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Compliance Officer jobs - Jersey City, NJ

Viewing 1 - 10 of 981 jobs

  • Compliance Officer - Dodd Frank Testing

    Compliance Search Group - New York City, NY

    Compliance Officer – Dodd Frank Testing A global bank seeks a Compliance Testing (CT) Officer who will be responsible ... of reviews of the Institutional Client Group (ICG). The Compliance Testing (CT) Officer will provide business...

    1 day ago from The Ladders

  • Actimize/Surveillance Compliance

    Princeton Information - New York, NY

    Compliance Officer Summary Responsible for developing, implementing and administering all aspects of a company's ... all compliance and risk operations while maintaining all compliance-related company policies and procedures. Job...

    6 hours ago from Dice

  • Registration Compliance Officer - AVP

    Drum Associates - Jersey City, NJ

    a Registration Compliance Officer-AVP in their Ethics & Compliance Department. Responsibilities Include: · Maintain accurate and complete FINRA/NYSE and NFA registration for Registered Representatives · Ensure the appropriate corporate...

    2 hours ago from Job Spider

  • Compliance Officer

    Morningstar Credit Ratings - New York City, NY

    compliance-related projectsWe are currently seeking a Compliance Officer to support our New York officeS ... activities on those activities Assist the Designated Compliance Officer in conducting compliance related...

    1 day ago from Doostang

  • Market Surveillance Compliance Officer

    Human Resources Focused Consulting Firm - Jersey City, NJ

    Officer who will be responsible for providing independent compliance coverage for the Equities, Fixed Income, ... 3+ years of experience in capital markets or securities compliance. You should have strong regulatory, product and...

    6 days ago from IvyExec

  • Compliance Officer ICG AML Advisory

    Citi - Jersey City, NJ

    for the Relationship Managers, BSU and Local/Regional Compliance * Identification of unusual patterns that require ... City * Education: Bachelor's Degree * Job Function: Compliance and Control * Travel Time: No * Job ID:...

    1 day ago from Citi

  • Sr. Compliance Officer - EComm Surveillance

    Global Securities, Investment and Retail Banking Firm - Jersey City, NJ

    duties and reviews. Working with both business and compliance managers to resolve instances of apparent ... Qualifications To be considered for the position you will need to have: 3+ years Surveillance/Compliance experience work...

    2 days ago from IvyExec

  • Compliance Officer....Volcker Rule.......NYC

    Choice Associates - New York City, NY

    should meet the following criteria: Act as the designated Compliance point person for the bank’s Volcker Rule working ... Desired Skills: • Bachelors degree; • 10 plus years compliance experience with major investment or commercial bank or...

    5 hours ago from ZipRecruiter

  • Compliance Officer ICG Testing

    Citi - Jersey City, NJ

    In addition to strong audit/compliance and analytical skills, the candidate should have a strong background and understa ... * Leading small to medium sized teams in audits/compliance reviews is a plus...

    3 days ago from Citi

  • Senior Compliance Officer Surveillance

    Citi - Jersey City, NJ

    Description Retail Surveillance provides compliance coverage for the Private Bank and Wealth Management business lines, ... the financial services industry preferably in securities compliance or Sales Practice experience working with a...

    5 days ago from Citi

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