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Compliance Officer jobs - Jersey City, NJ

Viewing 1 - 10 of 713 jobs

  • Executive Vice President, Programs & Strategy

    Educational Alliance - New York, NY

    Vice President reports directly to the Chief Executive Officer and serves as a member of a five person Executive ... organization-wide dashboard to track compliance with program and organizational goals, measuring and analyzing program...

    1 day ago from Educational Alliance

  • Markets Compliance Officer - Research

    The Execu|Search Group - New York City, NY

    Officer for their Research team. In this role, the Markets Compliance Officer will be responsible for implementing and ... Services Company JOB DESCRIPTION The Research Markets Compliance Officer will: * Continuously identify regulatory...

    15 hours ago from Execu-Search

  • Senior Fixed Income Compliance Officer

    Compliance Search Group - New York City, NY

    financial firm is seeking a mid to senior level Compliance Officer to provide real-time advice and support to front ... personnel in a fast paced, high-pressure environment. The Compliance Officer will be responsible for covering the...

    3 days ago from eFinancial Careers

  • Market Risk Officer CCAR - VP

    Deutsche Bank - New York City, NY

    Risk Comprehensive Capital Analysis and Review (CCAR) team. Compliance with the aforementioned is to allow the Federal Reserve Board to evaluate the potential effects of adverse economic and financial market conditions on Bank Holding...

    5 hours ago from Deutsche Bank

  • Assistant Compliance Officer/Fed and State Banking Regulations

    BOC Staffing Solutions - New York City, NY

    and annual reviews. This will include following a compliance review program, performing compliance test and ... Will support the Compliance Officer with establishing policies, procedures and processes to ensure Compliance with appli...

    4 days ago from eFinancial Careers

  • Control Room Compliance Officer

    Credit Suisse - - New York City, NY

    utilize various methods (e.g. team meetings; one on one; Compliance Bulletins , Annual compliance meetings) to educated the bankers. Track new industry initiative and regulatory developments and ... Control Room Compliance Officer...

    4 days ago from eFinancial Careers

  • CMO - Online TV

    Cybercoders - New York, NY

    characteristic protected by law. Your Right to Work – In compliance with federal law, all persons hired will be required to verify identity and eligibility to work in the United States and to complete the required employment eligibility...

    17 hours ago from CyberCoders

  • Guideline Monitoring Compliance Officer- AVP

    Forum Group - Manhattan, NY

    trading compliance regulations; Previous experience in investment guideline monitoring and/or coding; Strong strategic, ... team of top tier bank's Asset Management Division. Compliance Officer will provide support to the Liquid Real...

    5 days ago from eFinancial Careers

  • Assistant Compliance Officer Federal and State Banking Regulations

    BOC Staffing Solutions - Astoria, NY

    Assistant Compliance Officer Federal and State Banking Regulations SUMMARY Will support the Compliance Officer with ... and annual reviews. This will include following a compliance review program, performing compliance test and...

    6 days ago from CareerArc

  • Financial Compliance Associate

    The Execu|Search Group - Manhattan, NY

    compliance programs. For a professional with a regulatory compliance and/or industry compliance background, this is an ... Skills * Background as a Chief Compliance Officer (CCO), General Counsel, or a senior compliance and legal...

    15 hours ago from Execu-Search