monitoring, and statistical analysis to identify potential compliance issues. Perform surveillance reviews. (60%) Support the preparation of...

    4 days ago from Union Bank

  • Compliance Officer II Job (00837235)

    BNY Mellon - New York City, NY

    * Posted on: 30 Aug 14 See Job Description Compliance Officer II (Job Number: 1405174) BNY Mellon is a global ... Description This position will be a Senior Compliance Officer in the Fund Chief Compiance Officer Group which...

    1 day ago from eFinancialCareers Ltd

  • Compliance Officer

    Compliance Search Group - Jersey City, NJ

    Compliance Officer A Registered Broker-dealer seeks an experienced compliance professional that provides outsourced ... hundreds of Compliance professionals ranging from staff levels to Chief Compliance Officers with the nation's...

    15 hours ago from TheLadders.com

  • Compliance Officer ICG Testing

    Citi - Jersey City, NJ

    In addition to strong audit/compliance and analytical skills, the candidate should have a strong background and understa ... * Leading small to medium sized teams in audits/compliance reviews is a plus...

    4 days ago from Citi

  • Compliance Officer

    Bank/broker Dealer - Finance Industry - Jersey City, NJ

    degree with experience in capital markets or securities compliance. * The candidate should have strong regulatory, ... trade exception reports and trading activity to ensure compliance with appropriate rules, regulations, and firm...

    4 days ago from VelvetJobs

  • Senior Compliance Officer

    National Recruiting Group - New York City, NY

    be a Senior Compliance Officer in the Fund Chief Compliance Officer Group which supports the Chief Compliance Officer ... • BS or MBA • At least 6-8 years of compliance experience. JD, CPA or CFA a plus. • Previous compliance experience...

    1 day ago from ZipRecruiter

  • Associate, Trading Surveillance Compliance Officer

    Mitsubishii UFJ Financial Group - New York City, NY

    and statistical analysis to identify potential compliance issues. Perform surveillance reviews. (60%) Support the ... Equal Opportunity Employer/Minority/Female/Disability/Veteran Job : Risk & Compliance Primary Location : NEW YORK-New Yo...

    4 days ago from Mitsubishii UFJ Financial Group

  • VP, BSA/AML Compliance Business Line Compliance Officer (Invvestment Banking & Markets)

    Union Bank - New York City, NY

    Summary: This position serves as the Business Line Compliance Officer (BLCO) for the Investment Banking Division for ... compliance related matters outlined in the Compliance Officer/Compliance Liaison Officer Appointment Letter. Key...

    4 days ago from Union Bank

  • Assistant Compliance Officer

    Financial Services Institution - Finance Industry - Astoria, NY

    in Queens, NY on behalf of their Assistant Compliance Officer role. This person will primarily come out ofthe regulatory compliancespace with 3 + years of experience from a bank or financial services setting. Candidate must be familiar...

    4 days ago from VelvetJobs

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