Jobs by Simply Hired

Search for Jobs

Job Title, Skills, or Company

City, State, or ZIP

Compliance Officer jobs - Jersey City, NJ

Viewing 1 - 10 of 1,742 jobs

  • VP, Investment Banking and Markets Compliance Business Line Compliance Officer

    Mitsubishii UFJ Financial Group - New York City, NY

    Summary: This position serves as the Business Line Compliance Officer (BLCO) for the Investment Banking Division for ... compliance related matters outlined in the Compliance Officer/Compliance Liaison Officer Appointment Letter. Key...

    6 days ago from Mitsubishii UFJ Financial Group

  • Analyst, OFAC Compliance Support Officer

    Union Bank - New York City, NY

    Sanctions Investigations Manager and Director, OFAC Compliance Unit • Conduct in-depth investigations of complex and ... (15%) • Minimum of 2 years experience working in compliance, operation or audit function of a large commercial and/or in...

    5 days ago from Union Bank

  • Compliance Officer - Policies & Procedures (00815704)

    Michael Page International - US - New York City, NY

    Page International - US * Updated on: 18 Aug 14 Compliance Officer - Policies & Procedures, based at a large investment ... * Compliance VP/Director - Delta One * Compliance Officer - Asset Management * Fair Lending Compliance Officer...

    1 day ago from eFinancialCareers Ltd

  • Compliance Officer Branch Examinations (Branch Manager)

    Citi - New York

    * Developing / updating of the testing modules to ensure consistency with regulatory requirements and Compliance policie ... Working within small sized teams in regulatory exams, audits/compliance reviews/branch examinations is a plus...

    1 day ago from Citi

  • Compliance Officer

    Financial Services - Greenwich, CT

    A top broker-dealer in Greenwich, CT is seeing a Compliance Officer with 4-10 years experience with the SEC, FINRA, ... District of Columbia or appropriately registered compliance officer (i.e. at least a Series 24 and/or Series 3...

    1 day ago from AllCountyJobs.com

  • Compliance Officer Branch Examinations (Compliance)

    Citi - New York

    * Developing / updating of the testing modules to ensure consistency with regulatory requirements and Compliance policie ... Working within small sized teams in regulatory exams, audits/compliance reviews/branch examinations is a plus...

    1 day ago from Citi

  • Compliance Officer â?? FRC Advisory

    New York City, NY

    UBS AG, a global financial services company, seeks a Compliance Officer to support the UBS IB Americas FRC (FX, ... to include: Advisory - responsible for providing compliance coverage to the UBS Investment Bank s FRC (FX,...

    1 day ago from IvyExec

  • US Corporate - Business Line Compliance Officer, Vice Presid

    Mufg Union Bank - New York City, NY

    applicable compliance-related matters as outlined in the Compliance Officer/Compliance Liaison Officer Appointment ... Employer/Minority/Female/Disability/Veteran.Risk & Compliance *US Corporate - Business Line Compliance Officer,...

    1 day ago from Job.com

  • Vice President, Investment Banking and Market Compliance & Conduct Officer

    Mitsubishii UFJ Financial Group - New York City, NY

    and statistical analysis to identify potential compliance issues Preparation of management information reporting ... Job : Risk & Compliance Primary Location : NEW YORK-New York Shift*: Day...

    6 days ago from Mitsubishii UFJ Financial Group

  • Associate, Compliance & Conduct Risk Officer

    Union Bank - New York City, NY

    closure of exceptions; and Performance of forensic compliance testing, using data analytics, trend monitoring, and statistical analysis to identify potential compliance issues. Perform surveillance reviews. (60%) Support the preparation of...

    5 days ago from Union Bank

Post a Job on BusinessWeek.com

Post a Job

Reach millions of talented professionals